0001606587-17-000491.txt : 20170810 0001606587-17-000491.hdr.sgml : 20170810 20170810140641 ACCESSION NUMBER: 0001606587-17-000491 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170810 DATE AS OF CHANGE: 20170810 EFFECTIVENESS DATE: 20170810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regal Investment Advisors LLC CENTRAL INDEX KEY: 0001559789 IRS NUMBER: 223844414 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15474 FILM NUMBER: 171020897 BUSINESS ADDRESS: STREET 1: 2687 44TH STREET SE CITY: KENTWOOD STATE: MI ZIP: 49512 BUSINESS PHONE: 616-224-2204 MAIL ADDRESS: STREET 1: 2687 44TH STREET SE CITY: KENTWOOD STATE: MI ZIP: 49512 FORMER COMPANY: FORMER CONFORMED NAME: Regal Investment Advisors, LLC DATE OF NAME CHANGE: 20121005 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001559789 XXXXXXXX 06-30-2017 06-30-2017 false Regal Investment Advisors LLC

2687 44th Street SE Kentwood MI 49512

13F HOLDINGS REPORT 028-15474 N Brian Yarch 616-224-2204 Brian Yarch Kentwood MI 08-09-2017 0 261 403724 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE PACIFIC COAST OIL TR UNIT BEN INT 694103102 28 17500 PRN SOLE NONE 0 0 17500 NUVEEN AMT FREE MUN CR INC F COM 67071L106 235 15491 PRN SOLE NONE 0 0 15491 NUSTAR ENERGY LP UNIT COM 67058H102 2127 45614 PRN SOLE NONE 0 0 45614 NAVIOS MARITIME PARTNERS L P UNIT LPI Y62267102 17 10546 PRN SOLE NONE 0 0 10546 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 408 5728 PRN SOLE NONE 0 0 5728 HCP INC COM 40414L109 648 20274 PRN SOLE NONE 0 0 20274 CVR REFNG LP COMUNIT REP LT 12663P107 357 37537 PRN SOLE NONE 0 0 37537 EXXON MOBIL CORP COM 30231G102 1952 24176 SH SOLE NONE 0 0 24176 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 474 5980 SH SOLE NONE 0 0 5980 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 448 8187 SH SOLE NONE 0 0 8187 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 968 39251 SH SOLE NONE 0 0 39251 SELECT SECTOR SPDR TR ENERGY 81369Y506 261 4017 SH SOLE NONE 0 0 4017 UNITED STATES STL CORP NEW COM 912909108 535 24168 SH SOLE NONE 0 0 24168 WILLIAMS SONOMA INC COM 969904101 1962 40446 SH SOLE NONE 0 0 40446 WAL-MART STORES INC COM 931142103 1199 15848 SH SOLE NONE 0 0 15848 WASTE MGMT INC DEL COM 94106L109 583 7950 SH SOLE NONE 0 0 7950 WELLS FARGO CO NEW COM 949746101 2448 44181 SH SOLE NONE 0 0 44181 VERIZON COMMUNICATIONS INC COM 92343V104 1202 26923 SH SOLE NONE 0 0 26923 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 711 9091 SH SOLE NONE 0 0 9091 VANGUARD STAR FD VG TL INTL STK F 921909768 305 5871 SH SOLE NONE 0 0 5871 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 1163 11369 SH SOLE NONE 0 0 11369 VANGUARD WHITEHALL FDS INC EMERG MKT BD ETF 921946885 1463 18263 SH SOLE NONE 0 0 18263 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 5525 135329 SH SOLE NONE 0 0 135329 VANGUARD