0001221073-17-000099.txt : 20171107 0001221073-17-000099.hdr.sgml : 20171107 20171107163029 ACCESSION NUMBER: 0001221073-17-000099 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171107 DATE AS OF CHANGE: 20171107 EFFECTIVENESS DATE: 20171107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SNS Financial Group, LLC CENTRAL INDEX KEY: 0001557485 IRS NUMBER: 271489903 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15525 FILM NUMBER: 171183758 BUSINESS ADDRESS: STREET 1: 43 MAIN STREET SE STREET 2: SUITE 236 CITY: MINNEAPOLIS STATE: MN ZIP: 55414 BUSINESS PHONE: 612-378-7560 MAIL ADDRESS: STREET 1: 43 MAIN STREET SE STREET 2: SUITE 236 CITY: MINNEAPOLIS STATE: MN ZIP: 55414 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001557485 XXXXXXXX 09-30-2017 09-30-2017 SNS Financial Group, LLC

43 MAIN STREET SE SUITE 236 MINNEAPOLIS MN 55414

13F HOLDINGS REPORT 028-15525 N Daniel Powers 612 378-7560 Daniel Powers Minneapolis MN 11-06-2017 0 222 390283 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y101541625805SHSOLE 19728325728203M COCOM88579Y10150240SHDFND 02400ABBOTT LABSCOM00282410077914602SHSOLE 78684116324ABBVIE INCCOM00287Y109578065042SHSOLE 3820230958912ACTINIUM PHARMACEUTICALS INCCOM00507W1071018000SHSOLE 0018000ALPHABET INCCAP STK CL A02079K305418429SHSOLE 20112999ALPHABET INCCAP STK CL C02079K10796100SHDFND 01000ALPHABET INCCAP STK CL C02079K107875912SHSOLE 23097585ALTRIA GROUP INCCOM02209S10347743SHDFND 07430ALTRIA GROUP INCCOM02209S1035959389SHSOLE 35396015250AMAZON COM INCCOM023135106577600SHSOLE 267132201AMERICAN INTL GROUP INCCOM NEW0268747842083394SHSOLE 103393AMGEN INCCOM031162100188210095SHSOLE 5401469409ANAVEX LIFE SCIENCES CORPCOM NEW03279730029070000SHSOLE 0700000APPLE INCCOM0378331001420292149SHSOLE 32450413855561APPLE INCCOM03783310080517SHDFND 05170AT&T INCCOM00206R102501278SHDFND 012780AT&T INCCOM00206R102223557051SHSOLE 8480120347368BANK AMER CORPCOM06050510412489SHDFND 04890BANK AMER CORPCOM0605051042499820SHSOLE 132008500BERKSHIRE HATHAWAY INC DELCL B NEW08467070235190SHDFND 01900BERKSHIRE HATHAWAY INC DELCL B NEW08467070215488444SHSOLE 41068623476BEST BUY INCCOM08651610170112300SHSOLE 100012200BOEING COCOM09702310539155SHDFND 01550BOEING COCOM0970231052651044SHSOLE 29038716BP PLCSPONSORED ADR05562210446712144SHSOLE 121238010552BRISTOL MYERS SQUIBB COCOM1101221083265112SHSOLE 20796002433C H ROBINSON WORLDWIDE INCCOM NEW12541W20914180SHDFND 01800C H ROBINSON WORLDWIDE INCCOM NEW12541W209186124453SHSOLE 13234223979CATERPILLAR INC DELCOM149123101758SHDFND 0580CATERPILLAR INC DELCOM1491231016385118SHSOLE 370501413CELADON GROUP INCCALL150838900050000SHCallSOLE 0050000CELADON GROUP INCCOM1508381002500370400SHSOLE 