0001559968-19-000002.txt : 20190122 0001559968-19-000002.hdr.sgml : 20190122 20190122084556 ACCESSION NUMBER: 0001559968-19-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190122 DATE AS OF CHANGE: 20190122 EFFECTIVENESS DATE: 20190122 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regent Investment Management LLC CENTRAL INDEX KEY: 0001559968 IRS NUMBER: 454951312 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15055 FILM NUMBER: 19534363 BUSINESS ADDRESS: STREET 1: 4350 BROWNSBORO ROAD STREET 2: SUITE 120 CITY: LOUISVILLE STATE: KY ZIP: 40207 BUSINESS PHONE: 502-719-1000 MAIL ADDRESS: STREET 1: 4350 BROWNSBORO ROAD STREET 2: SUITE 120 CITY: LOUISVILLE STATE: KY ZIP: 40207 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001559968 XXXXXXXX 12-31-2018 12-31-2018 false Regent Investment Management LLC

4350 Brownsboro Road Suite 120 Louisville KY 40207

13F HOLDINGS REPORT 028-15055 N STEVEN T. NAISER 502-719-1000 STEVEN T. NAISER LOUISVILLE KY 01-22-2019 0 229 267009 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579y101 1374 7213 SH SOLE 6963 0 250 3M CO COM 88579y101 34 181 SH OTR 0 0 181 A T & T INC COM 00206r102 2664 93343 SH SOLE 86826 0 6517 A T & T INC COM 00206r102 138 4850 SH OTR 0 0 4850 ABBOTT LABORATORIES COM 002824100 2115 29246 SH SOLE 27846 0 1400 ABBVIE INC COM 00287y109 1877 20361 SH SOLE 19726 0 635 ABBVIE INC COM 00287y109 118 1280 SH OTR 0 0 1280 ACTIVISION BLIZZARD COM 00507v109 536 11508 SH SOLE 8454 0 3054 ADOBE INC COM COM 00724f101 407 1800 SH SOLE 1800 0 0 AENA SME S.A. EUR10 ISIN#ES010 COM e526k0106 310 2000 SH SOLE 2000 0 0 ALBEMARLE CORP COM 012653101 1414 18350 SH SOLE 18350 0 0 ALIBABA GROUP HOLDING F SPONSO COM 01609w102 3183 23220 SH SOLE 22470 0 750 ALLERGAN PLC F COM g0177j108 254 1900 SH SOLE 1720 0 180 ALPHABET INC. CLASS A COM 02079k305 3051 2920 SH SOLE 2810 0 110 ALPHABET INC. 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