INDEX FDS GROWTH ETF 922908736 5045 39713 SH SOLE NONE 0 0 39713 VANGUARD INDEX FDS VALUE ETF 922908744 3579 37063 SH SOLE NONE 0 0 37063 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 977 19846 SH SOLE NONE 0 0 19846 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2146 17243 SH SOLE NONE 0 0 17243 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 1159 10719 SH SOLE NONE 0 0 10719 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 2244 19072 SH SOLE NONE 0 0 19072 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 358 3535 SH SOLE NONE 0 0 3535 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 2287 22236 SH SOLE NONE 0 0 22236 VANGUARD INDEX FDS MID CAP ETF 922908629 1279 8977 SH SOLE NONE 0 0 8977 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 463 8239 SH SOLE NONE 0 0 8239 VANGUARD INDEX FDS REIT ETF 922908553 3579 42996 SH SOLE NONE 0 0 42996 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 528 10029 SH SOLE NONE 0 0 10029 INVESCO MUN TR COM 46131J103 283 22072 SH SOLE NONE 0 0 22072 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 4144 44713 SH SOLE NONE 0 0 44713 VANGUARD SCOTTSDALE FDS SHTRM GVT BD ETF 92206C102 214 3514 SH SOLE NONE 0 0 3514 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 1763 31978 SH SOLE NONE 0 0 31978 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 7093 171659 SH SOLE NONE 0 0 171659 VANGUARD INDEX FDS SM CP VAL ETF 922908611 588 4784 SH SOLE NONE 0 0 4784 VANGUARD INDEX FDS SMALL CP ETF 922908751 1314 9691 SH SOLE NONE 0 0 9691 VISA INC COM CL A 92826C839 2572 27425 SH SOLE NONE 0 0 27425 UNITED TECHNOLOGIES CORP COM 913017109 314 2575 SH SOLE NONE 0 0 2575 ISHARES TR CRE U S REIT ETF 464288521 596 12109 SH SOLE NONE 0 0 12109 ISHARES TR MIN VOL USA ETF 46429B697 2306 47125 SH SOLE NONE 0 0 47125 UNION PAC CORP COM 907818108 2267 20820 SH SOLE NONE 0 0 20820 UBIQUITI NETWORKS INC COM 90347A100 2277 43821 SH SOLE NONE 0 0 43821 UNDER ARMOUR INC CL A 904311107 730 33551 SH SOLE NONE 0 0 33551 TESORO CORP COM 881609101 2512 26841 SH SOLE NONE 0 0 26841 ISHARES TR 20 YR TR BD ETF 464287432 2794 22329 SH SOLE NONE 0 0 22329 ISHARES TR TIPS BD ETF 464287176 892 7861 SH SOLE NONE 0 0 7861 TARGET CORP COM 87612E106 434 8295 SH SOLE NONE 0 0 8295 FIRST TR EXCHANGE TRADED FD NASD TECH DIV 33738R118 726 23274 SH SOLE NONE 0 0 23274 AT&T INC COM 00206R102 5243 138964 SH SOLE NONE 0 0 138964 SYSCO CORP COM 871829107 640 12722 SH SOLE NONE 0 0 12722 STEEL DYNAMICS INC COM 858119100 1080 30165 SH SOLE NONE 0 0 30165 SPDR S&P 500 ETF TR TR UNIT 78462F103 8689 35933 SH SOLE NONE 0 0 35933 POWERSHARES ETF TR II PWRSHS SP500 LOW 73937B654 411 10211 SH SOLE NONE 0 0 10211 SOUTHERN CO COM 842587107 368 7677 SH SOLE NONE 0 0 7677 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 290 2434 SH SOLE NONE 0 0 2434 