0001398113-16-000008.txt : 20160113
0001398113-16-000008.hdr.sgml : 20160113
20160113173138
ACCESSION NUMBER: 0001398113-16-000008
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160112
FILED AS OF DATE: 20160113
DATE AS OF CHANGE: 20160113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Harvest Capital Credit Corp
CENTRAL INDEX KEY: 0001559909
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 767 THIRD AVENUE
STREET 2: 25TH FLOOR
CITY: New York
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-906-3500
MAIL ADDRESS:
STREET 1: 767 THIRD AVENUE
STREET 2: 25TH FLOOR
CITY: New York
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jolson Joseph A
CENTRAL INDEX KEY: 0001398113
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00985
FILM NUMBER: 161341495
MAIL ADDRESS:
STREET 1: 600 MONTGOMERY STREET
STREET 2: SUITE 1700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
4
1
wf-form4_145272428756712.xml
FORM 4
X0306
4
2016-01-12
0
0001559909
Harvest Capital Credit Corp
HCAP
0001398113
Jolson Joseph A
C/O HARVEST CAPITAL CREDIT CORPORATION
767 EAST THIRD AVENUE, 25TH FLOOR
NEW YORK
NY
10017
1
0
0
0
Common Stock
2016-01-12
4
P
0
14696
11.3025
A
427642
I
By Jolson 1991 Trust
Common Stock
2016-01-13
4
P
0
1545
11.454
A
429187
I
By Jolson 1991 Trust
Common Stock
20000
D
Common Stock
10000
I
By Daughter
Common Stock
35768
I
By Foundation
Reflects the acquisition of common shares pursuant to the Rule 10b5-1 purchase plan of the Reporting Person.
The price reflects the weighted average purchase price. The purchase prices for these transactions ranged from 11.18 to 11.49. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased.
Reflects shares of common stock held by the Joseph A. Jolson 1991 Trust, of which Mr. Jolson is the trustee.
The price reflects the weighted average purchase price. The purchase prices for these transactions ranged from 11.28 to 11.38. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased.
Reflects shares of common stock held by The Jolson Family Foundation, of which Mr. Jolson is President and Treasurer. Mr. Jolson disclaims beneficial ownership of the shares.
/s/ CRAIG KITCHIN ON BEHALF OF JOSEPH A. JOLSON
2016-01-13