0001002225-14-000080.txt : 20141124 0001002225-14-000080.hdr.sgml : 20141124 20141124121857 ACCESSION NUMBER: 0001002225-14-000080 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141121 FILED AS OF DATE: 20141124 DATE AS OF CHANGE: 20141124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/ CENTRAL INDEX KEY: 0001002225 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 942901952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 4155437696 MAIL ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gottula Todd CENTRAL INDEX KEY: 0001559426 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26994 FILM NUMBER: 141245636 MAIL ADDRESS: STREET 1: 600 TOWNSEND STREET STREET 2: SUITE 500 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-11-21 0 0001002225 ADVENT SOFTWARE INC /DE/ ADVS 0001559426 Gottula Todd 600 TOWNSEND STREET SAN FRANCISCO CA 94103 0 1 0 0 EVP & CTO, Global Solutn Dev Common Stock 2014-11-21 4 S 0 6345.0 31.542 D 52846 D Common Stock 2014-11-21 4 M 0 233.0 17.91 A 53079 D Common Stock 2014-11-21 4 D 0 133.0 31.45 D 52946 D Common Stock 2014-11-21 4 M 0 682.0 21.67 A 53628 D Common Stock 2014-11-21 4 D 0 470.0 31.45 D 53158 D Common Stock 2014-11-21 4 M 0 70000.0 12.1 A 123158 D Common Stock 2014-11-21 4 D 0 26932.0 31.45 D 96226 D Common Stock 2014-11-21 4 M 0 478.0 17.8 A 96704 D Common Stock 2014-11-21 4 D 0 271.0 31.45 D 96433 D Common Stock 2014-11-21 4 M 0 234.0 17.91 A 96667 D Common Stock 2014-11-21 4 D 0 134.0 31.45 D 96533 D Common Stock 2014-11-21 4 S 0 43687.0 31.5291 D 52846 D Stock Appreciation Rights 12.1 2014-11-21 4 M 0 70000.0 0.0 D 2013-11-14 2022-11-14 Common Stock 70000 70000 D Stock Appreciation Rights 17.8 2014-11-21 4 M 0 478.0 0.0 D 2013-05-14 2022-05-14 Common Stock 478 8602 D Stock Appreciation Rights 17.91 2014-11-21 4 M 0 233.0 0.0 D 2012-05-13 2021-05-13 Common Stock 233 3267 D Stock Appreciation Rights 17.91 2014-11-21 4 M 0 234.0 0.0 D 2012-05-13 2021-05-13 Common Stock 234 3033 D Stock Appreciation Rights 21.67 2014-11-21 4 M 0 682.0 0.0 D 2014-05-14 2023-05-14 Common Stock 682 20437 D Transaction pursuant to 10b5-1 plan dated 30 August 2013 Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation. By: James S Cox For: Todd J Gottula 2014-11-24