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 287 1328 SH SOLE NONE 0 0 1328 SPDR SER TR BLOOMBERG SRT TR 78468R408 1044 37317 SH SOLE NONE 0 0 37317 SIRIUS XM HLDGS INC COM 82968B103 107 19628 SH SOLE NONE 0 0 19628 SPDR SER TR NUVEEN BLMBRG SR 78468R739 720 14839 SH SOLE NONE 0 0 14839 SPDR SERIES TRUST S&P DIVID ETF 78464A763 270 3043 SH SOLE NONE 0 0 3043 GLOBAL X FDS GLB X SUPERDIV 37950E549 686 31659 SH SOLE NONE 0 0 31659 ISHARES TR EAFE SML CP ETF 464288273 916 15831 SH SOLE NONE 0 0 15831 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 468 9318 SH SOLE NONE 0 0 9318 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 229 3625 SH SOLE NONE 0 0 3625 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 4961 110008 SH SOLE NONE 0 0 110008 RAYTHEON CO COM NEW 755111507 278 1722 SH SOLE NONE 0 0 1722 SSGA ACTIVE ETF TR MULT ASS RLRTN 78467V103 1405 58547 SH SOLE NONE 0 0 58547 FIRST TR EXCH TRADED FD III RIVRFRNT DYN EUR 33739P806 2881 47119 SH SOLE NONE 0 0 47119 FIRST TR EXCH TRADED FD III RIVR FRNT DYN 33739P707 2293 36829 SH SOLE NONE 0 0 36829 FIRST TR EXCH TRADED FD III RIVRFRNT DYN DEV 33739P608 2562 42595 SH SOLE NONE 0 0 42595 FIRST TR EXCH TRADED FD III RIVRFRNT DY ASIA 33739P509 2158 38222 SH SOLE NONE 0 0 38222 ISHARES TR MTG REL ETF NEW 46435G342 1266 27291 SH SOLE NONE 0 0 27291 FIRST TR NASDAQ100 TECH INDE SHS 337345102 692 11092 SH SOLE NONE 0 0 11092 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 3221 23404 SH SOLE NONE 0 0 23404 QUALCOMM INC COM 747525103 279 5052 SH SOLE NONE 0 0 5052 POWERSHARES ETF TR II EMER MRKT PORT 73936T763 214 10764 SH SOLE NONE 0 0 10764 SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 620 13786 SH SOLE NONE 0 0 13786 PROSPECT CAPITAL CORPORATION COM 74348T102 137 16819 SH SOLE NONE 0 0 16819 PNC FINL SVCS GROUP INC COM 693475105 1385 11093 SH SOLE NONE 0 0 11093 PHILIP MORRIS INTL INC COM 718172109 419 3563 SH SOLE NONE 0 0 3563 POWERSHARES ETF TR II PFD PORTFOLIO 73936T565 403 26673 SH SOLE NONE 0 0 26673 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 490 25639 SH SOLE NONE 0 0 25639 PROCTER AND GAMBLE CO COM 742718109 3930 45092 SH SOLE NONE 0 0 45092 ISHARES TR U.S. PFD STK ETF 464288687 7719 197056 SH SOLE NONE 0 0 197056 PFIZER INC COM 717081103 1209 36004 SH SOLE NONE 0 0 36004 PEPSICO INC COM 713448108 3235 28010 SH SOLE NONE 0 0 28010 POWERSHARES GLOBAL ETF FD S&P 500 BUYWRT 73936G308 672 30241 SH SOLE NONE 0 0 30241 ISHARES TR S&P 100 ETF 464287101 269 2521 SH SOLE NONE 0 0 2521 NVIDIA CORP COM 67066G104 793 5485 SH SOLE NONE 0 0 5485 NUCOR CORP COM 670346105 708 12232 SH SOLE NONE 0 0 12232 NIKE INC CL B 654106103 259 4387 SH SOLE NONE 0 0 4387 ISHARES TR NATIONAL MUN ETF 464288414 2629 23875 SH SOLE NONE 0 0 23875 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 77 11347 SH SOLE NONE 0 0 11347 MICROSOFT CORP COM 594918104 