0001560717-14-000007.txt : 20140813
0001560717-14-000007.hdr.sgml : 20140813
20140813133559
ACCESSION NUMBER: 0001560717-14-000007
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140813
DATE AS OF CHANGE: 20140813
EFFECTIVENESS DATE: 20140813
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Horizon Investments, LLC/SC
CENTRAL INDEX KEY: 0001560717
IRS NUMBER: 582461603
STATE OF INCORPORATION: SC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15165
FILM NUMBER: 141036817
BUSINESS ADDRESS:
STREET 1: 13024 BALLANTYNE CORPORATE PLACE
STREET 2: SUITE 225
CITY: CHARLOTTE
STATE: NC
ZIP: 28277
BUSINESS PHONE: 704-544-2399
MAIL ADDRESS:
STREET 1: 13024 BALLANTYNE CORPORATE PLACE
STREET 2: SUITE 225
CITY: CHARLOTTE
STATE: NC
ZIP: 28277
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001560717
XXXXXXXX
06-30-2014
06-30-2014
Horizon Investments, LLC/SC
13024 Ballantyne Corporate Place
Suite 225
Charlotte
NC
28277
13F HOLDINGS REPORT
028-15165
N
Ben Johnson
Chief Compliance Officer
704-544-2399
Ben Johnson, Chief Compliance Officer
Charlotte
NC
08-13-2014
1
117
836275
false
1
Founders Financial Securities, LLC
INFORMATION TABLE
2
HZIform13fInfoTable.xml
AGCO CORP
COM
001084102
263
4685
SH
SOLE
NONE
0
0
4685
ADVISORSHARES TR PERITUS HG YL
COM
00768Y503
5957
111756
SH
SOLE
NONE
0
0
111756
ADVANCED MICRO DEVICES INC
COM
007903107
276
65894
SH
SOLE
NONE
0
0
65894
ALLIANCE RES PARTNER L P UT LT
COM
01877R108
219
4700
SH
SOLE
NONE
0
0
4700
ARMOUR RESIDENTIAL REIT INC
COM
042315101
67
15491
SH
SOLE
NONE
0
0
15491
BAXTER INTL INC
COM
071813109
2051
28362
SH
SOLE
NONE
0
0
28362
BRADY CORP CL A
COM
104674106
274
9167
SH
SOLE
NONE
0
0
9167
BROOKS AUTOMATION INC
COM
114340102
211
19596
SH
SOLE
NONE
0
0
19596
CSX CORP
COM
126408103
1155
37477
SH
SOLE
NONE
0
0
37477
CYS INVTS INC
COM
12673A108
153
16993
SH
SOLE
NONE
0
0
16993
CALUMET SPECIALTY PRODS PTNR U
COM
131476103
502
15800
SH
SOLE
NONE
0
0
15800
CARBONITE INC
COM
141337105
289
24109
SH
SOLE
NONE
0
0
24109
CEDAR FAIR L P DEPOSITRY UNIT
COM
150185106
397
7500
SH
SOLE
NONE
0
0
7500
CLIFFS NATURAL RESOURCES INC.
