0001606587-17-000651.txt : 20171108 0001606587-17-000651.hdr.sgml : 20171108 20171108144552 ACCESSION NUMBER: 0001606587-17-000651 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171108 DATE AS OF CHANGE: 20171108 EFFECTIVENESS DATE: 20171108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regal Investment Advisors LLC CENTRAL INDEX KEY: 0001559789 IRS NUMBER: 223844414 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15474 FILM NUMBER: 171186230 BUSINESS ADDRESS: STREET 1: 2687 44TH STREET SE CITY: KENTWOOD STATE: MI ZIP: 49512 BUSINESS PHONE: 616-224-2204 MAIL ADDRESS: STREET 1: 2687 44TH STREET SE CITY: KENTWOOD STATE: MI ZIP: 49512 FORMER COMPANY: FORMER CONFORMED NAME: Regal Investment Advisors, LLC DATE OF NAME CHANGE: 20121005 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001559789 XXXXXXXX 09-30-2017 09-30-2017 false Regal Investment Advisors LLC

2687 44th Street SE Kentwood MI 49512

13F HOLDINGS REPORT 028-15474 N Brian Yarch 616-224-2204 Brian Yarch Kentwood MI 11-08-2017 0 279 428719 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE PACIFIC COAST OIL TR UNIT BEN INT 694103102 35 22000 PRN SOLE NONE 0 0 22000 NUVEEN AMT FREE MUN CR INC F COM 67071L106 277 18015 PRN SOLE NONE 0 0 18015 NUSTAR ENERGY LP UNIT COM 67058H102 1875 46205 PRN SOLE NONE 0 0 46205 NAVIOS MARITIME PARTNERS L P UNIT LPI Y62267102 22 10546 PRN SOLE NONE 0 0 10546 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 395 5554 PRN SOLE NONE 0 0 5554 HCP INC COM 40414L109 527 18935 PRN SOLE NONE 0 0 18935 CVR REFNG LP COMUNIT REP LT 12663P107 410 41637 PRN SOLE NONE 0 0 41637 EXXON MOBIL CORP COM 30231G102 2807 34237 SH SOLE NONE 0 0 34237 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 485 5938 SH SOLE NONE 0 0 5938 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 447 7572 SH SOLE NONE 0 0 7572 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 968 37414 SH SOLE NONE 0 0 37414 SELECT SECTOR SPDR TR ENERGY 81369Y506 263 3845 SH SOLE NONE 0 0 3845 UNITED STATES STL CORP NEW COM 912909108 635 24742 SH SOLE NONE 0 0 24742 WAL-MART STORES INC COM 931142103 1328 16999 SH SOLE NONE 0 0 16999 WASTE MGMT INC DEL COM 94106L109 827 10571 SH SOLE NONE 0 0 10571 WELLS FARGO CO NEW COM 949746101 2111 38273 SH SOLE NONE 0 0 38273 VERIZON COMMUNICATIONS INC COM 92343V104 1270 25663 SH SOLE NONE 0 0 25663 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 2354 29031 SH SOLE NONE 0 0 29031 VANGUARD STAR FD VG TL INTL STK F 921909768 323 5903 SH SOLE NONE 0 0 5903 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 1205 11243 SH SOLE NONE 0 0 11243 VANGUARD WHITEHALL FDS INC EMERG MKT BD ETF 921946885 1501 18494 SH SOLE NONE 0 0 18494 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 5145 118094 SH SOLE NONE 0 0 118094 VANGUARD INDEX FDS GROWTH ETF 922908736 5197 39147 SH SOLE NONE 0 0 39147 VANGUARD INDEX FDS VALUE ETF 922908744 4009 40158 SH SOLE NONE 0 0 40158 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 1039 21019 SH SOLE NONE 0 0 21019 