0001172661-20-001191.txt : 20200512
0001172661-20-001191.hdr.sgml : 20200512
20200512110430
ACCESSION NUMBER: 0001172661-20-001191
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200512
DATE AS OF CHANGE: 20200512
EFFECTIVENESS DATE: 20200512
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Regal Investment Advisors LLC
CENTRAL INDEX KEY: 0001559789
IRS NUMBER: 223844414
STATE OF INCORPORATION: MI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15474
FILM NUMBER: 20867510
BUSINESS ADDRESS:
STREET 1: 2687 44TH STREET SE
CITY: KENTWOOD
STATE: MI
ZIP: 49512
BUSINESS PHONE: 616-224-2204
MAIL ADDRESS:
STREET 1: 2687 44TH STREET SE
CITY: KENTWOOD
STATE: MI
ZIP: 49512
FORMER COMPANY:
FORMER CONFORMED NAME: Regal Investment Advisors, LLC
DATE OF NAME CHANGE: 20121005
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001559789
XXXXXXXX
03-31-2020
03-31-2020
false
Regal Investment Advisors LLC
2687 44th Street Se
Kentwood
MI
49512
13F HOLDINGS REPORT
028-15474
N
Brian Yarch
Chief Compliance Officer
616-224-2204
/s/ Brian Yarch
Kentwood
MI
05-12-2020
0
27
68063
INFORMATION TABLE
2
infotable.xml
ISHARES INC
MSCI FRNTR100ETF
464286145
753
35254
SH
SOLE
0
0
35254
ISHARES TR
CORE S&P MCP ETF
464287507
1963
13648
SH
SOLE
0
0
13648
ISHARES TR
CORE S&P SCP ETF
464287804
2763
49244
SH
SOLE
0
0
49244
ISHARES TR
CORE S&P500 ETF
464287200
4171
16140
SH
SOLE
0
0
16140
ISHARES TR
FLTG RATE NT ETF
46429B655
2177
44673
SH
SOLE
0
0
44673
ISHARES TR
IBOXX INV CP ETF
464287242
10604
85855
SH
SOLE
0
0
85855
ISHARES TR
MICRO-CAP ETF
464288869
1139
16999
SH
SOLE
0
0
16999
ISHARES TR
NATIONAL MUN ETF
464288414
3156
27926
SH
SOLE
0
0
27926
ISHARES TR
PFD AND INCM SEC
464288687
1764
55394
SH
SOLE
0
0
55394
ISHARES TR
RUS 1000 GRW ETF
464287614
227
1507
SH
SOLE
0
0
1507
ISHARES TR
US TREAS BD ETF
46429B267
1366
48759
SH
SOLE
0
0
48759
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
5746
127735
SH
SOLE
0
0
127735
SPDR INDEX SHS FDS
GLB NAT RESRCE
78463X541
866
28003
SH
SOLE
0
0
28003
SPDR INDEX SHS FDS
S&P EMKTSC ETF
78463X756
238
7182
SH
SOLE
0
0
7182
SPDR SER TR
BLOOMBERG BRCLYS
78468R622
1810
19107
SH
SOLE
0
0
19107
SPDR SER TR
NUVEEN BBG BRCLY
78464A284
568
10387
SH
SOLE
0
0
10387
SPDR SER TR
NUVEEN BLMBRG SR
78468R739
962
19673
SH
SOLE
0
0
19673
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
3360
40888
SH
SOLE
0
0
40888
VANGUARD INDEX FDS
GROWTH ETF
922908736
5870
37463
SH
SOLE
0
0
37463
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
1869
14753
SH
SOLE
0
0
14753
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
1778
21875
SH
SOLE
0
0
21875
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
1738
24880
SH
SOLE
0
0
24880
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
3653
108876
SH
SOLE
0
0
108876
VANGUARD INTL EQUITY INDEX F
FTSE SMCAP ETF
922042718
920
11761
SH
SOLE
0
0
11761
VANGUARD INTL EQUITY INDEX F
GLB EX US ETF
922042676
429
10000
SH
SOLE
0
0
10000
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
6389
191630
SH
SOLE
0
0
191630
VANGUARD WHITEHALL FDS
EMERG MKT BD ETF
921946885
1784
25344
SH
SOLE
0
0
25344