0001559968-19-000004.txt : 20190422 0001559968-19-000004.hdr.sgml : 20190422 20190422101848 ACCESSION NUMBER: 0001559968-19-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190422 DATE AS OF CHANGE: 20190422 EFFECTIVENESS DATE: 20190422 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regent Investment Management LLC CENTRAL INDEX KEY: 0001559968 IRS NUMBER: 454951312 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15055 FILM NUMBER: 19758794 BUSINESS ADDRESS: STREET 1: 4350 BROWNSBORO ROAD STREET 2: SUITE 120 CITY: LOUISVILLE STATE: KY ZIP: 40207 BUSINESS PHONE: 502-719-1000 MAIL ADDRESS: STREET 1: 4350 BROWNSBORO ROAD STREET 2: SUITE 120 CITY: LOUISVILLE STATE: KY ZIP: 40207 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001559968 XXXXXXXX 03-31-2019 03-31-2019 false REGENT INVESTMENT MANAGEMENT LLC

4350 BROWNSBORO ROAD SUITE 120 LOUISVILLE KY 40207

13F HOLDINGS REPORT 028-15055 N STEVEN T NAISER 502-719-1000 STEVEN T NAISER LOUISVILLE KY 04-22-2019 0 248 300281 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579y101 1472 7083 SH SOLE 6833 0 250 3M CO COM 88579y101 38 181 SH OTR 0 0 181 A T & T INC COM 00206r102 2607 83115 SH SOLE 76598 0 6517 A T & T INC COM 00206r102 152 4850 SH OTR 0 0 4850 ABBOTT LABORATORIES COM 002824100 2235 27961 SH SOLE 26561 0 1400 ABBVIE INC COM 00287y109 1580 19601 SH SOLE 18966 0 635 ABBVIE INC COM 00287y109 103 1280 SH OTR 0 0 1280 ACTIVISION BLIZZARD COM 00507v109 392 8608 SH SOLE 6054 0 2554 ADOBE INC COM COM 00724f101 565 2120 SH SOLE 2120 0 0 ALBEMARLE CORP COM 012653101 1057 12895 SH SOLE 12395 0 500 ALIBABA GROUP HOLDING F SPONSO COM 01609w102 3874 21235 SH SOLE 20485 0 750 ALLERGAN PLC F COM g0177j108 203 1385 SH SOLE 1205 0 180 ALPHABET INC. CLASS A COM 02079k305 3299 2803 SH SOLE 2693 0 110 ALPHABET INC. CLASS A COM 02079k305 18 15 SH OTR 0 0 15 ALPHABET INC. 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