0001002225-13-000085.txt : 20130726 0001002225-13-000085.hdr.sgml : 20130726 20130726182802 ACCESSION NUMBER: 0001002225-13-000085 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130724 FILED AS OF DATE: 20130726 DATE AS OF CHANGE: 20130726 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/ CENTRAL INDEX KEY: 0001002225 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 942901952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 4155437696 MAIL ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gottula Todd CENTRAL INDEX KEY: 0001559426 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26994 FILM NUMBER: 13990707 MAIL ADDRESS: STREET 1: 600 TOWNSEND STREET STREET 2: SUITE 500 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-07-24 0 0001002225 ADVENT SOFTWARE INC /DE/ ADVS 0001559426 Gottula Todd 600 TOWNSEND STREET SAN FRANCISCO CA 94103 0 1 0 0 EVP & CTO, Global Solutn Dev Common Stock 2013-07-24 4 A 0 1000.0 0.0 A 33373 D Common Stock 2013-07-24 4 A 0 872.0 0.0 A 34245 D Stock Appreciation Rights 7.84 2013-07-24 4 A 0 525.0 0.0 A 2013-07-24 2019-05-14 Common Stock 525 525 D Stock Appreciation Rights 11.88 2013-07-24 4 A 0 200.0 0.0 A 2013-07-24 2018-05-14 Common Stock 200 200 D Stock Appreciation Rights 12.75 2013-07-24 4 A 0 3354.0 0.0 A 2013-07-24 2020-05-14 Common Stock 3354 5749 D Stock Appreciation Rights 17.91 2013-07-24 4 A 0 11200.0 0.0 A 2013-07-24 2021-05-13 Common Stock 11200 16567 D Restoration of pre-section 16 reportable equity to Todd Gottula. Pursuant to a 24 July 2013 amendment to the 15 April 2011 divorce settlement, unexercised SSRs and RSUs restored to employee. By: James S Cox For: Todd J Gottula 2013-07-26