COM
18683K408
198
13816
SH
SOLE
NONE
0
0
13816
CONOCOPHILLIPS
COM
20825C104
2482
28950
SH
SOLE
NONE
0
0
28950
CORNING INC
COM
219350105
2186
99570
SH
SOLE
NONE
0
0
99570
EARTHLINK HLDGS CORP
COM
27033X101
120
32235
SH
SOLE
NONE
0
0
32235
FIRST TR EXCHANGE TRADED FD NY
COM
33733E203
632
7682
SH
SOLE
NONE
0
0
7682
FIRST TR EXCHANGE TRADED FD DJ
COM
33733E302
7608
127696
SH
SOLE
NONE
117541
0
10155
FIRST TR EXCHANGE TRADED FD CO
COM
33734X101
594
17873
SH
SOLE
NONE
0
0
17873
FIRST TR EXCHANGE TRADED FD CO
COM
33734X119
625
15694
SH
SOLE
NONE
0
0
15694
FIRST TR EXCHANGE TRADED FD HL
COM
33734X143
605
11358
SH
SOLE
NONE
0
0
11358
FORD MTR CO DEL PAR $0.01
COM
345370860
2193
127184
SH
SOLE
NONE
0
0
127184
GENERAL CABLE CORP DEL NEW
COM
369300108
217
8449
SH
SOLE
NONE
0
0
8449
GENERAL ELECTRIC CO
COM
369604103
2058
78320
SH
SOLE
NONE
0
0
78320
HERCULES OFFSHORE INC
COM
427093109
153
37982
SH
SOLE
NONE
0
0
37982
ION GEOPHYSICAL CORP
COM
462044108
241
57144
SH
SOLE
NONE
0
0
57144
ISHARES GLOBAL HIGH YIELD CORP
COM
464286178
928
16912
SH
SOLE
NONE
0
0
16912
ISHARES EMU ETF
COM
464286608
2749
64952
SH
SOLE
NONE
0
0
64952
ISHARES MSCI BRIC INDX
COM
464286657
15947
413677
SH
SOLE
NONE
285003
0
128674
ISHARES MSCI SZ CAP ETF
COM
464286749
245
7145
SH
SOLE
NONE
0
0
7145
ISHARES MSCI SWEDEN ETF
COM
464286756
246
6986
SH
SOLE
NONE
0
0
6986
ISHARES MSCI SPAN CP ETF
COM
464286764
255
5959
SH
SOLE
NONE
0
0
5959
ISHARES MSCI GERMANY ETF
COM
464286806
255
8160
SH
SOLE
NONE
0
0
8160
ISHARES CORE SP500 ETF
COM
464287200
179931
913355
SH
SOLE
NONE
593566
0
319789
ISHARES CORE TOTUSBD ETF
COM
464287226
41647
380681
SH
SOLE
NONE
22344
0
358337
ISHARES MSCI EMG MKT ETF
COM
464287234
16160
373825
SH
SOLE
NONE
256631
0
117194
ISHARES IBOXX INV CP ETF
COM
464287242
5028
42157
SH
SOLE
NONE
0
0
42157
ISHARES LATN AMER 40 ETF
COM
464287390
15951
417010
SH
SOLE
NONE
285466
0
131544
ISHARES SP 500 VAL ETF
COM
464287408
525
5819
SH
SOLE
NONE
0
0
5819
ISHARES 7-10 Y TR BD ETF
COM
464287440
1831
17675
SH
SOLE
NONE
0
0
17675
ISHARES 1-3 YR TR BD ETF
COM
464287457
21818
258023
SH
SOLE
NONE
11524
0
246499
ISHARES RUS MDCP VAL ETF
COM
464287473
242
3336
SH
SOLE
NONE
0
0
3336
ISHARES RUS MID-CAP ETF
COM
464287499
1535
9443
SH
SOLE
NONE
0
0
9443
ISHARES CORE SP MCP ETF
COM
464287507
1156
8079
SH
SOLE
NONE
0
0
8079
ISHARES NA TEC-SFTWR ETF
COM
464287515
21430
249188
SH
SOLE
NONE
169136
0
80052
ISHARES RUS 1000 VAL ETF
COM
464287598
6074
59983
SH
SOLE
NONE
0
0
59983
ISHARES RUS 1000 GRW ETF
COM
464287614
6038
66405
SH
SOLE
NONE
0
0
66405
