0001002225-13-000034.txt : 20130501 0001002225-13-000034.hdr.sgml : 20130501 20130501130946 ACCESSION NUMBER: 0001002225-13-000034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130429 FILED AS OF DATE: 20130501 DATE AS OF CHANGE: 20130501 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Momsen Christopher CENTRAL INDEX KEY: 0001559488 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26994 FILM NUMBER: 13801897 MAIL ADDRESS: STREET 1: 600 TOWNSEND STREET STREET 2: SUITE 500 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/ CENTRAL INDEX KEY: 0001002225 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 942901952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 4155437696 MAIL ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-04-29 0 0001002225 ADVENT SOFTWARE INC /DE/ ADVS 0001559488 Momsen Christopher 600 TOWNSEND STREET SAN FRANCISCO CA 94103 0 1 0 0 EVP, Global Sales & Solutions Common Stock 2013-04-29 4 S 0 942.0 27.4031 D 40077 D Common Stock 2013-04-29 4 S 0 2934.0 27.4359 D 37143 D Common Stock 2013-04-30 4 M 0 10000.0 8.98 A 47143 D Common Stock 2013-04-30 4 S 0 10000.0 29.0 D 37143 D Incentive Stock Option (right to buy) 8.98 2013-04-30 4 M 0 10000.0 29.0 D 2006-01-20 2015-01-20 Common Stock 10000 0 D Transaction pursuant to 10b5-1 plan dated 1 March 2013 By: James S Cox For: Christopher J Momsen 2013-04-30