0001493152-16-013641.txt : 20160928
0001493152-16-013641.hdr.sgml : 20160928
20160928130747
ACCESSION NUMBER: 0001493152-16-013641
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160923
FILED AS OF DATE: 20160928
DATE AS OF CHANGE: 20160928
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Algodon Wines & Luxury Development Group, Inc.
CENTRAL INDEX KEY: 0001559998
STANDARD INDUSTRIAL CLASSIFICATION: LAND SUBDIVIDERS & DEVELOPERS (NO CEMETERIES) [6552]
IRS NUMBER: 522158952
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 135 FIFTH AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10010
BUSINESS PHONE: 212-739-7650
MAIL ADDRESS:
STREET 1: 135 FIFTH AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fasano Keith T
CENTRAL INDEX KEY: 0001659430
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55209
FILM NUMBER: 161906466
MAIL ADDRESS:
STREET 1: 135 FIFTH AVENUE, FLOOR 10
CITY: NEW YORK
STATE: NY
ZIP: 10010
4
1
form4.xml
X0306
4
2016-09-23
0
0001559998
Algodon Wines & Luxury Development Group, Inc.
VINO
0001659430
Fasano Keith T
135 FIFTH AVENUE, FLOOR 10
NEW YORK,
NY
10010
0
1
0
0
CCO
Common Stock
2016-09-23
4
P
0
5000
2.00
A
24497
I
See Footnote
Common Stock*
1843
D
Stock Option
3.85
2016-07-06
5
J
0
E
65000
D
2016-07-06
Common Stock
65000
250000
D
Stock Option
2.48
2018-06-30
Common Stock
100000
250000
D
Stock Option
2.48
2019-08-27
Common Stock
150000
250000
D
Shares held by Mr. Fasano's 401(k) account.
Options granted reflected herein are granted pursuant to AWLD's 2008 Equity Incentive Plan.
Option granted on July 6, 2011; 16,250 shares vested on July 6, 2012; thereafter 4,062 shares vest every three months with the remaining 4,068 vesting on July 6, 2015.
Expiration of options with no value received.
Option granted on June 30, 2013; 25,000 shares vested on June 30, 2014; thereafter 6,250 shares vest every three months.
Option granted on August 27, 2014; 37,500 shares vested on August 27, 2015; thereafter 9,375 shares vest every three months.
* Pursuant to Rule 16a-1(a)(iii), does not include 135,057 shares held by The WOW Group, LLC, of which Mr. Fasano is a member.
/s/ Keith T. Fasano
2016-09-28