0001002225-14-000080.txt : 20141124
0001002225-14-000080.hdr.sgml : 20141124
20141124121857
ACCESSION NUMBER: 0001002225-14-000080
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141121
FILED AS OF DATE: 20141124
DATE AS OF CHANGE: 20141124
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/
CENTRAL INDEX KEY: 0001002225
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 942901952
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 600 TOWNSEND ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
BUSINESS PHONE: 4155437696
MAIL ADDRESS:
STREET 1: 600 TOWNSEND ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gottula Todd
CENTRAL INDEX KEY: 0001559426
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26994
FILM NUMBER: 141245636
MAIL ADDRESS:
STREET 1: 600 TOWNSEND STREET
STREET 2: SUITE 500
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2014-11-21
0
0001002225
ADVENT SOFTWARE INC /DE/
ADVS
0001559426
Gottula Todd
600 TOWNSEND STREET
SAN FRANCISCO
CA
94103
0
1
0
0
EVP & CTO, Global Solutn Dev
Common Stock
2014-11-21
4
S
0
6345.0
31.542
D
52846
D
Common Stock
2014-11-21
4
M
0
233.0
17.91
A
53079
D
Common Stock
2014-11-21
4
D
0
133.0
31.45
D
52946
D
Common Stock
2014-11-21
4
M
0
682.0
21.67
A
53628
D
Common Stock
2014-11-21
4
D
0
470.0
31.45
D
53158
D
Common Stock
2014-11-21
4
M
0
70000.0
12.1
A
123158
D
Common Stock
2014-11-21
4
D
0
26932.0
31.45
D
96226
D
Common Stock
2014-11-21
4
M
0
478.0
17.8
A
96704
D
Common Stock
2014-11-21
4
D
0
271.0
31.45
D
96433
D
Common Stock
2014-11-21
4
M
0
234.0
17.91
A
96667
D
Common Stock
2014-11-21
4
D
0
134.0
31.45
D
96533
D
Common Stock
2014-11-21
4
S
0
43687.0
31.5291
D
52846
D
Stock Appreciation Rights
12.1
2014-11-21
4
M
0
70000.0
0.0
D
2013-11-14
2022-11-14
Common Stock
70000
70000
D
Stock Appreciation Rights
17.8
2014-11-21
4
M
0
478.0
0.0
D
2013-05-14
2022-05-14
Common Stock
478
8602
D
Stock Appreciation Rights
17.91
2014-11-21
4
M
0
233.0
0.0
D
2012-05-13
2021-05-13
Common Stock
233
3267
D
Stock Appreciation Rights
17.91
2014-11-21
4
M
0
234.0
0.0
D
2012-05-13
2021-05-13
Common Stock
234
3033
D
Stock Appreciation Rights
21.67
2014-11-21
4
M
0
682.0
0.0
D
2014-05-14
2023-05-14
Common Stock
682
20437
D
Transaction pursuant to 10b5-1 plan dated 30 August 2013
Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.
By: James S Cox For: Todd J Gottula
2014-11-24