0001002225-13-000059.txt : 20130517 0001002225-13-000059.hdr.sgml : 20130517 20130517211523 ACCESSION NUMBER: 0001002225-13-000059 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130515 FILED AS OF DATE: 20130517 DATE AS OF CHANGE: 20130517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Momsen Christopher CENTRAL INDEX KEY: 0001559488 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26994 FILM NUMBER: 13856581 MAIL ADDRESS: STREET 1: 600 TOWNSEND STREET STREET 2: SUITE 500 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/ CENTRAL INDEX KEY: 0001002225 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 942901952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 4155437696 MAIL ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-05-15 0 0001002225 ADVENT SOFTWARE INC /DE/ ADVS 0001559488 Momsen Christopher 600 TOWNSEND STREET SAN FRANCISCO CA 94103 0 1 0 0 EVP, Global Sales & Solutions Common Stock 2013-05-15 4 M 0 21000.0 17.41 A 61019 D Common Stock 2013-05-15 4 D 0 11715.0 31.21 D 49304 D Common Stock 2013-05-15 4 F 0 5183.0 31.21 D 44121 D Common Stock 2013-05-15 4 M 0 20000.0 18.57 A 64121 D Common Stock 2013-05-15 4 D 0 11900.0 31.21 D 52221 D Common Stock 2013-05-15 4 F 0 4521.0 31.21 D 47700 D Common Stock 2013-05-15 4 M 0 35000.0 17.15 A 82700 D Common Stock 2013-05-15 4 D 0 19233.0 31.21 D 63467 D Common Stock 2013-05-15 4 F 0 7021.0 31.21 D 56446 D Common Stock 2013-05-15 4 M 0 7000.0 13.73 A 63446 D Common Stock 2013-05-15 4 S 0 3076.0 31.21 D 60370 D Common Stock 2013-05-15 4 F 0 1616.0 31.21 D 58754 D Stock Appreciation Rights 13.73 2013-05-15 4 M 0 7000.0 D 2007-04-17 2016-04-17 Common Stock 7000 0 D Stock Appreciation Rights 17.15 2013-05-15 4 M 0 35000.0 D 2008-01-16 2017-01-16 Common Stock 35000 0 D Stock Appreciation Rights 17.41 2013-05-15 4 M 0 21000.0 D 2008-06-14 2017-06-14 Common Stock 21000 0 D Stock Appreciation Rights 18.57 2013-05-15 4 M 0 20000.0 D 2008-02-14 2017-02-14 Common Stock 20000 0 D Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation. Shares traded for taxes. No open market activity. Transaction pursuant to 10b5-1 plan dated 1 March 2013 By: James S Cox For: Christopher J Momsen 2013-05-17