ISHARES RUSSELL 2000 ETF
COM
464287655
427
3593
SH
SOLE
NONE
0
0
3593
ISHARES DOW JONES US ETF
COM
464287846
268
2699
SH
SOLE
NONE
0
0
2699
ISHARES INTL TREA BD ETF
COM
464288117
6030
57290
SH
SOLE
NONE
0
0
57290
ISHARES MSCI AC ASIA ETF
COM
464288182
2579
41136
SH
SOLE
NONE
0
0
41136
ISHARES MSCI ACWI US ETF
COM
464288240
75310
1568306
SH
SOLE
NONE
1048559
0
519747
ISHARES JP MOR EM MK ETF
COM
464288281
10786
93571
SH
SOLE
NONE
4236
0
89335
ISHARES NAT AMT FREE BD
COM
464288414
1182
10876
SH
SOLE
NONE
0
0
10876
ISHARES 3-7 YR TR BD ETF
COM
464288661
1805
14820
SH
SOLE
NONE
0
0
14820
ISHARES SHRT TRS BD ETF
COM
464288679
7256
65805
SH
SOLE
NONE
11041
0
54764
ISHARES TR FLTG RATE BD ETF
COM
46429B655
6963
137073
SH
SOLE
NONE
0
0
137073
ITRON INC
COM
465741106
283
6973
SH
SOLE
NONE
0
0
6973
KKR CO L P DEL UNITS
COM
48248M102
409
16800
SH
SOLE
NONE
0
0
16800
KIMBERLY CLARK CORP
COM
494368103
2050
18430
SH
SOLE
NONE
0
0
18430
KINDER MORGAN ENERGY PARTNER U
COM
494550106
444
5400
SH
SOLE
NONE
0
0
5400
LILLY ELI CO
COM
532457108
2217
35666
SH
SOLE
NONE
0
0
35666
MARKET VECTORS ETF TR HG YLD M
COM
57060U878
2959
98115
SH
SOLE
NONE
0
0
98115
MARKET VECTORS ETF TR EMKT HIY
COM
57061R403
4190
158664
SH
SOLE
NONE
9232
0
149432
MEMORIAL PRODTN PARTNERS LP U
COM
586048100
431
17800
SH
SOLE
NONE
0
0
17800
MICROSOFT CORP
COM
594918104
2194
52612
SH
SOLE
NONE
0
0
52612
MICROSTRATEGY INC CL A NEW
COM
594972408
286
2032
SH
SOLE
NONE
0
0
2032
NATURAL RESOURCE PARTNERS L U
COM
63900P103
442
26700
SH
SOLE
NONE
0
0
26700
NORFOLK SOUTHERN CORP
COM
655844108
1196
11605
SH
SOLE
NONE
0
0
11605
NORTHERN TIER ENERGY LP UN RE
COM
665826103
447
16700
SH
SOLE
NONE
0
0
16700
NOVATEL WIRELESS INC NEW
COM
66987M604
224
117242
SH
SOLE
NONE
0
0
117242
OAKTREE CAP GROUP LLC UNIT CL
COM
674001201
330
6600
SH
SOLE
NONE
0
0
6600
OCH ZIFF CAP MGMT GROUP CL A
COM
67551U105
411
29700
SH
SOLE
NONE
0
0
29700
OFFICE DEPOT INC
COM
676220106
162
28531
SH
SOLE
NONE
0
0
28531
1 800 FLOWERS CL A
COM
68243Q106
150
25916
SH
SOLE
NONE
0
0
25916
ORBITZ WORLDWIDE INC
COM
68557K109
213
23943
SH
SOLE
NONE
0
0
23943
PEPSICO INC
COM
713448108
2153
24103
SH
SOLE
NONE
0
0
24103
POWERSHARES ETF TRUST II SENIO
COM
73936Q769
2210
88852
SH
SOLE
NONE
0
0
88852
POWERSHARES ETF TRUST II INTL
COM
73936Q835
505
16453
SH
SOLE
NONE
0
0
16453
POWERSHARES ETF TRUST II CEF I
COM
73936Q843
5005
196263
SH
SOLE
NONE
0
0
196263
POWERSHARES GLOBAL ETF TRUST F
COM
73936T557
2443
124633
SH
SOLE
NONE
20727
0
103906
PROSHARES TR PSHS ULTSH 20YRS
COM
74347B201
223
3666
SH
SOLE
NONE
0
0
3666