4493 65178 SH SOLE NONE 0 0 65178 MERCK & CO INC COM 58933Y105 341 5328 SH SOLE NONE 0 0 5328 VANECK VECTORS ETF TR MTG REIT INCOME 92189F452 352 14239 SH SOLE NONE 0 0 14239 MONSANTO CO NEW COM 61166W101 2456 20749 SH SOLE NONE 0 0 20749 ALTRIA GROUP INC COM 02209S103 4543 61009 SH SOLE NONE 0 0 61009 3M CO COM 88579Y101 2023 9718 SH SOLE NONE 0 0 9718 MAINSTAY DEFINEDTERM MN OPP COM 56064K100 427 21710 SH SOLE NONE 0 0 21710 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 237 745 SH SOLE NONE 0 0 745 MCKESSON CORP COM 58155Q103 2210 13428 SH SOLE NONE 0 0 13428 FIRST TR EXCHNG TRADED FD VI MUN CEF IN OPT 33740F508 196 10400 SH SOLE NONE 0 0 10400 MCDONALDS CORP COM 580135101 4918 32107 SH SOLE NONE 0 0 32107 ISHARES TR MBS ETF 464288588 511 4783 SH SOLE NONE 0 0 4783 MAIN STREET CAPITAL CORP COM 56035L104 287 7468 SH SOLE NONE 0 0 7468 LA Z BOY INC COM 505336107 3785 116451 SH SOLE NONE 0 0 116451 ISHARES TR IBOXX INV CP ETF 464287242 8990 74598 SH SOLE NONE 0 0 74598 LOWES COS INC COM 548661107 2905 37463 SH SOLE NONE 0 0 37463 LILLY ELI & CO COM 532457108 217 2635 SH SOLE NONE 0 0 2635 LEGGETT & PLATT INC COM 524660107 804 15314 SH SOLE NONE 0 0 15314 DEUTSCHE MUN INCOME COM 25160C106 141 10468 SH SOLE NONE 0 0 10468 SPDR SERIES TRUST S&P REGL BKG 78464A698 258 4696 SH SOLE NONE 0 0 4696 COCA COLA CO COM 191216100 1859 41458 SH SOLE NONE 0 0 41458 KINDER MORGAN INC DEL COM 49456B101 356 18568 SH SOLE NONE 0 0 18568 KIMBERLY CLARK CORP COM 494368103 880 6817 SH SOLE NONE 0 0 6817 POWERSHARES ETF TRUST II KBW YIELD REIT 73936Q819 653 17542 SH SOLE NONE 0 0 17542 POWERSHARES ETF TRUST II KBW HG YLD FIN 73936Q793 338 13908 SH SOLE NONE 0 0 13908 ISHARES TR GLOB UTILITS ETF 464288711 629 12833 SH SOLE NONE 0 0 12833 JPMORGAN CHASE & CO COM 46625H100 880 9628 SH SOLE NONE 0 0 9628 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 1853 49825 SH SOLE NONE 0 0 49825 JOHNSON & JOHNSON COM 478160104 3803 28747 SH SOLE NONE 0 0 28747 JUST ENERGY GROUP INC COM 48213W101 61 11700 SH SOLE NONE 0 0 11700 ISHARES TR U.S. TECH ETF 464287721 494 3533 SH SOLE NONE 0 0 3533 ISHARES TR U.S. REAL ES ETF 464287739 372 4669 SH SOLE NONE 0 0 4669 ISHARES TR U.S. INDS ETF 464287754 860 6542 SH SOLE NONE 0 0 6542 ISHARES TR US HLTHCARE ETF 464287762 286 1722 SH SOLE NONE 0 0 1722 ISHARES TR U.S. FINLS ETF 464287788 234 2177 SH SOLE NONE 0 0 2177 ISHARES TR RUS MDCP VAL ETF 464287473 218 2594 SH SOLE NONE 0 0 2594 ISHARES TR RUS MD CP GR ETF 464287481 454 4198 SH SOLE NONE 0 0 4198 ISHARES TR RUS 2000 GRW ETF 464287648 2293 13589 SH SOLE NONE 0 0 13589 ISHARES TR RUSSELL 2000 ETF 464287655 808 5737 SH SOLE NONE 0 0 5737 ISHARES TR RUS 1000 GRW ETF 464287614 2585 21717 SH SOLE NONE 0 0 21717 ISHARES TR RUS 1000 VAL ETF 464287598 249 2140 SH SOLE NONE 0 0 2140 ISHARES TR MICRO-CAP ETF 464288869 1226 13781 SH SOLE