0001002225-13-000051.txt : 20130515
0001002225-13-000051.hdr.sgml : 20130515
20130515182123
ACCESSION NUMBER: 0001002225-13-000051
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130513
FILED AS OF DATE: 20130515
DATE AS OF CHANGE: 20130515
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gottula Todd
CENTRAL INDEX KEY: 0001559426
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26994
FILM NUMBER: 13849005
MAIL ADDRESS:
STREET 1: 600 TOWNSEND STREET
STREET 2: SUITE 500
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/
CENTRAL INDEX KEY: 0001002225
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 942901952
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 600 TOWNSEND ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
BUSINESS PHONE: 4155437696
MAIL ADDRESS:
STREET 1: 600 TOWNSEND ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2013-05-13
0
0001002225
ADVENT SOFTWARE INC /DE/
ADVS
0001559426
Gottula Todd
600 TOWNSEND STREET
SAN FRANCISCO
CA
94103
0
1
0
0
EVP & CTO, Global Solutn Dev
Common Stock
2013-05-13
4
D
0
327.0
30.2
D
31129
D
Common Stock
2013-05-14
4
D
0
413.0
30.67
D
30716
D
Common Stock
2013-05-14
4
A
0
5100.0
0.0
A
35816
D
Stock Appreciation Rights
30.67
2013-05-14
4
A
0
32700.0
30.67
A
2014-05-14
2023-05-14
Common Stock
32700
32700
D
Disposed shares withheld through net share settlement associated with the vesting of restricted stock units, to satisfy tax withholding obligations. No open market activity.
50% of the Restricted Stock Units will vest on the two year anniversary of the date of grant and 50% of the Restricted Stock Units will vest on the four year anniversary of the date of grant, subject to the Participant remaining a Service Provider until the respective vesting dates and the Company achieving certain performance goals as established pursuant to the Company's 2002 Stock Plan, as amended and restated on April 1, 2012.
25% of the Shares subject to the Stock Appreciation Right shall vest twelve months after the Vesting Commencement Date, and 1/48 of the Shares subject to the grant shall vest each month thereafter, subject to the employee continuing to be a Service Provider on such dates.
By: James S Cox For: Todd J Gottula
2013-05-14