0001560717-14-000007.txt : 20140813 0001560717-14-000007.hdr.sgml : 20140813 20140813133559 ACCESSION NUMBER: 0001560717-14-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140813 DATE AS OF CHANGE: 20140813 EFFECTIVENESS DATE: 20140813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Horizon Investments, LLC/SC CENTRAL INDEX KEY: 0001560717 IRS NUMBER: 582461603 STATE OF INCORPORATION: SC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15165 FILM NUMBER: 141036817 BUSINESS ADDRESS: STREET 1: 13024 BALLANTYNE CORPORATE PLACE STREET 2: SUITE 225 CITY: CHARLOTTE STATE: NC ZIP: 28277 BUSINESS PHONE: 704-544-2399 MAIL ADDRESS: STREET 1: 13024 BALLANTYNE CORPORATE PLACE STREET 2: SUITE 225 CITY: CHARLOTTE STATE: NC ZIP: 28277 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001560717 XXXXXXXX 06-30-2014 06-30-2014 Horizon Investments, LLC/SC
13024 Ballantyne Corporate Place Suite 225 Charlotte NC 28277
13F HOLDINGS REPORT 028-15165 N
Ben Johnson Chief Compliance Officer 704-544-2399 Ben Johnson, Chief Compliance Officer Charlotte NC 08-13-2014 1 117 836275 false 1 Founders Financial Securities, LLC
INFORMATION TABLE 2 HZIform13fInfoTable.xml AGCO CORP COM 001084102 263 4685 SH SOLE NONE 0 0 4685 ADVISORSHARES TR PERITUS HG YL COM 00768Y503 5957 111756 SH SOLE NONE 0 0 111756 ADVANCED MICRO DEVICES INC COM 007903107 276 65894 SH SOLE NONE 0 0 65894 ALLIANCE RES PARTNER L P UT LT COM 01877R108 219 4700 SH SOLE NONE 0 0 4700 ARMOUR RESIDENTIAL REIT INC COM 042315101 67 15491 SH SOLE NONE 0 0 15491 BAXTER INTL INC COM 071813109 2051 28362 SH SOLE NONE 0 0 28362 BRADY CORP CL A COM 104674106 274 9167 SH SOLE NONE 0 0 9167 BROOKS AUTOMATION INC COM 114340102 211 19596 SH SOLE NONE 0 0 19596 CSX CORP COM 126408103 1155 37477 SH SOLE NONE 0 0 37477 CYS INVTS INC COM 12673A108 153 16993 SH SOLE NONE 0 0 16993 CALUMET SPECIALTY PRODS PTNR U COM 131476103 502 15800 SH SOLE NONE 0 0 15800 CARBONITE INC COM 141337105 289 24109 SH SOLE NONE 0 0 24109 CEDAR FAIR L P DEPOSITRY UNIT COM 150185106 397 7500 SH SOLE NONE 0 0 7500 CLIFFS NATURAL RESOURCES INC. COM 18683K408 198 13816 SH SOLE NONE 0 0 13816 CONOCOPHILLIPS COM 20825C104 2482 28950 SH SOLE NONE 0 0 28950 CORNING INC COM 219350105 2186 99570 SH SOLE NONE 0 0 99570 EARTHLINK HLDGS CORP COM 27033X101 120 32235 SH SOLE NONE 0 0 32235 FIRST TR EXCHANGE TRADED FD NY COM 33733E203 632 7682 SH SOLE NONE 0 0 7682 FIRST TR EXCHANGE TRADED FD DJ COM 33733E302 7608 127696 SH SOLE NONE 117541 0 10155 FIRST TR EXCHANGE TRADED FD CO COM 33734X101 594 17873 SH SOLE NONE 0 0 17873 FIRST TR EXCHANGE TRADED FD CO COM 33734X119 625 15694 SH SOLE NONE 0 0 15694 FIRST TR EXCHANGE TRADED FD HL COM 33734X143 605 11358 SH SOLE NONE 0 0 11358 FORD MTR CO DEL PAR $0.01 COM 345370860 2193 127184 SH SOLE NONE 0 0 127184 GENERAL CABLE CORP DEL NEW COM 369300108 217 8449 SH SOLE NONE 0 0 8449 GENERAL ELECTRIC CO COM 369604103 2058 78320 SH SOLE NONE 0 0 78320 HERCULES OFFSHORE INC COM 427093109 153 37982 SH SOLE NONE 0 0 37982 ION GEOPHYSICAL CORP COM 462044108 241 57144 SH SOLE NONE 0 0 57144 ISHARES GLOBAL HIGH YIELD CORP COM 464286178 928 16912 SH SOLE NONE 0 0 16912 ISHARES EMU ETF COM 464286608 2749 64952 SH SOLE NONE 0 0 64952 ISHARES MSCI BRIC INDX COM 