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2128 16430 SH SOLE NONE 0 0 16430 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 1202 10458 SH SOLE NONE 0 0 10458 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 2266 18609 SH SOLE NONE 0 0 18609 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 486 4679 SH SOLE NONE 0 0 4679 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 2331 22067 SH SOLE NONE 0 0 22067 VANGUARD INDEX FDS MID CAP ETF 922908629 1568 10665 SH SOLE NONE 0 0 10665 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 490 8243 SH SOLE NONE 0 0 8243 VANGUARD INDEX FDS REIT ETF 922908553 3675 44225 SH SOLE NONE 0 0 44225 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 644 12204 SH SOLE NONE 0 0 12204 INVESCO MUN TR COM 46131J103 315 24669 SH SOLE NONE 0 0 24669 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 4683 49408 SH SOLE NONE 0 0 49408 VANGUARD SCOTTSDALE FDS SHTRM GVT BD ETF 92206C102 235 3871 SH SOLE NONE 0 0 3871 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 1423 24390 SH SOLE NONE 0 0 24390 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 7418 170875 SH SOLE NONE 0 0 170875 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 538 6719 SH SOLE NONE 0 0 6719 VANGUARD INDEX FDS SM CP VAL ETF 922908611 597 4672 SH SOLE NONE 0 0 4672 VANGUARD INDEX FDS SMALL CP ETF 922908751 1595 11288 SH SOLE NONE 0 0 11288 VISA INC COM CL A 92826C839 2462 23395 SH SOLE NONE 0 0 23395 UNITED TECHNOLOGIES CORP COM 913017109 2155 18561 SH SOLE NONE 0 0 18561 ISHARES TR CRE U S REIT ETF 464288521 625 12692 SH SOLE NONE 0 0 12692 ISHARES TR MIN VOL USA ETF 46429B697 2018 40096 SH SOLE NONE 0 0 40096 UNION PAC CORP COM 907818108 2146 18509 SH SOLE NONE 0 0 18509 UNITEDHEALTH GROUP INC COM 91324P102 255 1301 SH SOLE NONE 0 0 1301 UNILEVER PLC SPON ADR NEW 904767704 210 3617 SH SOLE NONE 0 0 3617 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 156 16057 SH SOLE NONE 0 0 16057 UBIQUITI NETWORKS INC COM 90347A100 2159 38542 SH SOLE NONE 0 0 38542 UNDER ARMOUR INC CL A 904311107 566 34318 SH SOLE NONE 0 0 34318 ISHARES TR 20 YR TR BD ETF 464287432 2734 21918 SH SOLE NONE 0 0 21918 ISHARES TR TIPS BD ETF 464287176 557 4900 SH SOLE NONE 0 0 4900 TARGET CORP COM 87612E106 526 8913 SH SOLE NONE 0 0 8913 FIRST TR EXCHANGE TRADED FD NASD TECH DIV 33738R118 821 25346 SH SOLE NONE 0 0 25346 AT&T INC COM 00206R102 6288 160540 SH SOLE NONE 0 0 160540 SYSCO CORP COM 871829107 759 14069 SH SOLE NONE 0 0 14069 STEEL DYNAMICS INC COM 858119100 1040 30174 SH SOLE NONE 0 0 30174 SPDR S&P 500 ETF TR TR UNIT 78462F103 9112 36270 SH SOLE NONE 0 0 36270 POWERSHARES ETF TR II PWRSHS SP500 LOW 73937B654 407 9933 SH SOLE NONE 0 0 9933 SOUTHERN CO COM 842587107 386 7852 SH SOLE NONE 0 0 7852 SANOFI SPONSORED ADR 80105N105 241 4839 SH SOLE NONE 0 0 4839 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 309 2443 SH SOLE NONE 0 0 2443 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 303 1332 SH SOLE NONE 0 0 1332 SPDR SER TR BLOOMBERG SRT TR 78468R408 973 34786 SH SOLE