0001002225-14-000059.txt : 20140723 0001002225-14-000059.hdr.sgml : 20140723 20140723211907 ACCESSION NUMBER: 0001002225-14-000059 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140721 FILED AS OF DATE: 20140723 DATE AS OF CHANGE: 20140723 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/ CENTRAL INDEX KEY: 0001002225 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 942901952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 4155437696 MAIL ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gottula Todd CENTRAL INDEX KEY: 0001559426 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26994 FILM NUMBER: 14989842 MAIL ADDRESS: STREET 1: 600 TOWNSEND STREET STREET 2: SUITE 500 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-07-21 0 0001002225 ADVENT SOFTWARE INC /DE/ ADVS 0001559426 Gottula Todd 600 TOWNSEND STREET SAN FRANCISCO CA 94103 0 1 0 0 EVP & CTO, Global Solutn Dev Common Stock 2014-07-21 4 M 0 467.0 17.91 A 64222 D Common Stock 2014-07-21 4 D 0 264.0 31.79 D 63958 D Common Stock 2014-07-21 4 M 0 9538.0 21.67 A 73496 D Common Stock 2014-07-21 4 D 0 6502.0 31.79 D 66994 D Common Stock 2014-07-21 4 M 0 956.0 17.8 A 67950 D Common Stock 2014-07-21 4 D 0 536.0 31.79 D 67414 D Common Stock 2014-07-21 4 M 0 467.0 17.91 A 67881 D Common Stock 2014-07-21 4 D 0 264.0 31.79 D 67617 D Common Stock 2014-07-21 4 S 0 3862.0 31.2964 D 63755 D Stock Appreciation Rights 17.8 2014-07-21 4 M 0 956.0 0.0 D 2013-05-14 2022-05-14 Common Stock 956 10514 D Stock Appreciation Rights 17.91 2014-07-21 4 M 0 467.0 0.0 D 2012-05-13 2021-05-13 Common Stock 467 5367 D Stock Appreciation Rights 17.91 2014-07-21 4 M 0 467.0 0.0 D 2012-05-13 2021-05-13 Common Stock 467 4900 D Stock Appreciation Rights 21.67 2014-07-21 4 M 0 9538.0 0.0 D 2014-05-14 2023-05-14 Common Stock 9538 23162 D Transaction pursuant to 10b5-1 plan dated 30 August 2013 Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation. By: James S Cox For: Todd J Gottula 2014-07-23