0001559968-18-000002.txt : 20180126 0001559968-18-000002.hdr.sgml : 20180126 20180126144533 ACCESSION NUMBER: 0001559968-18-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180126 DATE AS OF CHANGE: 20180126 EFFECTIVENESS DATE: 20180126 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regent Investment Management LLC CENTRAL INDEX KEY: 0001559968 IRS NUMBER: 454951312 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15055 FILM NUMBER: 18551367 BUSINESS ADDRESS: STREET 1: 4350 BROWNSBORO ROAD STREET 2: SUITE 120 CITY: LOUISVILLE STATE: KY ZIP: 40207 BUSINESS PHONE: 502-719-1000 MAIL ADDRESS: STREET 1: 4350 BROWNSBORO ROAD STREET 2: SUITE 120 CITY: LOUISVILLE STATE: KY ZIP: 40207 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001559968 XXXXXXXX 12-31-2017 12-31-2017 false Regent Investment Management LLC

4350 Brownsboro Road Suite 120 Louisville KY 40207

13F HOLDINGS REPORT 028-15055 N STEVEN T. NAISER 502-719-1000 STEVEN T. NAISER LOUISVILLE KY 01-26-2018 0 239 304822 INFORMATION TABLE 2 infotable.xml 3M COMPANY COM 88579y101 1784 7579 SH SOLE 7079 0 500 3M COMPANY COM 88579y101 43 181 SH OTR 0 0 181 A T & T INC COM 00206r102 1374 35351 SH SOLE 31001 0 4350 A T & T INC COM 00206r102 64 1650 SH OTR 0 0 1650 ABBOTT LABORATORIES COM 002824100 1902 33330 SH SOLE 31930 0 1400 ABBVIE INC COM 00287y109 1147 11865 SH SOLE 11230 0 635 ABBVIE INC COM 00287y109 124 1280 SH OTR 0 0 1280 ACTIVISION BLIZZARD COM 00507v109 387 6108 SH SOLE 3554 0 2554 ADIENT PLC F COM g0084w101 565 7180 SH SOLE 6680 0 500 ADOBE SYSTEMS INC COM 00724f101 596 3400 SH SOLE 3400 0 0 AENA SME S.A. EUR10 ISIN#ES010 COM e526k0106 406 2000 SH SOLE 2000 0 0 ALIBABA GROUP HLDG F SPONSORED COM 01609w102 4266 24740 SH SOLE 24490 0 250 ALLERGAN PLC F COM g0177j108 824 5040 SH SOLE 4860 0 180 ALPHABET INC. CLASS A COM 02079k305 3515 3337 SH SOLE 3132 0 205 ALPHABET INC. 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