0001002225-13-000079.txt : 20130718
0001002225-13-000079.hdr.sgml : 20130718
20130718201814
ACCESSION NUMBER: 0001002225-13-000079
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130716
FILED AS OF DATE: 20130718
DATE AS OF CHANGE: 20130718
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/
CENTRAL INDEX KEY: 0001002225
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 942901952
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 600 TOWNSEND ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
BUSINESS PHONE: 4155437696
MAIL ADDRESS:
STREET 1: 600 TOWNSEND ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gottula Todd
CENTRAL INDEX KEY: 0001559426
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26994
FILM NUMBER: 13975752
MAIL ADDRESS:
STREET 1: 600 TOWNSEND STREET
STREET 2: SUITE 500
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2013-07-16
0
0001002225
ADVENT SOFTWARE INC /DE/
ADVS
0001559426
Gottula Todd
600 TOWNSEND STREET
SAN FRANCISCO
CA
94103
0
1
0
0
EVP & CTO, Global Solutn Dev
Common Stock
2013-07-16
4
M
0
240.0
12.75
A
32613
D
Common Stock
2013-07-16
4
D
0
107.0
28.67
D
32506
D
Common Stock
2013-07-16
4
F
0
50.0
28.67
D
32456
D
Common Stock
2013-07-18
4
S
0
83.0
29.05
D
32373
D
Stock Appreciation Rights
12.75
2013-07-16
4
M
0
240.0
D
2011-05-14
2020-05-14
Common Stock
240
2395
D
Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.
Shares traded for taxes. No open market activity.
Transaction pursuant to 10b5-1 plan dated 5 February 2013
By: James S Cox For: Todd J Gottula
2013-07-18