0001002225-13-000112.txt : 20131120 0001002225-13-000112.hdr.sgml : 20131120 20131120191417 ACCESSION NUMBER: 0001002225-13-000112 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131118 FILED AS OF DATE: 20131120 DATE AS OF CHANGE: 20131120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/ CENTRAL INDEX KEY: 0001002225 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 942901952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 4155437696 MAIL ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Momsen Christopher CENTRAL INDEX KEY: 0001559488 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26994 FILM NUMBER: 131234035 MAIL ADDRESS: STREET 1: 600 TOWNSEND STREET STREET 2: SUITE 500 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-11-18 0 0001002225 ADVENT SOFTWARE INC /DE/ ADVS 0001559488 Momsen Christopher 600 TOWNSEND STREET SAN FRANCISCO CA 94103 0 1 0 0 EVP, Global Sales & Sol Mgmt Common Stock 2013-11-18 4 S 0 13460.0 34.8425 D 37800 D Common Stock 2013-11-18 4 M 0 20000.0 12.75 A 57800 D Common Stock 2013-11-18 4 D 0 7429.0 34.33 D 50371 D Common Stock 2013-11-18 4 F 0 7017.0 34.33 D 43354 D Common Stock 2013-11-18 4 M 0 10000.0 13.48 A 53354 D Common Stock 2013-11-18 4 D 0 3928.0 34.33 D 49426 D Common Stock 2013-11-18 4 F 0 3390.0 34.33 D 46036 D Stock Appreciation Rights 12.75 2013-11-18 4 M 0 20000.0 0.0 D 2011-05-14 2020-05-14 Common Stock 20000 3000 D Stock Appreciation Rights 13.48 2013-11-18 4 M 0 10000.0 0.0 D 2009-03-14 2018-03-14 Common Stock 10000 0 D Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation. Shares traded for taxes. No open market activity. By: James S Cox For: Christopher Momsen 2013-11-20