SM ENERGY CO
COM
78454L100
254
3025
SH
SOLE
NONE
0
0
3025
SPDR SP 500 ETF TR TR UNIT
COM
78462F103
210390
1074953
SH
SOLE
NONE
672767
0
402186
SPDR SERIES TRUST BRCLY INTL C
COM
78464A151
3249
85827
SH
SOLE
NONE
0
0
85827
SPDR SERIES TRUST NUV HGHYLD M
COM
78464A284
2760
49023
SH
SOLE
NONE
8689
0
40334
SPDR SERIES TRUST BRC CNV SECS
COM
78464A359
2518
49867
SH
SOLE
NONE
8150
0
41717
SPDR SERIES TRUST BRCLY EM LOC
COM
78464A391
2721
87168
SH
SOLE
NONE
0
0
87168
SPDR SERIES TRUST BRCLYS INTL
COM
78464A516
3346
55024
SH
SOLE
NONE
9450
0
45574
SPDR SER TR SHT TRM HGH YLD
COM
78468R408
7411
239388
SH
SOLE
NONE
13138
0
226250
SELECT SECTOR SPDR TR SBI INT-
COM
81369Y506
16058
160416
SH
SOLE
NONE
107311
0
53105
SIGMA DESIGNS INC
COM
826565103
235
51381
SH
SOLE
NONE
0
0
51381
TAIWAN SEMICONDUCTOR MFG LTD S
COM
874039100
2261
105693
SH
SOLE
NONE
0
0
105693
TERRA NITROGEN CO L P UNIT
COM
881005201
346
2400
SH
SOLE
NONE
0
0
2400
3M CO
COM
88579Y101
2183
15243
SH
SOLE
NONE
0
0
15243
VANGUARD BD INDEX FD INC TOTAL
COM
921937835
21901
266369
SH
SOLE
NONE
5948
0
260421
VANGUARD INTL EQUITY INDEX F F
COM
922042858
3770
87408
SH
SOLE
NONE
0
0
87408
VANGUARD NAT RES LLC UNIT
COM
92205F106
435
13500
SH
SOLE
NONE
0
0
13500
CAPITAL PRODUCT PARTNERS L P
COM
Y11082107
437
38300
SH
SOLE
NONE
0
0
38300
BAY BANCORP INC
COM
07203T106
115
22217
SH
DFND
01
0
0
22217
ISHARES MSCI EAFE ETF
COM
464287465
5592
81783
SH
DFND
01
0
0
81783
ISHARES RUS 1000 GRW ETF
COM
464287614
3840
42229
SH
DFND
01
0
0
42229
PIMCO ETF TR TOTL RETN ETF
COM
72201R775
1032
9466
SH
DFND
01
0
0
9466
PIMCO ETF TR 0-5 HIGH YIELD
COM
72201R783
232
2174
SH
DFND
01
0
0
2174
POWERSHS DB MULTI SECT M DB EN
COM
73936B101
340
11062
SH
DFND
01
0
0
11062
POWERSHS DB MULTI SECT M DB OI
COM
73936B507
353
11460
SH
DFND
01
0
0
11460
POWERSHARES ETF TRUST II SENIO
COM
73936Q769
319
12810
SH
DFND
01
0
0
12810
SPDR SP 500 ETF TR TR UNIT
COM
78462F103
4607
23541
SH
DFND
01
0
0
23541
SPDR SERIES TRUST BARC SHT TR
COM
78464A474
640
20787
SH
DFND
01
0
0
20787
VANGUARD BD INDEX FD INC SHORT
COM
921937827
330
4106
SH
DFND
01
0
0
4106
VANGUARD CHARLOTTE FDS INTL BD
COM
92203J407
252
4910
SH
DFND
01
0
0
4910
VANGUARD INTL EQUITY INDEX F T
COM
922042742
5725
92001
SH
DFND
01
0
0
92001
VANGUARD INTL EQUITY INDEX F F
COM
922042858
5954
138057
SH
DFND
01
0
0
138057
VANGUARD INDEX FDS MID CAP ETF
COM
922908629
3076
25920
SH
DFND
01
0
0
25920
VANGUARD INDEX FDS VALUE ETF
COM
922908744
5773
71319
SH
DFND
01
0
0
71319
VANGUARD INDEX FDS SMALL CP ET
COM
922908751
1920
16396
SH
DFND
01
0
0
16396