0001209191-13-055260.txt : 20131204 0001209191-13-055260.hdr.sgml : 20131204 20131204163810 ACCESSION NUMBER: 0001209191-13-055260 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131202 FILED AS OF DATE: 20131204 DATE AS OF CHANGE: 20131204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Workday, Inc. CENTRAL INDEX KEY: 0001327811 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 202480422 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 6230 STONERIDGE MALL ROAD STREET 2: SUITE 200 CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 877-967-5329 MAIL ADDRESS: STREET 1: 6230 STONERIDGE MALL ROAD STREET 2: SUITE 200 CITY: PLEASANTON STATE: CA ZIP: 94588 FORMER COMPANY: FORMER CONFORMED NAME: Workday Inc DATE OF NAME CHANGE: 20050519 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stankey Michael A. CENTRAL INDEX KEY: 0001557713 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35680 FILM NUMBER: 131257700 MAIL ADDRESS: STREET 1: 6230 STONERIDGE MALL ROAD CITY: PLEASANTON STATE: CA ZIP: 94588 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-12-02 0 0001327811 Workday, Inc. WDAY 0001557713 Stankey Michael A. C/O WORKDAY, INC. 6230 STONERIDGE MALL ROAD PLEASANTON CA 94550 0 1 0 0 President and COO Class A Common Stock 2013-12-02 4 M 0 4461 0.65 A 110806 D Class A Common Stock 2013-12-02 4 S 0 2961 80.1024 D 107845 D Class A Common Stock 2013-12-02 4 S 0 1000 81.1303 D 106845 D Class A Common Stock 2013-12-02 4 S 0 500 81.826 D 106345 D Class A Common Stock 2013-12-03 4 M 0 4461 0.65 A 110806 D Class A Common Stock 2013-12-03 4 S 0 2961 78.4513 D 107845 D Class A Common Stock 2013-12-03 4 S 0 1500 79.2147 D 106345 D Class A Common Stock 2013-12-02 4 C 0 2211 0.00 A 2211 I By the Michael Alan Stankey Grantor Retained Annuity Trust Class A Common Stock 2013-12-02 4 S 0 1611 80.1118 D 600 I By the Michael Alan Stankey Grantor Retained Annuity Trust Class A Common Stock 2013-12-02 4 S 0 500 81.222 D 100 I By the Michael Alan Stankey Grantor Retained Annuity Trust Class A Common Stock 2013-12-02 4 S 0 100 81.96 D 0 I By the Michael Alan Stankey Grantor Retained Annuity Trust Class A Common Stock 2013-12-03 4 C 0 2211 0.00 A 2211 I By the Michael Alan Stankey Grantor Retained Annuity Trust Class A Common Stock 2013-12-03 4 S 0 1511 78.4344 D 700 I By the Michael Alan Stankey Grantor Retained Annuity Trust Class A Common Stock 2013-12-03 4 S 0 700 79.2629 D 0 I By the Michael Alan Stankey Grantor Retained Annuity Trust Stock Option (right to buy) 0.65 2013-12-02 4 M 0 4461 0.00 D 2019-10-26 Class A Common Stock 4461 1705665 D Stock Option (right to buy) 0.65 2013-12-03 4 M 0 4461 0.00 D 2019-10-26 Class A Common Stock 4461 1701204 D Class B Common Stock 2013-12-02 4 C 0 2211 0.00 D Class A Common Stock 2211 373896 I By the Michael Alan Stankey Grantor Retained Annuity Trust Class B Common Stock 2013-12-03 4 C 0 2211 0.00 D Class A Common Stock 2211 371685 I By the Michael Alan Stankey Grantor Retained Annuity Trust Includes 104,349 restricted stock units that entitle the Reporting Person to receive one share of Class A Common Stock per unit upon settlement, which will take place within 30 days of vesting. The restricted stock units will vest in eight (8) quarterly installments beginning November 15, 2015, subject to the Reporting Person's continued employment with Workday on the applicable vesting date. Includes 390 shares of Class A Common Stock that were purchased through the Issuer's Employee Stock Purchase Program on November 29, 2013. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 15, 2013. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.6300 to $80.6299, inclusive. The Reporting Person undertakes to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.6300 to $81.6299, inclusive. The Reporting Person undertakes to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.6300 to $82.6299, inclusive. The Reporting Person undertakes to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.9100 to $78.9099, inclusive. The Reporting Person undertakes to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.9100 to $79.9099, inclusive. The Reporting Person undertakes to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.7500 to $80.7499, inclusive. The Reporting Person undertakes to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.7500 to $81.7499, inclusive. The Reporting Person undertakes to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.7500 to $82.7499, inclusive. The Reporting Person undertakes to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.9900 to $78.9899, inclusive. The Reporting Person undertakes to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.9900 to $79.9899, inclusive. The Reporting Person undertakes to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock, (b) the date when the number of outstanding shares of Class B Common Stock represents less than 9% of all outstanding shares of Class A and Class B Common Stock, (c) October 11, 2032 or (d) nine (9) months after the death of the later to die of David A. Duffield and Aneel Bhusri. The shares of Class A and Class B Common Stock have no expiration date. /s/ James P. Shaughnessy, attorney-in-fact 2013-12-04