NONE 0 0 13781 ISHARES TR S&P 500 GRWT ETF 464287309 470 3436 SH SOLE NONE 0 0 3436 ISHARES TR CORE S&P500 ETF 464287200 15181 62368 SH SOLE NONE 0 0 62368 ISHARES TR S&P 500 VAL ETF 464287408 692 6591 SH SOLE NONE 0 0 6591 ISHARES TR CORE S&P VLU ETF 464287663 1535 30131 SH SOLE NONE 0 0 30131 ISHARES TR 3YRTB ETF 464288125 726 8849 SH SOLE NONE 0 0 8849 INTEL CORP COM 458140100 713 21141 SH SOLE NONE 0 0 21141 INSYS THERAPEUTICS INC NEW COM NEW 45824V209 2297 181603 SH SOLE NONE 0 0 181603 ISHARES TR SP SMCP600GR ETF 464287887 435 2787 SH SOLE NONE 0 0 2787 ISHARES TR SP SMCP600VL ETF 464287879 360 2573 SH SOLE NONE 0 0 2573 ISHARES TR CORE S&P SCP ETF 464287804 9089 129633 SH SOLE NONE 0 0 129633 ISHARES TR CORE S&P MCP ETF 464287507 4967 28554 SH SOLE NONE 0 0 28554 ISHARES TR CORE MSCI EAFE 46432F842 1877 30831 SH SOLE NONE 0 0 30831 ISHARES TR INTL SEL DIV ETF 464288448 349 10657 SH SOLE NONE 0 0 10657 INTERNATIONAL BUSINESS MACHS COM 459200101 222 1443 SH SOLE NONE 0 0 1443 SPDR SERIES TRUST NUV HGHYLD MUN 78464A284 429 7544 SH SOLE NONE 0 0 7544 FIRST TR EXCHANGE TRADED FD FIRST TR TA HIYL 33738D408 702 14272 SH SOLE NONE 0 0 14272 ISHARES TR IBOXX HI YD ETF 464288513 1256 14205 SH SOLE NONE 0 0 14205 ISHARES TR CORE HIGH DV ETF 46429B663 2858 34382 SH SOLE NONE 0 0 34382 HOME DEPOT INC COM 437076102 429 2794 SH SOLE NONE 0 0 2794 WELLTOWER INC COM 95040Q104 446 5961 SH SOLE NONE 0 0 5961 HANESBRANDS INC COM 410345102 1918 82820 SH SOLE NONE 0 0 82820 HUNTINGTON BANCSHARES INC COM 446150104 313 23163 SH SOLE NONE 0 0 23163 GOLDMAN SACHS BDC INC SHS 38147U107 260 11550 SH SOLE NONE 0 0 11550 ISHARES TR US TREASURY ETF 46429B267 720 28489 SH SOLE NONE 0 0 28489 ALPHABET INC CAP STK CL A 02079K305 528 568 SH SOLE NONE 0 0 568 ALPHABET INC CAP STK CL C 02079K107 2757 3034 SH SOLE NONE 0 0 3034 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 914 22016 SH SOLE NONE 0 0 22016 GENERAL MTRS CO COM 37045V100 216 6187 SH SOLE NONE 0 0 6187 SPDR GOLD TRUST GOLD SHS 78463V107 960 8137 SH SOLE NONE 0 0 8137 GENERAL MLS INC COM 370334104 228 4110 SH SOLE NONE 0 0 4110 GILEAD SCIENCES INC COM 375558103 207 2919 SH SOLE NONE 0 0 2919 GRACO INC COM 384109104 315 2878 SH SOLE NONE 0 0 2878 GOLDCORP INC NEW COM 380956409 187 14478 SH SOLE NONE 0 0 14478 GENERAL ELECTRIC CO COM 369604103 4654 172312 SH SOLE NONE 0 0 172312 GS FIN CORP ETN CLAYMORE37 362273104 413 24759 SH SOLE NONE 0 0 24759 GREENBRIER COS INC COM 393657101 2663 57586 SH SOLE NONE 0 0 57586 BARCLAYS BANK PLC ETN DJUBS NAT37 06739H644 10 32950 SH SOLE NONE 0 0 32950 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 2448 44027 SH SOLE NONE 0 0 44027 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 674 24793 SH SOLE NONE 0 0 24793 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 568 16055 SH SOLE NONE 0 0 16055 