0001172661-20-002144.txt : 20201113 0001172661-20-002144.hdr.sgml : 20201113 20201113163232 ACCESSION NUMBER: 0001172661-20-002144 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201113 DATE AS OF CHANGE: 20201113 EFFECTIVENESS DATE: 20201113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regal Investment Advisors LLC CENTRAL INDEX KEY: 0001559789 IRS NUMBER: 223844414 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15474 FILM NUMBER: 201311986 BUSINESS ADDRESS: STREET 1: 2687 44TH STREET SE CITY: KENTWOOD STATE: MI ZIP: 49512 BUSINESS PHONE: 616-224-2204 MAIL ADDRESS: STREET 1: 2687 44TH STREET SE CITY: KENTWOOD STATE: MI ZIP: 49512 FORMER COMPANY: FORMER CONFORMED NAME: Regal Investment Advisors, LLC DATE OF NAME CHANGE: 20121005 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001559789 XXXXXXXX 09-30-2020 09-30-2020 false Regal Investment Advisors LLC
2687 44th Street Se Kentwood MI 49512
13F HOLDINGS REPORT 028-15474 N
Brian Yarch Chief Compliance Officer 616-224-2204 /s/ Brian Yarch Kentwood MI 11-13-2020 0 28 84623
INFORMATION TABLE 2 infotable.xml ISHARES INC MSCI FRNTR100ETF 464286145 1004 39219 SH SOLE 0 0 39219 ISHARES TR CORE S&P MCP ETF 464287507 2517 13581 SH SOLE 0 0 13581 ISHARES TR CORE S&P SCP ETF 464287804 3656 52063 SH SOLE 0 0 52063 ISHARES TR CORE S&P500 ETF 464287200 5348 15915 SH SOLE 0 0 15915 ISHARES TR FLTG RATE NT ETF 46429B655 2133 42046 SH SOLE 0 0 42046 ISHARES TR IBOXX INV CP ETF 464287242 12831 95247 SH SOLE 0 0 95247 ISHARES TR MICRO-CAP ETF 464288869 1608 17771 SH SOLE 0 0 17771 ISHARES TR NATIONAL MUN ETF 464288414 3636 31365 SH SOLE 0 0 31365 ISHARES TR PFD AND INCM SEC 464288687 2052 56309 SH SOLE 0 0 56309 ISHARES TR RUS 1000 ETF 464287622 200 1070 SH SOLE 0 0 1070 ISHARES TR RUS 1000 GRW ETF 464287614 327 1507 SH SOLE 0 0 1507 ISHARES TR US TREAS BD ETF 46429B267 1423 50895 SH SOLE 0 0 50895 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 7143 129165 SH SOLE 0 0 129165 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 1253 33358 SH SOLE 0 0 33358 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 411 9266 SH SOLE 0 0 9266 SPDR SER TR BLOOMBERG BRCLYS 78468R622 2048 19644 SH SOLE 0 0 19644 SPDR SER TR NUVEEN BBG BRCLY 78464A284 550 9679 SH SOLE 0 0 9679 SPDR SER TR NUVEEN BLMBRG SR 78468R739 1042 20897 SH SOLE 0 0 20897 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 3943 47474 SH SOLE 0 0 47474 VANGUARD INDEX FDS GROWTH ETF 922908736 7727 33946 SH SOLE 0 0 33946 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 2676 14853 SH SOLE 0 0 14853 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 2194 21645 SH SOLE 0 0 21645 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1988 25178 SH SOLE 0 0 25178 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 4854 112250 SH SOLE 0 0 112250 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 1467 13936 SH SOLE 0 0 13936 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 569 11711 SH SOLE 0 0 11711 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 7925 193776 SH SOLE 0 0 193776 VANGUARD WHITEHALL FDS EMERG MKT BD ETF 921946885 2098 26595 SH SOLE 0 0 26595