VICE PRESIDENT

0001559968-19-000006.txt : 20190715 0001559968-19-000006.hdr.sgml : 20190715 20190715161435 ACCESSION NUMBER: 0001559968-19-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190715 DATE AS OF CHANGE: 20190715 EFFECTIVENESS DATE: 20190715 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regent Investment Management LLC CENTRAL INDEX KEY: 0001559968 IRS NUMBER: 454951312 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15055 FILM NUMBER: 19955334 BUSINESS ADDRESS: STREET 1: 4350 BROWNSBORO ROAD STREET 2: SUITE 120 CITY: LOUISVILLE STATE: KY ZIP: 40207 BUSINESS PHONE: 502-719-1000 MAIL ADDRESS: STREET 1: 4350 BROWNSBORO ROAD STREET 2: SUITE 120 CITY: LOUISVILLE STATE: KY ZIP: 40207 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001559968 XXXXXXXX 06-30-2019 06-30-2019 false Regent Investment Management LLC

4350 Brownsboro Road Suite 120 Louisville KY 40207

13F HOLDINGS REPORT 028-15055 N STEVEN T. NAISER VICE PRESIDENT 502-719-1000 STEVEN T. NAISER LOUISVILLE KY 07-15-2019 0 246 307406 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579y101 1228 7083 SH SOLE 6833 0 250 3M CO COM 88579y101 31 181 SH OTR 0 0 181 A T & T INC COM 00206r102 3333 99456 SH SOLE 92939 0 6517 A T & T INC COM 00206r102 163 4850 SH OTR 0 0 4850 ABBOTT LABORATORIES COM 002824100 2119 25201 SH SOLE 23801 0 1400 ABBVIE INC COM 00287y109 1425 19601 SH SOLE 18966 0 635 ABBVIE INC COM 00287y109 93 1280 SH OTR 0 0 1280 ACTIVISION BLIZZARD COM 00507v109 406 8608 SH SOLE 6054 0 2554 ADOBE INC COM 00724f101 654 2220 SH SOLE 2220 0 0 ALBEMARLE CORP COM 012653101 908 12895 SH SOLE 12395 0 500 ALIBABA GROUP HOLDING F SPONSO COM 01609w102 3904 23040 SH SOLE 22290 0 750 ALLERGAN PLC F COM g0177j108 285 1705 SH SOLE 1525 0 180 ALPHABET INC. CLASS A COM 02079k305 2981 2753 SH SOLE 2643 0 110 ALPHABET INC. CLASS A COM 02079k305 16 15 SH OTR 0 0 15 ALPHABET INC. 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