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 597 20870 SH SOLE NONE 0 0 20870 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 630 47325 SH SOLE NONE 0 0 47325 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 591 8832 SH SOLE NONE 0 0 8832 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 1059 23013 SH SOLE NONE 0 0 23013 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 519 14022 SH SOLE NONE 0 0 14022 FIRST TR EXCHANGE TRADED FD DORSEY WRT 5 ETF 33738R605 1984 79922 SH SOLE NONE 0 0 79922 FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 332 7283 SH SOLE NONE 0 0 7283 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 4320 86093 SH SOLE NONE 0 0 86093 FIRST TR EXCHANG TRADED FD I MANAGD MUN ETF 33739N108 352 6677 SH SOLE NONE 0 0 6677 ISHARES MSCI FRNTR100ETF 464286145 809 28311 SH SOLE NONE 0 0 28311 ISHARES TR FLTG RATE BD ETF 46429B655 3635 71392 SH SOLE NONE 0 0 71392 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 501 9415 SH SOLE NONE 0 0 9415 FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 1018 43535 SH SOLE NONE 0 0 43535 FEDEX CORP COM 31428X106 390 1796 SH SOLE NONE 0 0 1796 FIRST TR EXCH TRD ALPHA FD I DEV MRK EX US 33737J174 1918 34724 SH SOLE NONE 0 0 34724 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 2745 28974 SH SOLE NONE 0 0 28974 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 595 21160 SH SOLE NONE 0 0 21160 FACEBOOK INC CL A 30303M102 876 5800 SH SOLE NONE 0 0 5800 FORD MTR CO DEL COM PAR $0.01 345370860 836 74737 SH SOLE NONE 0 0 74737 EXELON CORP COM 30161N101 727 20143 SH SOLE NONE 0 0 20143 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 349 7483 SH SOLE NONE 0 0 7483 ISHARES INC MSCI JPN ETF NEW 46434G822 1366 25457 SH SOLE NONE 0 0 25457 EATON VANCE TXMGD GL BUYWR O COM 27829C105 196 17250 SH SOLE NONE 0 0 17250 ENTERGY CORP NEW COM 29364G103 524 6824 SH SOLE NONE 0 0 6824 EXPRESS SCRIPTS HLDG CO COM 30219G108 1847 28932 SH SOLE NONE 0 0 28932 ERICSSON ADR B SEK 10 294821608 85 11874 SH SOLE NONE 0 0 11874 EMERSON ELEC CO COM 291011104 3680 61718 SH SOLE NONE 0 0 61718 FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 440 17925 SH SOLE NONE 0 0 17925 ISHARES TR JP MOR EM MK ETF 464288281 1504 13152 SH SOLE NONE 0 0 13152 ISHARES TR MSCI EAFE ETF 464287465 1000 15338 SH SOLE NONE 0 0 15338 ISHARES TR MSCI EMG MKT ETF 464287234 5348 129213 SH SOLE NONE 0 0 129213 CONSOLIDATED EDISON INC COM 209115104 4938 61104 SH SOLE NONE 0 0 61104 ISHARES TR SELECT DIVID ETF 464287168 1698 18419 SH SOLE NONE 0 0 18419 DUKE ENERGY CORP NEW COM NEW 26441C204 2835 33919 SH SOLE NONE 0 0 33919 DTE ENERGY CO COM 233331107 232 2191 SH SOLE NONE 0 0 2191 DOW CHEM CO COM 260543103 4671 74062 SH SOLE NONE 0 0 74062 DISNEY WALT CO COM DISNEY 254687106 4101 38601 SH SOLE NONE 0 0 38601 ISHARES TR CORE DIV GRWTH 46434V621 264 8435 SH SOLE NONE 