0001002225-12-000102.txt : 20121211 0001002225-12-000102.hdr.sgml : 20121211 20121211152449 ACCESSION NUMBER: 0001002225-12-000102 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121130 FILED AS OF DATE: 20121211 DATE AS OF CHANGE: 20121211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sperling Anthony CENTRAL INDEX KEY: 0001559492 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26994 FILM NUMBER: 121256064 MAIL ADDRESS: STREET 1: 600 TOWNSEND STREET STREET 2: SUITE 500 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/ CENTRAL INDEX KEY: 0001002225 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 942901952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 4155437696 MAIL ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2012-11-30 0 0001002225 ADVENT SOFTWARE INC /DE/ ADVS 0001559492 Sperling Anthony 600 TOWNSEND STREET SAN FRANCISCO CA 94103 0 1 0 0 SVP & GM, AMG Common Stock 2012-11-30 4 J 0 313.0 18.921 A 71935.0 D Common Stock 2012-12-07 2012-12-07 4 M 0 6674.0 9.03 A 78609.0 D Common Stock 2012-12-07 2012-12-07 4 M 0 6750.0 10.38 A 85359.0 D Common Stock 2012-12-07 2012-12-07 4 S 0 6750.0 21.7803 D 78609.0 D Common Stock 2012-12-07 2012-12-07 4 M 0 6500.0 10.38 A 85109.0 D Incentive Stock Option (right to buy) 9.03 2012-12-07 2012-12-07 4 M 0 6674.0 0.0 D 2005-10-04 2014-10-04 Common Stock 6674.0 0.0 D Incentive Stock Option (right to buy) 10.38 2012-12-07 2012-12-07 4 M 0 6500.0 0.0 D 2005-01-09 2014-01-09 Common Stock 6500.0 0.0 D Non-Qualified Stock Option (right to buy) 10.38 2012-12-07 2012-12-07 4 M 0 6750.0 21.7803 D 2005-01-09 2014-01-09 Common Stock 6750.0 6750.0 D Shares acquired through the 2005 Employee Stock Purchase Plan on 11/30/2012 By: James S Cox For: Anthony E Sperling 2012-12-10