00370400CENTURYLINK INCCOM156700106108257273SHSOLE 088556388CHEVRON CORP NEWCOM16676410064543SHDFND 05430CHEVRON CORP NEWCOM1667641007236153SHSOLE 305303100CISCO SYS INCCOM17275R102481435SHDFND 014350CISCO SYS INCCOM17275R102217764736SHSOLE 6037332455375CLAYMORE EXCHANGE TRD FD TRGUG BULL2018 E18383M5304929232591SHSOLE 1511155149529981CLAYMORE EXCHANGE TRD FD TRGUG BULL2019 E18383M5227964374782SHSOLE 2905904553538657CLAYMORE EXCHANGE TRD FD TRGUG BULL2020 E18383M5147499348615SHSOLE 3061702757714868CLAYMORE EXCHANGE TRD FD TRGUGG CRP BD 201718383M548192685159SHSOLE 8233302826CME GROUP INCCOM CL A12572Q105508337460SHSOLE 0037460COCA COLA COCOM1912161008182SHDFND 01820COCA COLA COCOM1912161003307323SHSOLE 319016422491CONOCOPHILLIPSCOM20825C10445906SHDFND 09060CONOCOPHILLIPSCOM20825C1042805590SHSOLE 228003310COSTCO WHSL CORP NEWCOM22160K1053702254SHSOLE 2065001548CUMMINS INCCOM231021106189111252SHSOLE 14015610956CVS HEALTH CORPCOM126650100447SHDFND 0470CVS HEALTH CORPCOM1266501002883538SHSOLE 21993391000DISNEY WALT COCOM DISNEY25468710610101SHDFND 01010DISNEY WALT COCOM DISNEY2546871063763818SHSOLE 4705252823DOWDUPONT INCCOM26078J10053762SHDFND 07620DOWDUPONT INCCOM26078J10075010828SHSOLE 622610643537DST SYS INC DELCOM2333261072624769SHSOLE 476900DUKE ENERGY CORP NEWCOM NEW26441C2042883436SHSOLE 15803278DXP ENTERPRISES INC NEWCOM NEW23337740731510000SHSOLE 0010000ECOLAB INCCOM27886510015117SHDFND 01170ECOLAB INCCOM2788651003472696SHSOLE 122801468EMERSON ELEC COCOM2910111044176640SHSOLE 396502675ENERGY TRANSFER PARTNERS LPUNIT LTD PRT INT29278N10319210517SHSOLE 015009017ENTERPRISE PRODS PARTNERS LCOM2937921072308834SHSOLE 134210006492EXPRESS SCRIPTS HLDG COCOM30219G1082584080SHSOLE 298401096EXXON MOBIL CORPCOM30231G10243519SHDFND 05190EXXON MOBIL CORPCOM30231G102247130146SHSOLE 10854236416928FACEBOOK INCCALL30303M902050300SHCallSOLE 0050300FACEBOOK INCCL A30303M102793646447SHSOLE 229772243428FACEBOOK INCCL A30303M10283485SHDFND 04850FASTENAL COCOM3119001042705918SHSOLE 177512852858FIRST TR EXCHAN TRADED FD VIFST TR GLB FD33739H101136167703SHSOLE 0431163392FIRST TR EXCHANGE TRADED FDDORSEY WRIGHT33738R886112752701SHSOLE 0161351088FIRST TR EXCHANGE TRADED FDDORSEY WRT 5 ETF33738R6053503133846SHSOLE 04431129415FIRST TR EXCHANGE TRADED FDNO AMER ENERGY33738D101111344879SHSOLE 0235742522FIRST TR MORNINGSTAR DIV LEASHS33691710949417038SHSOLE 1703800FIRST TR MULTI CP VAL ALPHACOM SHS33733C10855310310SHSOLE 0010310FIRST TR STOXX EURO DIV FDCOMMON SHS33735T109113883409SHSOLE 0325680153FORD MTR CO DELCOM PAR $0.0134537086016613872SHSOLE 323410009639GALLAGHER ARTHUR J & COCOM36357610961710027SHSOLE 27100000GENERAL DYNAMICS CORPCOM36955010840195SHDFND 