0 0 8435 WISDOMTREE TR EMER MKT HIGH FD 97717W315 288 7032 SH SOLE NONE 0 0 7032 DEERE & CO COM 244199105 266 2149 SH SOLE NONE 0 0 2149 DU PONT E I DE NEMOURS & CO COM 263534109 254 3150 SH SOLE NONE 0 0 3150 DBX ETF TR XTRAK MSCI EAFE 233051200 281 9368 SH SOLE NONE 0 0 9368 DOMINION ENERGY INC COM 25746U109 2122 27692 SH SOLE NONE 0 0 27692 CHEVRON CORP NEW COM 166764100 919 8805 SH SOLE NONE 0 0 8805 CISCO SYS INC COM 17275R102 356 11382 SH SOLE NONE 0 0 11382 CALPINE CORP COM NEW 131347304 2384 176232 SH SOLE NONE 0 0 176232 CONOCOPHILLIPS COM 20825C104 2056 46766 SH SOLE NONE 0 0 46766 COMPASS MINERALS INTL INC COM 20451N101 2044 31296 SH SOLE NONE 0 0 31296 CLOROX CO DEL COM 189054109 1918 14394 SH SOLE NONE 0 0 14394 COLGATE PALMOLIVE CO COM 194162103 218 2947 SH SOLE NONE 0 0 2947 CINCINNATI FINL CORP COM 172062101 1504 20754 SH SOLE NONE 0 0 20754 CERNER CORP COM 156782104 2356 35452 SH SOLE NONE 0 0 35452 CITIGROUP INC COM NEW 172967424 265 3958 SH SOLE NONE 0 0 3958 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 4451 55745 SH SOLE NONE 0 0 55745 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3156 18635 SH SOLE NONE 0 0 18635 BP PLC SPONSORED ADR 055622104 236 6803 SH SOLE NONE 0 0 6803 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 368 6764 SH SOLE NONE 0 0 6764 BLACKROCK INC COM 09247X101 2427 5745 SH SOLE NONE 0 0 5745 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 1170 50576 SH SOLE NONE 0 0 50576 BANK AMER CORP COM 060505104 1504 61984 SH SOLE NONE 0 0 61984 BOEING CO COM 097023105 286 1449 SH SOLE NONE 0 0 1449 AMERICAN EXPRESS CO COM 025816109 2208 26208 SH SOLE NONE 0 0 26208 ISHARES GRWT ALLOCAT ETF 464289867 3407 78126 SH SOLE NONE 0 0 78126 ISHARES MODERT ALLOC ETF 464289875 457 12259 SH SOLE NONE 0 0 12259 ISHARES CONSER ALLOC ETF 464289883 233 6844 SH SOLE NONE 0 0 6844 ISHARES AGGRES ALLOC ETF 464289859 5665 109377 SH SOLE NONE 0 0 109377 AMAZON COM INC COM 023135106 520 537 SH SOLE NONE 0 0 537 ALPS ETF TR ALERIAN MLP 00162Q866 314 26267 SH SOLE NONE 0 0 26267 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 988 33276 SH SOLE NONE 0 0 33276 AMGEN INC COM 031162100 2436 14145 SH SOLE NONE 0 0 14145 ADVANCED MICRO DEVICES INC COM 007903107 137 11000 SH SOLE NONE 0 0 11000 ISHARES TR CORE US AGGBD ET 464287226 2348 21441 SH SOLE NONE 0 0 21441 AFLAC INC COM 001055102 1139 14661 SH SOLE NONE 0 0 14661 AMERICAN ELEC PWR INC COM 025537101 2062 29681 SH SOLE NONE 0 0 29681 AUTOMATIC DATA PROCESSING IN COM 053015103 1182 11533 SH SOLE NONE 0 0 11533 BARRICK GOLD CORP COM 067901108 177 11111 SH SOLE NONE 0 0 11111 ABBOTT LABS COM 002824100 279 5749 SH SOLE NONE 0 0 5749 AMBEV SA SPONSORED ADR 02319V103 73 13224 SH SOLE NONE 0 0 13224 ABBVIE INC COM 00287Y109 5718 78860 SH SOLE NONE 0 0 78860 APPLE INC COM 037833100 5475 38019 SH SOLE NONE 0 0 38019