0001002225-15-000011.txt : 20150228 0001002225-15-000011.hdr.sgml : 20150227 20150227194252 ACCESSION NUMBER: 0001002225-15-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150225 FILED AS OF DATE: 20150227 DATE AS OF CHANGE: 20150227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/ CENTRAL INDEX KEY: 0001002225 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 942901952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 4155437696 MAIL ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sperling Anthony CENTRAL INDEX KEY: 0001559492 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26994 FILM NUMBER: 15661650 MAIL ADDRESS: STREET 1: 600 TOWNSEND STREET STREET 2: SUITE 500 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2015-02-25 0 0001002225 ADVENT SOFTWARE INC /DE/ ADVS 0001559492 Sperling Anthony 600 TOWNSEND STREET SAN FRANCISCO CA 94103 0 1 0 0 EVP, Global Client Experience Common Stock 2015-02-25 4 M 0 2680.0 17.91 A 46035 D Common Stock 2015-02-25 4 D 0 1087.0 44.17 D 44948 D Common Stock 2015-02-25 4 S 0 1593.0 44.18 D 43355 D Common Stock 2015-02-27 4 M 0 5891.0 21.67 A 49246 D Common Stock 2015-02-27 4 D 0 2899.0 44.05 D 46347 D Common Stock 2015-02-27 4 M 0 18320.0 17.91 A 64667 D Common Stock 2015-02-27 4 D 0 7449.0 44.05 D 57218 D Common Stock 2015-02-27 4 S 0 2992.0 44.18 D 54226 D Common Stock 2015-02-27 4 S 0 10871.0 44.18 D 43355 D Stock Appreciation Rights 17.91 2015-02-25 4 M 0 2680.0 0.0 D 2012-05-13 2021-05-13 Common Stock 2680 19720 D Stock Appreciation Rights 17.91 2015-02-27 4 M 0 18320.0 0.0 D 2012-05-13 2021-05-13 Common Stock 18320 1400 D Stock Appreciation Rights 21.67 2015-02-27 4 M 0 5891.0 0.0 D 2014-05-14 2023-05-14 Common Stock 5891 14569 D Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation. By: James S Cox For: Anthony E Sperling 2015-02-27