464286657 15947 413677 SH SOLE NONE 285003 0 128674 ISHARES MSCI SZ CAP ETF COM 464286749 245 7145 SH SOLE NONE 0 0 7145 ISHARES MSCI SWEDEN ETF COM 464286756 246 6986 SH SOLE NONE 0 0 6986 ISHARES MSCI SPAN CP ETF COM 464286764 255 5959 SH SOLE NONE 0 0 5959 ISHARES MSCI GERMANY ETF COM 464286806 255 8160 SH SOLE NONE 0 0 8160 ISHARES CORE SP500 ETF COM 464287200 179931 913355 SH SOLE NONE 593566 0 319789 ISHARES CORE TOTUSBD ETF COM 464287226 41647 380681 SH SOLE NONE 22344 0 358337 ISHARES MSCI EMG MKT ETF COM 464287234 16160 373825 SH SOLE NONE 256631 0 117194 ISHARES IBOXX INV CP ETF COM 464287242 5028 42157 SH SOLE NONE 0 0 42157 ISHARES LATN AMER 40 ETF COM 464287390 15951 417010 SH SOLE NONE 285466 0 131544 ISHARES SP 500 VAL ETF COM 464287408 525 5819 SH SOLE NONE 0 0 5819 ISHARES 7-10 Y TR BD ETF COM 464287440 1831 17675 SH SOLE NONE 0 0 17675 ISHARES 1-3 YR TR BD ETF COM 464287457 21818 258023 SH SOLE NONE 11524 0 246499 ISHARES RUS MDCP VAL ETF COM 464287473 242 3336 SH SOLE NONE 0 0 3336 ISHARES RUS MID-CAP ETF COM 464287499 1535 9443 SH SOLE NONE 0 0 9443 ISHARES CORE SP MCP ETF COM 464287507 1156 8079 SH SOLE NONE 0 0 8079 ISHARES NA TEC-SFTWR ETF COM 464287515 21430 249188 SH SOLE NONE 169136 0 80052 ISHARES RUS 1000 VAL ETF COM 464287598 6074 59983 SH SOLE NONE 0 0 59983 ISHARES RUS 1000 GRW ETF COM 464287614 6038 66405 SH SOLE NONE 0 0 66405 ISHARES RUSSELL 2000 ETF COM 464287655 427 3593 SH SOLE NONE 0 0 3593 ISHARES DOW JONES US ETF COM 464287846 268 2699 SH SOLE NONE 0 0 2699 ISHARES INTL TREA BD ETF COM 464288117 6030 57290 SH SOLE NONE 0 0 57290 ISHARES MSCI AC ASIA ETF COM 464288182 2579 41136 SH SOLE NONE 0 0 41136 ISHARES MSCI ACWI US ETF COM 464288240 75310 1568306 SH SOLE NONE 1048559 0 519747 ISHARES JP MOR EM MK ETF COM 464288281 10786 93571 SH SOLE NONE 4236 0 89335 ISHARES NAT AMT FREE BD COM 464288414 1182 10876 SH SOLE NONE 0 0 10876 ISHARES 3-7 YR TR BD ETF COM 464288661 1805 14820 SH SOLE NONE 0 0 14820 ISHARES SHRT TRS BD ETF COM 464288679 7256 65805 SH SOLE NONE 11041 0 54764 ISHARES TR FLTG RATE BD ETF COM 46429B655 6963 137073 SH SOLE NONE 0 0 137073 ITRON INC COM 465741106 283 6973 SH SOLE NONE 0 0 6973 KKR CO L P DEL UNITS COM 48248M102 409 16800 SH SOLE NONE 0 0 16800 KIMBERLY CLARK CORP COM 494368103 2050 18430 SH SOLE NONE 0 0 18430 KINDER MORGAN ENERGY PARTNER U COM 494550106 444 5400 SH SOLE NONE 0 0 5400 LILLY ELI CO COM 532457108 2217 35666 SH SOLE NONE 0 0 35666 MARKET VECTORS ETF TR HG YLD M COM 57060U878 2959 98115 SH SOLE NONE 0 0 98115 MARKET VECTORS ETF TR EMKT HIY COM 57061R403 4190 158664 SH SOLE NONE 9232 0 149432 MEMORIAL PRODTN PARTNERS LP U COM 586048100 431 17800 SH SOLE NONE 0 0 17800 MICROSOFT CORP COM 594918104 2194 52612 SH SOLE NONE 0 0 52612 MICROSTRATEGY INC CL A NEW COM 594972408 286 2032 SH SOLE NONE 0 0 2032 NATURAL RESOURCE PARTNERS L U COM 63900P103 442 26700 SH SOLE NONE 0 0 26700 NORFOLK SOUTHERN CORP COM 655844108 1196 11605 SH SOLE NONE 0 0 11605 NORTHERN TIER ENERGY LP UN RE COM 665826103 447 16700 SH SOLE NONE 0 0 16700 NOVATEL WIRELESS INC NEW COM 66987M604 224 117242 SH SOLE NONE 0 0 117242 OAKTREE CAP GROUP LLC UNIT CL COM 674001201 330 6600 SH SOLE NONE 0 0 6600 OCH ZIFF CAP MGMT GROUP CL A COM 67551U105 