0001002225-12-000102.txt : 20121211
0001002225-12-000102.hdr.sgml : 20121211
20121211152449
ACCESSION NUMBER: 0001002225-12-000102
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121130
FILED AS OF DATE: 20121211
DATE AS OF CHANGE: 20121211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sperling Anthony
CENTRAL INDEX KEY: 0001559492
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26994
FILM NUMBER: 121256064
MAIL ADDRESS:
STREET 1: 600 TOWNSEND STREET
STREET 2: SUITE 500
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/
CENTRAL INDEX KEY: 0001002225
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 942901952
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 600 TOWNSEND ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
BUSINESS PHONE: 4155437696
MAIL ADDRESS:
STREET 1: 600 TOWNSEND ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2012-11-30
0
0001002225
ADVENT SOFTWARE INC /DE/
ADVS
0001559492
Sperling Anthony
600 TOWNSEND STREET
SAN FRANCISCO
CA
94103
0
1
0
0
SVP & GM, AMG
Common Stock
2012-11-30
4
J
0
313.0
18.921
A
71935.0
D
Common Stock
2012-12-07
2012-12-07
4
M
0
6674.0
9.03
A
78609.0
D
Common Stock
2012-12-07
2012-12-07
4
M
0
6750.0
10.38
A
85359.0
D
Common Stock
2012-12-07
2012-12-07
4
S
0
6750.0
21.7803
D
78609.0
D
Common Stock
2012-12-07
2012-12-07
4
M
0
6500.0
10.38
A
85109.0
D
Incentive Stock Option (right to buy)
9.03
2012-12-07
2012-12-07
4
M
0
6674.0
0.0
D
2005-10-04
2014-10-04
Common Stock
6674.0
0.0
D
Incentive Stock Option (right to buy)
10.38
2012-12-07
2012-12-07
4
M
0
6500.0
0.0
D
2005-01-09
2014-01-09
Common Stock
6500.0
0.0
D
Non-Qualified Stock Option (right to buy)
10.38
2012-12-07
2012-12-07
4
M
0
6750.0
21.7803
D
2005-01-09
2014-01-09
Common Stock
6750.0
6750.0
D
Shares acquired through the 2005 Employee Stock Purchase Plan on 11/30/2012
By: James S Cox For: Anthony E Sperling
2012-12-10