NONE 0 0 34786 SIRIUS XM HLDGS INC COM 82968B103 108 19636 SH SOLE NONE 0 0 19636 ISHARES TR 1 3 YR TREAS BD 464287457 1736 20558 SH SOLE NONE 0 0 20558 SPDR SER TR NUVEEN BLMBRG SR 78468R739 742 15275 SH SOLE NONE 0 0 15275 SPDR SERIES TRUST S&P DIVID ETF 78464A763 278 3043 SH SOLE NONE 0 0 3043 GLOBAL X FDS GLB X SUPERDIV 37950E549 748 33985 SH SOLE NONE 0 0 33985 ISHARES TR EAFE SML CP ETF 464288273 1069 17247 SH SOLE NONE 0 0 17247 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 466 8986 SH SOLE NONE 0 0 8986 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 240 3637 SH SOLE NONE 0 0 3637 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 5108 109140 SH SOLE NONE 0 0 109140 RAYTHEON CO COM NEW 755111507 356 1909 SH SOLE NONE 0 0 1909 VANECK VECTORS ETF TR RUSSIA ETF 92189F403 758 34000 SH SOLE NONE 0 0 34000 SSGA ACTIVE ETF TR MULT ASS RLRTN 78467V103 1605 63835 SH SOLE NONE 0 0 63835 FIRST TR EXCH TRADED FD III RIVRFRNT DYN EUR 33739P806 3263 50516 SH SOLE NONE 0 0 50516 FIRST TR EXCH TRADED FD III RIVR FRNT DYN 33739P707 2666 39724 SH SOLE NONE 0 0 39724 FIRST TR EXCH TRADED FD III RIVRFRNT DYN DEV 33739P608 2940 46622 SH SOLE NONE 0 0 46622 FIRST TR EXCH TRADED FD III RIVRFRNT DY ASIA 33739P509 2400 40981 SH SOLE NONE 0 0 40981 ISHARES TR MTG REL ETF NEW 46435G342 996 21266 SH SOLE NONE 0 0 21266 FIRST TR NASDAQ100 TECH INDE SHS 337345102 832 12212 SH SOLE NONE 0 0 12212 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 3180 21860 SH SOLE NONE 0 0 21860 PROSHARES TR ULTSHRT QQQ 74348A426 273 17689 SH SOLE NONE 0 0 17689 QUALCOMM INC COM 747525103 262 5057 SH SOLE NONE 0 0 5057 POWERSHARES ETF TR II EMER MRKT PORT 73936T763 288 13490 SH SOLE NONE 0 0 13490 SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 581 12999 SH SOLE NONE 0 0 12999 PROSPECT CAPITAL CORPORATION COM 74348T102 120 17836 SH SOLE NONE 0 0 17836 PNC FINL SVCS GROUP INC COM 693475105 1489 11052 SH SOLE NONE 0 0 11052 PHILIP MORRIS INTL INC COM 718172109 409 3680 SH SOLE NONE 0 0 3680 POWERSHARES ETF TR II PFD PORTFOLIO 73936T565 425 28302 SH SOLE NONE 0 0 28302 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 475 25065 SH SOLE NONE 0 0 25065 PROCTER AND GAMBLE CO COM 742718109 4790 52654 SH SOLE NONE 0 0 52654 ISHARES TR S&P US PFD STK 464288687 7037 181321 SH SOLE NONE 0 0 181321 PFIZER INC COM 717081103 2091 58584 SH SOLE NONE 0 0 58584 PEPSICO INC COM 713448108 3035 27237 SH SOLE NONE 0 0 27237 POWERSHARES GLOBAL ETF FD S&P 500 BUYWRT 73936G308 685 30798 SH SOLE NONE 0 0 30798 FQF TR OSHARS FTSE US 351680855 229 7574 SH SOLE NONE 0 0 7574 O REILLY AUTOMOTIVE INC NEW COM 67103H107 2161 10032 SH SOLE NONE 0 0 10032 ISHARES TR S&P 100 ETF 464287101 265 2381 SH SOLE NONE 0 0 2381 NOVARTIS A G SPONSORED ADR 66987V109 257 2996 SH SOLE NONE 0 0 2996 NVIDIA CORP COM 67066G104 1010 5651 SH SOLE NONE 0 0 5651 NUCOR CORP COM 670346105 719 12838 SH SOLE NONE 0 0 12838 NIKE INC CL B 654106103 226 4361 SH SOLE NONE 0 0 4361 ISHARES TR NATIONAL MUN ETF 464288414 2457 22157 SH SOLE NONE 0 0 