0001172661-20-002144.txt : 20201113
0001172661-20-002144.hdr.sgml : 20201113
20201113163232
ACCESSION NUMBER: 0001172661-20-002144
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201113
DATE AS OF CHANGE: 20201113
EFFECTIVENESS DATE: 20201113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Regal Investment Advisors LLC
CENTRAL INDEX KEY: 0001559789
IRS NUMBER: 223844414
STATE OF INCORPORATION: MI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15474
FILM NUMBER: 201311986
BUSINESS ADDRESS:
STREET 1: 2687 44TH STREET SE
CITY: KENTWOOD
STATE: MI
ZIP: 49512
BUSINESS PHONE: 616-224-2204
MAIL ADDRESS:
STREET 1: 2687 44TH STREET SE
CITY: KENTWOOD
STATE: MI
ZIP: 49512
FORMER COMPANY:
FORMER CONFORMED NAME: Regal Investment Advisors, LLC
DATE OF NAME CHANGE: 20121005
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001559789
XXXXXXXX
09-30-2020
09-30-2020
false
Regal Investment Advisors LLC
2687 44th Street Se
Kentwood
MI
49512
13F HOLDINGS REPORT
028-15474
N
Brian Yarch
Chief Compliance Officer
616-224-2204
/s/ Brian Yarch
Kentwood
MI
11-13-2020
0
28
84623
INFORMATION TABLE
2
infotable.xml
ISHARES INC
MSCI FRNTR100ETF
464286145
1004
39219
SH
SOLE
0
0
39219
ISHARES TR
CORE S&P MCP ETF
464287507
2517
13581
SH
SOLE
0
0
13581
ISHARES TR
CORE S&P SCP ETF
464287804
3656
52063
SH
SOLE
0
0
52063
ISHARES TR
CORE S&P500 ETF
464287200
5348
15915
SH
SOLE
0
0
15915
ISHARES TR
FLTG RATE NT ETF
46429B655
2133
42046
SH
SOLE
0
0
42046
ISHARES TR
IBOXX INV CP ETF
464287242
12831
95247
SH
SOLE
0
0
95247
ISHARES TR
MICRO-CAP ETF
464288869
1608
17771
SH
SOLE
0
0
17771
ISHARES TR
NATIONAL MUN ETF
464288414
3636
31365
SH
SOLE
0
0
31365
ISHARES TR
PFD AND INCM SEC
464288687
2052
56309
SH
SOLE
0
0
56309
ISHARES TR
RUS 1000 ETF
464287622
200
1070
SH
SOLE
0
0
1070
ISHARES TR
RUS 1000 GRW ETF
464287614
327
1507
SH
SOLE
0
0
1507
ISHARES TR
US TREAS BD ETF
46429B267
1423
50895
SH
SOLE
0
0
50895
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
7143
129165
SH
SOLE
0
0
129165
SPDR INDEX SHS FDS
GLB NAT RESRCE
78463X541
1253
33358
SH
SOLE
0
0
33358
SPDR INDEX SHS FDS
S&P EMKTSC ETF
78463X756
411
9266
SH
SOLE
0
0
9266
SPDR SER TR
BLOOMBERG BRCLYS
78468R622
2048
19644
SH
SOLE
0
0
19644
SPDR SER TR
NUVEEN BBG BRCLY
78464A284
550
9679
SH
SOLE
0
0
9679
SPDR SER TR
NUVEEN BLMBRG SR
78468R739
1042
20897
SH
SOLE
0
0
20897
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
3943
47474
SH
SOLE
0
0
47474
VANGUARD INDEX FDS
GROWTH ETF
922908736
7727
33946
SH
SOLE
0
0
33946
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
2676
14853
SH
SOLE
0
0
14853
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
2194
21645
SH
SOLE
0
0
21645
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
1988
25178
SH
SOLE
0
0
25178
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
4854
112250
SH
SOLE
0
0
112250
VANGUARD INTL EQUITY INDEX F
FTSE SMCAP ETF
922042718
1467
13936
SH
SOLE
0
0
13936
VANGUARD INTL EQUITY INDEX F
GLB EX US ETF
922042676
569
11711
SH
SOLE
0
0
11711
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
7925
193776
SH
SOLE
0
0
193776
VANGUARD WHITEHALL FDS
EMERG MKT BD ETF
921946885
2098
26595
SH
SOLE
0
0
26595