EX-99.28.H.7 5 fp0019195_ex9928h7.htm
 
Exhibit (h)(7)
 
AMENDMENT TO
TRANSFER AGENCY AND SERVICES AGREEMENT

This Amendment dated as of April 26, 2016 (this “Amendment”) is to the Transfer Agency and Services Agreement dated September 8, 2015 (the “Agreement”), by and between ALPS Series Trust (the “Trust”), organized as a Delaware statutory trust, on behalf of the funds listed in Appendix A hereto, as may be amended from time to time (the “Funds”), each a series of the Trust, and ALPS Fund Services, Inc. a Colorado corporation (“ALPS”).

WHEREAS, the Trust and ALPS wish to amend the Agreement in certain respects as more fully set forth below effective as of the date of this Amendment.

NOW, THEREFORE, in consideration of the premises and mutual covenants hereinafter contained, the parties hereto agree as follows:

1.          Effective as of April 26, 2016, APPENDIX A (LIST OF FUNDS) of the Agreement is deleted in its entirety and replaced with the APPENDIX A (LIST OF FUNDS) attached hereto and incorporated by reference herein.

2.          Except as specifically set forth herein, all other provisions of the Agreement shall remain in full force and effect.  Any items not herein defined shall have the meaning ascribed to them in the Agreement.
 
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IN WITNESS WHEREOF, the parties hereto have executed this Amendment as of the day and year first above written.
 
 
ALPS SERIES TRUST,
on behalf of the Funds
 
 
 
 
By:
/s/ Jeremy O. May
 
Name:
Jeremy O. May
  Title: President
     
  ALPS FUND SERVICES, INC.
     
  By: /s/ Thomas A. Carter
 
Name:
Thomas A. Carter
  Title: Executive Vice President

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  APPENDIX A

LIST OF FUNDS

Clarkston Partners Fund
Clarkston Fund
Clarkston Founders Fund
Clarkston Select Fund
 
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