22157 MICRON TECHNOLOGY INC COM 595112103 216 5500 SH SOLE NONE 0 0 5500 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 163 25386 SH SOLE NONE 0 0 25386 MICROSOFT CORP COM 594918104 5420 72759 SH SOLE NONE 0 0 72759 MORGAN STANLEY COM NEW 617446448 218 4534 SH SOLE NONE 0 0 4534 MERCK & CO INC COM 58933Y105 381 5952 SH SOLE NONE 0 0 5952 VANECK VECTORS ETF TR MTG REIT INCOME 92189F452 383 15167 SH SOLE NONE 0 0 15167 MONSANTO CO NEW COM 61166W101 2156 17992 SH SOLE NONE 0 0 17992 ALTRIA GROUP INC COM 02209S103 4064 64080 SH SOLE NONE 0 0 64080 3M CO COM 88579Y101 2208 10518 SH SOLE NONE 0 0 10518 MAINSTAY DEFINEDTERM MN OPP COM 56064K100 471 23447 SH SOLE NONE 0 0 23447 MERCADOLIBRE INC COM 58733R102 214 828 SH SOLE NONE 0 0 828 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 237 725 SH SOLE NONE 0 0 725 MEDTRONIC PLC SHS G5960L103 222 2858 SH SOLE NONE 0 0 2858 MCKESSON CORP COM 58155Q103 1813 11803 SH SOLE NONE 0 0 11803 FIRST TR EXCHNG TRADED FD VI MUN CEF IN OPT 33740F508 197 10400 SH SOLE NONE 0 0 10400 MCDONALDS CORP COM 580135101 5218 33304 SH SOLE NONE 0 0 33304 MBT FINL CORP COM 578877102 234 21357 SH SOLE NONE 0 0 21357 MAIN STREET CAPITAL CORP COM 56035L104 298 7486 SH SOLE NONE 0 0 7486 MASTERCARD INCORPORATED CL A 57636Q104 2057 14567 SH SOLE NONE 0 0 14567 LA Z BOY INC COM 505336107 3133 116451 SH SOLE NONE 0 0 116451 ISHARES TR IBOXX INV CP ETF 464287242 9018 74388 SH SOLE NONE 0 0 74388 LOWES COS INC COM 548661107 2656 33224 SH SOLE NONE 0 0 33224 LILLY ELI & CO COM 532457108 249 2908 SH SOLE NONE 0 0 2908 LEGGETT & PLATT INC COM 524660107 769 16114 SH SOLE NONE 0 0 16114 DEUTSCHE MUN INCOME COM 25160C106 144 11365 SH SOLE NONE 0 0 11365 COCA COLA CO COM 191216100 2023 44941 SH SOLE NONE 0 0 44941 KINDER MORGAN INC DEL COM 49456B101 338 17637 SH SOLE NONE 0 0 17637 KIMBERLY CLARK CORP COM 494368103 833 7076 SH SOLE NONE 0 0 7076 POWERSHARES ETF TRUST II KBW YIELD REIT 73936Q819 715 19060 SH SOLE NONE 0 0 19060 POWERSHARES ETF TRUST II KBW HG YLD FIN 73936Q793 362 15044 SH SOLE NONE 0 0 15044 ISHARES TR GLOB UTILITS ETF 464288711 667 13157 SH SOLE NONE 0 0 13157 JPMORGAN CHASE & CO COM 46625H100 942 9864 SH SOLE NONE 0 0 9864 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 1860 49840 SH SOLE NONE 0 0 49840 JOHNSON & JOHNSON COM 478160104 4755 36573 SH SOLE NONE 0 0 36573 ISHARES TR U.S. TECH ETF 464287721 542 3613 SH SOLE NONE 0 0 3613 ISHARES TR U.S. REAL ES ETF 464287739 369 4623 SH SOLE NONE 0 0 4623 ISHARES TR US INDUSTRIALS 464287754 824 5949 SH SOLE NONE 0 0 5949 ISHARES TR US HLTHCARE ETF 464287762 272 1582 SH SOLE NONE 0 0 1582 ISHARES TR U.S. FINLS ETF 464287788 234 2085 SH SOLE NONE 0 0 2085 ISHARES TR RUS 2000 GRW ETF 464287648 219 1226 SH SOLE NONE 0 0 1226 ISHARES TR RUSSELL 2000 ETF 464287655 862 5816 SH SOLE NONE 0 0 5816 ISHARES TR RUS 1000 GRW ETF 464287614 2910 23268 SH SOLE NONE 0 0 23268 ISHARES TR RUS 1000 VAL ETF 464287598 245 2063 SH SOLE NONE 0 0 2063 ISHARES TR MICRO-CAP ETF 464288869 1290 13658 SH SOLE NONE 0 0 13658 