0001493152-16-013641.txt : 20160928 0001493152-16-013641.hdr.sgml : 20160928 20160928130747 ACCESSION NUMBER: 0001493152-16-013641 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160923 FILED AS OF DATE: 20160928 DATE AS OF CHANGE: 20160928 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Algodon Wines & Luxury Development Group, Inc. CENTRAL INDEX KEY: 0001559998 STANDARD INDUSTRIAL CLASSIFICATION: LAND SUBDIVIDERS & DEVELOPERS (NO CEMETERIES) [6552] IRS NUMBER: 522158952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 135 FIFTH AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 212-739-7650 MAIL ADDRESS: STREET 1: 135 FIFTH AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fasano Keith T CENTRAL INDEX KEY: 0001659430 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55209 FILM NUMBER: 161906466 MAIL ADDRESS: STREET 1: 135 FIFTH AVENUE, FLOOR 10 CITY: NEW YORK STATE: NY ZIP: 10010 4 1 form4.xml X0306 4 2016-09-23 0 0001559998 Algodon Wines & Luxury Development Group, Inc. VINO 0001659430 Fasano Keith T 135 FIFTH AVENUE, FLOOR 10 NEW YORK, NY 10010 0 1 0 0 CCO Common Stock 2016-09-23 4 P 0 5000 2.00 A 24497 I See Footnote Common Stock* 1843 D Stock Option 3.85 2016-07-06 5 J 0 E 65000 D 2016-07-06 Common Stock 65000 250000 D Stock Option 2.48 2018-06-30 Common Stock 100000 250000 D Stock Option 2.48 2019-08-27 Common Stock 150000 250000 D Shares held by Mr. Fasano's 401(k) account. Options granted reflected herein are granted pursuant to AWLD's 2008 Equity Incentive Plan. Option granted on July 6, 2011; 16,250 shares vested on July 6, 2012; thereafter 4,062 shares vest every three months with the remaining 4,068 vesting on July 6, 2015. Expiration of options with no value received. Option granted on June 30, 2013; 25,000 shares vested on June 30, 2014; thereafter 6,250 shares vest every three months. Option granted on August 27, 2014; 37,500 shares vested on August 27, 2015; thereafter 9,375 shares vest every three months. * Pursuant to Rule 16a-1(a)(iii), does not include 135,057 shares held by The WOW Group, LLC, of which Mr. Fasano is a member. /s/ Keith T. Fasano 2016-09-28