01950GENERAL DYNAMICS CORPCOM369550108177863SHSOLE 773900GENERAL ELECTRIC COCOM369604103702887SHDFND 028870GENERAL ELECTRIC COCOM36960410380333216SHSOLE 1966699312557GENERAL MLS INCCOM3703341043386521SHSOLE 26512263644GERON CORPCOM3741631032210000SHSOLE 0010000GILEAD SCIENCES INCCOM37555810366818SHDFND 08180GILEAD SCIENCES INCCOM3755581034986150SHSOLE 79705353GREEN PLAINS PARTNERS LPCOM REP PTR IN3932211065427270000SHSOLE 00270000HAWKINS INCCOM4202611092556243SHSOLE 334602897HOME DEPOT INCCOM437076102235714409SHSOLE 249638511528HOME DEPOT INCCOM437076102635SHDFND 0350HONEYWELL INTL INCCOM438516106322822771SHSOLE 957181712383HORMEL FOODS CORPCOM4404521003079551SHSOLE 629610032252INTEL CORPCOM458140100411072SHDFND 010720INTEL CORPCOM458140100269870862SHSOLE 9378168359802INTERDIGITAL INCCOM45867G1013174300SHSOLE 100003300INTERNATIONAL BUSINESS MACHSCOM45920010111708061SHSOLE 3324344703INVESTORS REAL ESTATE TRSH BEN INT4617301039816000SHSOLE 1600000ISHARES TR1 3 YR TREAS BD464287457129715364SHSOLE 010015264ISHARES TRCORE S&P SCP ETF4642878042933946SHSOLE 3305212429ISHARES TRCORE S&P500 ETF46428720024559706SHSOLE 391930752712ISHARES TRCORE US AGGBD ET464287226278125379SHSOLE 06625313ISHARES TREAFE GRWTH ETF4642888857169252SHSOLE 04448808ISHARES TRJPMORGAN USD EMG4642882816285393SHSOLE 005393ISHARES TRMSCI EAFE ETF46428746513759200923SHSOLE 64966441187986ISHARES TRMSCI EMG MKT ETF4642872349845219713SHSOLE 466954679168339ISHARES TRMSCI USA ESG SLC4642888023002875SHSOLE 287500ISHARES TRNASDAQ BIOTECH46428755613664096SHSOLE 1132413741ISHARES TRRUS 1000 GRW ETF4642876142021616SHSOLE 7050911ISHARES TRRUSSELL 2000 ETF46428765515357103640SHSOLE 2293212799221ISHARES TRS&P 500 GRWT ETF4642873092261573SHSOLE 870526177ISHARES TRS&P MC 400VL ETF46428770512658285SHSOLE 2643947627ISHARES TRSELECT DIVID ETF4642871683583822SHSOLE 20875201215ISHARES TRSP SMCP600VL ETF464287879199613460SHSOLE 44954258540J P MORGAN EXCHANGE TRADED FDIV RTN INT EQ46641Q20991815846SHSOLE 058215264J P MORGAN EXCHANGE TRADED FJPMORGAN DIVER46641Q407116217274SHSOLE 091916355JOHNSON & JOHNSONCOM478160104202515577SHSOLE 471485710006JOHNSON & JOHNSONCOM47816010484645SHDFND 06450JPMORGAN CHASE & COALERIAN ML ETN46625H36510358367031SHSOLE 347451164623118JPMORGAN CHASE & COCOM46625H1001301366SHDFND 013660JPMORGAN CHASE & COCOM46625H1004484692SHSOLE 12252623205KAYNE ANDERSON MLP INVT COCOM4866061064404242395SHSOLE 20030441278813KINDER MORGAN INC DELCOM49456B10140921332SHSOLE 1441616015315LEVEL 3 COMMUNICATIONS INCCOM NEW52729N3082254228SHSOLE 004228MCDONALDS CORPCOM5801351014983180SHSOLE 251055614MEDTRONIC PLCSHSG5960L10331402SHDFND 04020MEDTRONIC PLCSHSG5960L1037709902SHSOLE 80561111735MERCK & CO INCCOM58933Y10545705SHDFND 07050MERCK & CO INCCOM58933Y1055358353SHSOLE 64541009891MGP INGREDIENTS INC NEWCOM55303J1064557500SHSOLE 007500MICROCHIP TECHNOLOGY INCCOM5950171042242500SHSOLE 002500MICROSOFT CORPCOM594918104589579142SHSOLE 15701344160001MICROSOFT CORPCOM594918104981314SHDFND 013140MONDELEZ INTL INCCL A609207105349786001SHSOLE 368320882425MONDELEZ INTL INCCL A60920710515365SHDFND 03650NETFLIX INCCOM64110L1063591980SHSOLE 960120900NIKE INCCL B6541061036108SHDFND 01080NIKE INCCL B654106103344466427SHSOLE 1868286461695NOBLE CORP PLCSHS USDG654311015612200SHSOLE 0012200OCCIDENTAL PETE CORP DELCOM6745991053755842SHSOLE 17495933500ORACLE CORPCOM68389X10531635SHDFND 06350ORACLE CORPCOM68389X10554011173SHSOLE 284012317102ORACLE CORPPUT68389X955010900SHCallSOLE 0010900PARK CITY GROUP INCCOM NEW70021530456546500SHSOLE 0046500PARKERVISION INCCOM NEW7013543007145000SHSOLE 0045000PEPSICO INCCOM713448108761SHDFND 0610PEPSICO INCCOM7134481083803409SHSOLE 16262731510PFIZER INCCOM717081103842341SHDFND 023410PFIZER INCCOM7170811035004140171SHSOLE 198965555114719PHILIP MORRIS INTL INCCOM7181721096595934SHSOLE 17853433806PHILIP MORRIS INTL INCCOM71817210944400SHDFND 04000PIMCO ETF TRACTIVE BD ETF72201R7752252110SHSOLE 86501245POLARIS INDS INCCOM731068102109710484SHSOLE 0010484POWERSHARES ETF TR IISOVEREIGN DEBT73936T573106435727SHSOLE 0142334304POWERSHARES QQQ TRUSTUNIT SER 173935A1048675960SHSOLE 40874501423PROCTER AND GAMBLE COCOM74271810993310252SHSOLE 764115601050QUALCOMM INCCOM747525103593SHDFND 0930QUALCOMM INCCOM747525103193837380SHSOLE 519186035001RAYTHEON COCOM NEW75511150748255SHDFND 02550RAYTHEON COCOM NEW7551115072731465SHSOLE 22701238SCHLUMBERGER LTDCOM8068571082273261SHSOLE 7945461921SCHWAB CHARLES CORP NEWCOM8085131052415511SHSOLE 6504614400SCHWAB CHARLES CORP NEWCOM80851310512280SHDFND 02800SCHWAB STRATEGIC TRINTL EQTY ETF80852480516605496116SHSOLE 46432030911885SCHWAB STRATEGIC TRUS BRD MKT ETF80852410212945212534SHSOLE 183774287600SELECT SECTOR SPDR TRSBI INT-FINL81369Y605157260784SHSOLE 1000421255572SELECT SECTOR SPDR TRTECHNOLOGY81369Y803167728380SHSOLE 2260202124099SOUTHERN COCOM842587107196139913SHSOLE 300162137992SPDR DOW JONES INDL AVRG ETFUT SER 178467X1091053747077SHSOLE 250046827SPDR GOLD TRUSTGOLD SHS78463V1075334381SHSOLE 1601004121SPDR S&P 500 ETF TRTR UNIT78462F10342150167776SHSOLE 83494305781225SPDR SERIES TRUSTBLOMBERG BRC SRT78464A474128241788SHSOLE 0041788SPDR SERIES TRUSTDJ REIT ETF78464A607101710994SHSOLE 044810546SPDR SERIES TRUSTS&P DIVID ETF78464A7634004377SHSOLE 894113472SPDR SERIES TRUSTWELLS FG PFD ETF78464A292109224432SHSOLE 0132023112SPROTT PHYSICAL GOLD TRUSTUNIT85207H10415715000SHSOLE 0015000SSGA