ISHARES TR S&P 500 GRWT ETF 464287309 723 5040 SH SOLE NONE 0 0 5040 ISHARES TR CORE S&P500 ETF 464287200 16034 63394 SH SOLE NONE 0 0 63394 ISHARES TR S&P 500 VAL ETF 464287408 531 4925 SH SOLE NONE 0 0 4925 ISHARES TR CORE S&P US VLU 464287663 1479 28250 SH SOLE NONE 0 0 28250 ISHARES TR 3YRTB ETF 464288125 781 9305 SH SOLE NONE 0 0 9305 INTEL CORP COM 458140100 811 21288 SH SOLE NONE 0 0 21288 INSYS THERAPEUTICS INC NEW COM NEW 45824V209 1435 161600 SH SOLE NONE 0 0 161600 ISHARES TR LATN AMER 40 ETF 464287390 209 5948 SH SOLE NONE 0 0 5948 ISHARES TR S&P SML 600 GWT 464287887 474 2880 SH SOLE NONE 0 0 2880 ISHARES TR SP SMCP600VL ETF 464287879 348 2345 SH SOLE NONE 0 0 2345 ISHARES TR CORE S&P SCP ETF 464287804 9758 131471 SH SOLE NONE 0 0 131471 ISHARES TR S&P MC 400GR ETF 464287606 240 1184 SH SOLE NONE 0 0 1184 ISHARES TR CORE S&P MCP ETF 464287507 5274 29478 SH SOLE NONE 0 0 29478 ISHARES TR CORE MSCI EAFE 46432F842 2050 31944 SH SOLE NONE 0 0 31944 INTERNATIONAL BUSINESS MACHS COM 459200101 216 1492 SH SOLE NONE 0 0 1492 SPDR SERIES TRUST NUV HGHYLD MUN 78464A284 445 7799 SH SOLE NONE 0 0 7799 FIRST TR EXCHANGE TRADED FD FIRST TR TA HIYL 33738D408 693 14128 SH SOLE NONE 0 0 14128 ISHARES TR IBOXX HI YD ETF 464288513 946 10661 SH SOLE NONE 0 0 10661 ISHARES TR CORE HIGH DV ETF 46429B663 1617 18808 SH SOLE NONE 0 0 18808 HOME DEPOT INC COM 437076102 556 3401 SH SOLE NONE 0 0 3401 WELLTOWER INC COM 95040Q104 370 5263 SH SOLE NONE 0 0 5263 HUNTINGTON BANCSHARES INC COM 446150104 324 23183 SH SOLE NONE 0 0 23183 GOLDMAN SACHS BDC INC SHS 38147U107 275 12050 SH SOLE NONE 0 0 12050 ISHARES TR US TREAS BD ETF 46429B267 863 34192 SH SOLE NONE 0 0 34192 ALPHABET INC CAP STK CL A 02079K305 544 559 SH SOLE NONE 0 0 559 ALPHABET INC CAP STK CL C 02079K107 2605 2716 SH SOLE NONE 0 0 2716 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 986 21456 SH SOLE NONE 0 0 21456 GENERAL MTRS CO COM 37045V100 277 6854 SH SOLE NONE 0 0 6854 SPDR GOLD TRUST GOLD SHS 78463V107 1360 11185 SH SOLE NONE 0 0 11185 GILEAD SCIENCES INC COM 375558103 239 2945 SH SOLE NONE 0 0 2945 GRACO INC COM 384109104 356 2878 SH SOLE NONE 0 0 2878 GOLDCORP INC NEW COM 380956409 175 13477 SH SOLE NONE 0 0 13477 GENERAL ELECTRIC CO COM 369604103 4554 188351 SH SOLE NONE 0 0 188351 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 1153 50228 SH SOLE NONE 0 0 50228 GS FIN CORP ETN CLAYMORE37 362273104 403 24966 SH SOLE NONE 0 0 24966 GREENBRIER COS INC COM 393657101 2362 49065 SH SOLE NONE 0 0 49065 BARCLAYS BANK PLC ETN DJUBS NAT37 06739H644 14 47050 SH SOLE NONE 0 0 47050 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 2620 44423 SH SOLE NONE 0 0 44423 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 717 26548 SH SOLE NONE 0 0 26548 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 632 17028 SH SOLE NONE 0 0 17028 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 650 21890 SH SOLE NONE 0 0 21890 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 658 45839 SH SOLE NONE 0 0 45839 