0001002225-14-000059.txt : 20140723
0001002225-14-000059.hdr.sgml : 20140723
20140723211907
ACCESSION NUMBER: 0001002225-14-000059
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140721
FILED AS OF DATE: 20140723
DATE AS OF CHANGE: 20140723
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/
CENTRAL INDEX KEY: 0001002225
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 942901952
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 600 TOWNSEND ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
BUSINESS PHONE: 4155437696
MAIL ADDRESS:
STREET 1: 600 TOWNSEND ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gottula Todd
CENTRAL INDEX KEY: 0001559426
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26994
FILM NUMBER: 14989842
MAIL ADDRESS:
STREET 1: 600 TOWNSEND STREET
STREET 2: SUITE 500
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2014-07-21
0
0001002225
ADVENT SOFTWARE INC /DE/
ADVS
0001559426
Gottula Todd
600 TOWNSEND STREET
SAN FRANCISCO
CA
94103
0
1
0
0
EVP & CTO, Global Solutn Dev
Common Stock
2014-07-21
4
M
0
467.0
17.91
A
64222
D
Common Stock
2014-07-21
4
D
0
264.0
31.79
D
63958
D
Common Stock
2014-07-21
4
M
0
9538.0
21.67
A
73496
D
Common Stock
2014-07-21
4
D
0
6502.0
31.79
D
66994
D
Common Stock
2014-07-21
4
M
0
956.0
17.8
A
67950
D
Common Stock
2014-07-21
4
D
0
536.0
31.79
D
67414
D
Common Stock
2014-07-21
4
M
0
467.0
17.91
A
67881
D
Common Stock
2014-07-21
4
D
0
264.0
31.79
D
67617
D
Common Stock
2014-07-21
4
S
0
3862.0
31.2964
D
63755
D
Stock Appreciation Rights
17.8
2014-07-21
4
M
0
956.0
0.0
D
2013-05-14
2022-05-14
Common Stock
956
10514
D
Stock Appreciation Rights
17.91
2014-07-21
4
M
0
467.0
0.0
D
2012-05-13
2021-05-13
Common Stock
467
5367
D
Stock Appreciation Rights
17.91
2014-07-21
4
M
0
467.0
0.0
D
2012-05-13
2021-05-13
Common Stock
467
4900
D
Stock Appreciation Rights
21.67
2014-07-21
4
M
0
9538.0
0.0
D
2014-05-14
2023-05-14
Common Stock
9538
23162
D
Transaction pursuant to 10b5-1 plan dated 30 August 2013
Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.
By: James S Cox For: Todd J Gottula
2014-07-23