ACTIVE ETF TRSPDR TR TACTIC78467V848206141833SHSOLE 0041833STARBUCKS CORPCOM85524410943808SHDFND 08080STARBUCKS CORPCOM855244109345064241SHSOLE 606285460781TARGET CORPCOM87612E10680313616SHSOLE 67868575973TD AMERITRADE HLDG CORPCOM87236Y108193739700SHSOLE 0039700TESLA INCCOM88160R101260763SHSOLE 9562606THERMO FISHER SCIENTIFIC INCCOM88355610270369SHDFND 03690THERMO FISHER SCIENTIFIC INCCOM8835561023191687SHSOLE 168700TRAVELERS COMPANIES INCCOM89417E10939320SHDFND 03200TRAVELERS COMPANIES INCCOM89417E109191415624SHSOLE 224038712997UNION PAC CORPCOM9078181085504746SHSOLE 4504701UNITED PARCEL SERVICE INCCL B91131210629245SHDFND 02450UNITED PARCEL SERVICE INCCL B9113121064773972SHSOLE 2316561600UNITED TECHNOLOGIES CORPCOM9130171092402071SHSOLE 1353114604UNITEDHEALTH GROUP INCCOM91324P10217969168SHSOLE 42662854617US BANCORP DELCOM NEW9029733049160SHDFND 01600US BANCORP DELCOM NEW902973304404575478SHSOLE 4482289168105V F CORPCOM918204108345SHDFND 0450V F CORPCOM9182041082473882SHSOLE 003882VANECK VECTORS ETF TRINVT GRADE FLTG92189F486149859249SHSOLE 0059249VANGUARD BD INDEX FD INCTOTAL BND MRKT921937835611974664SHSOLE 355932322215849VANGUARD INDEX FDSGROWTH ETF922908736855764461SHSOLE 51574107902097VANGUARD INDEX FDSMCAP VL IDXVIP922908512561253127SHSOLE 436938906528VANGUARD INDEX FDSREIT ETF922908553162519558SHSOLE 567134917642VANGUARD INDEX FDSS&P 500 ETF SHS9229083632481076SHSOLE 6504260VANGUARD INDEX FDSSMALL CP ETF9229087515053570SHSOLE 01643406VANGUARD INDEX FDSTOTAL STK MKT922908769363928098SHSOLE 5901626915928VANGUARD INDEX FDSVALUE ETF9229087442752754SHSOLE 7308461178VANGUARD INTL EQUITY INDEX FALLWRLD EX US9220427756388121201SHSOLE 11629828972006VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF92204285817270396375SHSOLE 3362522619433929VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF9220427422002832SHSOLE 02000832VANGUARD SPECIALIZED PORTFOLDIV APP ETF9219088446787148SHSOLE 385803290VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF921943858167938688SHSOLE 7962297827748VERIZON COMMUNICATIONS INCCOM92343V10414289SHDFND 02890VERIZON COMMUNICATIONS INCCOM92343V10455411201SHSOLE 29004157886VISA INCCOM CL A92826C83953499SHDFND 04990VISA INCCOM CL A92826C8396366044SHSOLE 99313443707VOYA GLBL ADV & PREM OPP FDCOM92912R10413211444SHSOLE 0011444WAL-MART STORES INCCOM93114210336467SHDFND 04670WAL-MART STORES INCCOM9311421032172773SHSOLE 1008651700WELLS FARGO CO NEWCOM949746101601082SHDFND 010820WELLS FARGO CO NEWCOM9497461015449865SHSOLE 72758611728WELLTOWER INCCOM95040Q10451722SHDFND 07220WELLTOWER INCCOM95040Q1041712440SHSOLE 10702333XCEL ENERGY INCCOM98389B1004038524SHSOLE 61732502101XCEL ENERGY INCCOM98389B1005100SHDFND 01000