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 599 8882 SH SOLE NONE 0 0 8882 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 939 20552 SH SOLE NONE 0 0 20552 CURRENCYSHARES EURO TR EURO SHS 23130C108 836 7331 SH SOLE NONE 0 0 7331 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 412 10710 SH SOLE NONE 0 0 10710 FIRST TR EXCHANGE TRADED FD DORSEY WRT 5 ETF 33738R605 2097 80141 SH SOLE NONE 0 0 80141 FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 345 7286 SH SOLE NONE 0 0 7286 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 4019 78634 SH SOLE NONE 0 0 78634 FS INVT CORP COM 302635107 130 15331 SH SOLE NONE 0 0 15331 FIRST TR EXCHANG TRADED FD I MANAGD MUN ETF 33739N108 324 6083 SH SOLE NONE 0 0 6083 ISHARES INC MSCI FRNTR100ETF 464286145 858 27370 SH SOLE NONE 0 0 27370 ISHARES TR FLTG RATE NT ETF 46429B655 3436 67445 SH SOLE NONE 0 0 67445 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 517 9416 SH SOLE NONE 0 0 9416 FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 1153 42149 SH SOLE NONE 0 0 42149 FEDEX CORP COM 31428X106 405 1796 SH SOLE NONE 0 0 1796 FIRST TR EXCH TRD ALPHA FD I DEV MRK EX US 33737J174 2000 33805 SH SOLE NONE 0 0 33805 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 2956 28874 SH SOLE NONE 0 0 28874 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 592 20412 SH SOLE NONE 0 0 20412 FIAT CHRYSLER AUTOMOBILES N SHS N31738102 243 13544 SH SOLE NONE 0 0 13544 FACEBOOK INC CL A 30303M102 914 5352 SH SOLE NONE 0 0 5352 FORD MTR CO DEL COM PAR $0.01 345370860 851 71119 SH SOLE NONE 0 0 71119 EXELON CORP COM 30161N101 742 19710 SH SOLE NONE 0 0 19710 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 343 6930 SH SOLE NONE 0 0 6930 ISHARES INC MSCI JPN ETF NEW 46434G822 1268 22760 SH SOLE NONE 0 0 22760 EATON VANCE TXMGD GL BUYWR O COM 27829C105 204 17250 SH SOLE NONE 0 0 17250 ENTERGY CORP NEW COM 29364G103 599 7848 SH SOLE NONE 0 0 7848 EATON CORP PLC SHS G29183103 218 2842 SH SOLE NONE 0 0 2842 EXPRESS SCRIPTS HLDG CO COM 30219G108 1629 25730 SH SOLE NONE 0 0 25730 ERICSSON ADR B SEK 10 294821608 151 26271 SH SOLE NONE 0 0 26271 EMERSON ELEC CO COM 291011104 4667 74273 SH SOLE NONE 0 0 74273 FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 341 13740 SH SOLE NONE 0 0 13740 ISHARES TR JPMORGAN USD EMG 464288281 1044 8966 SH SOLE NONE 0 0 8966 ISHARES TR MSCI EAFE ETF 464287465 1489 21740 SH SOLE NONE 0 0 21740 ISHARES TR MSCI EMG MKT ETF 464287234 6678 149028 SH SOLE NONE 0 0 149028 CONSOLIDATED EDISON INC COM 209115104 5649 70022 SH SOLE NONE 0 0 70022 DOWDUPONT INC COM 26078J100 5803 83824 SH SOLE NONE 0 0 83824 ISHARES TR SELECT DIVID ETF 464287168 1548 16526 SH SOLE NONE 0 0 16526 DUKE ENERGY CORP NEW COM NEW 26441C204 3285 39142 SH SOLE NONE 0 0 39142 DTE ENERGY CO COM 233331107 226 2105 SH SOLE NONE 0 0 2105 DISNEY WALT CO COM DISNEY 254687106 3471 35210 SH SOLE NONE 0 0 35210 DIAGEO P L C SPON ADR NEW 25243Q205 212 1605 SH SOLE NONE 0 0 1605 WISDOMTREE TR EMER MKT HIGH FD 97717W315 329 7645 SH SOLE NONE 0 0 7645 