411 29700 SH SOLE NONE 0 0 29700 OFFICE DEPOT INC COM 676220106 162 28531 SH SOLE NONE 0 0 28531 1 800 FLOWERS CL A COM 68243Q106 150 25916 SH SOLE NONE 0 0 25916 ORBITZ WORLDWIDE INC COM 68557K109 213 23943 SH SOLE NONE 0 0 23943 PEPSICO INC COM 713448108 2153 24103 SH SOLE NONE 0 0 24103 POWERSHARES ETF TRUST II SENIO COM 73936Q769 2210 88852 SH SOLE NONE 0 0 88852 POWERSHARES ETF TRUST II INTL COM 73936Q835 505 16453 SH SOLE NONE 0 0 16453 POWERSHARES ETF TRUST II CEF I COM 73936Q843 5005 196263 SH SOLE NONE 0 0 196263 POWERSHARES GLOBAL ETF TRUST F COM 73936T557 2443 124633 SH SOLE NONE 20727 0 103906 PROSHARES TR PSHS ULTSH 20YRS COM 74347B201 223 3666 SH SOLE NONE 0 0 3666 SM ENERGY CO COM 78454L100 254 3025 SH SOLE NONE 0 0 3025 SPDR SP 500 ETF TR TR UNIT COM 78462F103 210390 1074953 SH SOLE NONE 672767 0 402186 SPDR SERIES TRUST BRCLY INTL C COM 78464A151 3249 85827 SH SOLE NONE 0 0 85827 SPDR SERIES TRUST NUV HGHYLD M COM 78464A284 2760 49023 SH SOLE NONE 8689 0 40334 SPDR SERIES TRUST BRC CNV SECS COM 78464A359 2518 49867 SH SOLE NONE 8150 0 41717 SPDR SERIES TRUST BRCLY EM LOC COM 78464A391 2721 87168 SH SOLE NONE 0 0 87168 SPDR SERIES TRUST BRCLYS INTL COM 78464A516 3346 55024 SH SOLE NONE 9450 0 45574 SPDR SER TR SHT TRM HGH YLD COM 78468R408 7411 239388 SH SOLE NONE 13138 0 226250 SELECT SECTOR SPDR TR SBI INT- COM 81369Y506 16058 160416 SH SOLE NONE 107311 0 53105 SIGMA DESIGNS INC COM 826565103 235 51381 SH SOLE NONE 0 0 51381 TAIWAN SEMICONDUCTOR MFG LTD S COM 874039100 2261 105693 SH SOLE NONE 0 0 105693 TERRA NITROGEN CO L P UNIT COM 881005201 346 2400 SH SOLE NONE 0 0 2400 3M CO COM 88579Y101 2183 15243 SH SOLE NONE 0 0 15243 VANGUARD BD INDEX FD INC TOTAL COM 921937835 21901 266369 SH SOLE NONE 5948 0 260421 VANGUARD INTL EQUITY INDEX F F COM 922042858 3770 87408 SH SOLE NONE 0 0 87408 VANGUARD NAT RES LLC UNIT COM 92205F106 435 13500 SH SOLE NONE 0 0 13500 CAPITAL PRODUCT PARTNERS L P COM Y11082107 437 38300 SH SOLE NONE 0 0 38300 BAY BANCORP INC COM 07203T106 115 22217 SH DFND 01 0 0 22217 ISHARES MSCI EAFE ETF COM 464287465 5592 81783 SH DFND 01 0 0 81783 ISHARES RUS 1000 GRW ETF COM 464287614 3840 42229 SH DFND 01 0 0 42229 PIMCO ETF TR TOTL RETN ETF COM 72201R775 1032 9466 SH DFND 01 0 0 9466 PIMCO ETF TR 0-5 HIGH YIELD COM 72201R783 232 2174 SH DFND 01 0 0 2174 POWERSHS DB MULTI SECT M DB EN COM 73936B101 340 11062 SH DFND 01 0 0 11062 POWERSHS DB MULTI SECT M DB OI COM 73936B507 353 11460 SH DFND 01 0 0 11460 POWERSHARES ETF TRUST II SENIO COM 73936Q769 319 12810 SH DFND 01 0 0 12810 SPDR SP 500 ETF TR TR UNIT COM 78462F103 4607 23541 SH DFND 01 0 0 23541 SPDR SERIES TRUST BARC SHT TR COM 78464A474 640 20787 SH DFND 01 0 0 20787 VANGUARD BD INDEX FD INC SHORT COM 921937827 330 4106 SH DFND 01 0 0 4106 VANGUARD CHARLOTTE FDS INTL BD COM 92203J407 252 4910 SH DFND 01 0 0 4910 VANGUARD INTL EQUITY INDEX F T COM 922042742 5725 92001 SH DFND 01 0 0 92001 VANGUARD INTL EQUITY INDEX F F COM 922042858 5954 138057 SH DFND 01 0 0 138057 VANGUARD INDEX FDS MID CAP ETF COM 922908629 3076 25920 SH DFND 01 0 0 25920 VANGUARD INDEX FDS VALUE ETF COM 922908744 5773 71319 SH DFND 01 0 0 71319 VANGUARD INDEX FDS SMALL CP ET COM 922908751 1920 16396 SH DFND 01 0 0 16396