DEERE & CO COM 244199105 243 1936 SH SOLE NONE 0 0 1936 DBX ETF TR XTRAK MSCI EAFE 233051200 291 9368 SH SOLE NONE 0 0 9368 DOMINION ENERGY INC COM 25746U109 1901 24712 SH SOLE NONE 0 0 24712 CHEVRON CORP NEW COM 166764100 1096 9325 SH SOLE NONE 0 0 9325 CISCO SYS INC COM 17275R102 494 14678 SH SOLE NONE 0 0 14678 COSTCO WHSL CORP NEW COM 22160K105 208 1264 SH SOLE NONE 0 0 1264 CONOCOPHILLIPS COM 20825C104 2363 47209 SH SOLE NONE 0 0 47209 COMPASS MINERALS INTL INC COM 20451N101 1797 27695 SH SOLE NONE 0 0 27695 CLOROX CO DEL COM 189054109 1867 14152 SH SOLE NONE 0 0 14152 CINCINNATI FINL CORP COM 172062101 1704 22259 SH SOLE NONE 0 0 22259 CERNER CORP COM 156782104 2221 31140 SH SOLE NONE 0 0 31140 CATERPILLAR INC DEL COM 149123101 225 1805 SH SOLE NONE 0 0 1805 CITIGROUP INC COM NEW 172967424 355 4880 SH SOLE NONE 0 0 4880 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 4542 56907 SH SOLE NONE 0 0 56907 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3013 16436 SH SOLE NONE 0 0 16436 BP PLC SPONSORED ADR 055622104 317 8238 SH SOLE NONE 0 0 8238 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 452 8275 SH SOLE NONE 0 0 8275 BRISTOL MYERS SQUIBB CO COM 110122108 252 3954 SH SOLE NONE 0 0 3954 BLACKROCK INC COM 09247X101 2279 5098 SH SOLE NONE 0 0 5098 BANK NEW YORK MELLON CORP COM 064058100 1909 36008 SH SOLE NONE 0 0 36008 BAIDU INC SPON ADR REP A 056752108 220 890 SH SOLE NONE 0 0 890 UBS AG JERSEY BRH ETRAC WELLS BDCI 902641588 206 9381 SH SOLE NONE 0 0 9381 BANK AMER CORP COM 060505104 1544 60946 SH SOLE NONE 0 0 60946 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 293 1696 SH SOLE NONE 0 0 1696 BOEING CO COM 097023105 575 2260 SH SOLE NONE 0 0 2260 AMERICAN EXPRESS CO COM 025816109 2095 23158 SH SOLE NONE 0 0 23158 ISHARES GRWT ALLOCAT ETF 464289867 3972 88602 SH SOLE NONE 0 0 88602 ISHARES MODERT ALLOC ETF 464289875 525 13838 SH SOLE NONE 0 0 13838 ISHARES CONSER ALLOC ETF 464289883 237 6865 SH SOLE NONE 0 0 6865 ISHARES AGGRES ALLOC ETF 464289859 6082 113520 SH SOLE NONE 0 0 113520 ANDEAVOR COM 03349M105 2387 23139 SH SOLE NONE 0 0 23139 AMAZON COM INC COM 023135106 607 631 SH SOLE NONE 0 0 631 ALPS ETF TR ALERIAN MLP 00162Q866 295 26250 SH SOLE NONE 0 0 26250 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 1002 35493 SH SOLE NONE 0 0 35493 AMGEN INC COM 031162100 2502 13418 SH SOLE NONE 0 0 13418 ADVANCED MICRO DEVICES INC COM 007903107 140 11000 SH SOLE NONE 0 0 11000 ISHARES TR CORE US AGGBD ET 464287226 1499 13678 SH SOLE NONE 0 0 13678 AFLAC INC COM 001055102 1342 16494 SH SOLE NONE 0 0 16494 AMERICAN ELEC PWR INC COM 025537101 2822 40181 SH SOLE NONE 0 0 40181 AUTOMATIC DATA PROCESSING IN COM 053015103 1381 12632 SH SOLE NONE 0 0 12632 ANALOG DEVICES INC COM 032654105 2047 23751 SH SOLE NONE 0 0 23751 ABBOTT LABS COM 002824100 312 5840 SH SOLE NONE 0 0 5840 AMBEV SA SPONSORED ADR 02319V103 176 26774 SH SOLE NONE 0 0 26774 ABBVIE INC COM 00287Y109 7529 84728 SH SOLE NONE 0 0 84728 APPLE INC COM 037833100 5688 36908 SH SOLE NONE 0 0 36908