Vice President

0001085146-20-001311.txt : 20200507 0001085146-20-001311.hdr.sgml : 20200507 20200507064516 ACCESSION NUMBER: 0001085146-20-001311 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200507 DATE AS OF CHANGE: 20200507 EFFECTIVENESS DATE: 20200507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SNS Financial Group, LLC CENTRAL INDEX KEY: 0001557485 IRS NUMBER: 271489903 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15525 FILM NUMBER: 20854459 BUSINESS ADDRESS: STREET 1: 43 MAIN STREET SE STREET 2: SUITE 236 CITY: MINNEAPOLIS STATE: MN ZIP: 55414 BUSINESS PHONE: 612-378-7560 MAIL ADDRESS: STREET 1: 43 MAIN STREET SE STREET 2: SUITE 236 CITY: MINNEAPOLIS STATE: MN ZIP: 55414 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001557485 XXXXXXXX 03-31-2020 03-31-2020 false SNS Financial Group, LLC

43 MAIN STREET SE SUITE 236 MINNEAPOLIS MN 55414

13F HOLDINGS REPORT 028-15525 N Daniel Powers Vice President 612-378-7560 /s/ Daniel Powers Minneapolis MN 05-05-2020 8 245 522893 1 Anchor 2 Berman 3 Brandes 4 Other 5 Parametric 6 Schafer 7 Thornburg 8 Vector WM INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 22ND CENTY GROUP INC COM 90137F103 15 20000 SH SOLE 8 20000 0 0 3M CO COM 88579Y101 18 133 SH DFND 5 6 0 133 0 3M CO COM 88579Y101 4433 32470 SH SOLE 8 26925 0 5545 3M CO COM 88579Y101 573 4200 SH Call SOLE 8 0 0 4200 ABBOTT LABS COM 002824100 4 50 SH DFND 5 0 50 0 ABBOTT LABS COM 002824100 1141 14457 SH SOLE 8 12368 0 2089 ABBVIE INC COM 00287Y109 670 8790 SH SOLE 8 8790 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 3 19 SH DFND 5 0 19 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 208 1272 SH SOLE 8 1272 0 0 ALPHABET INC CAP STK CL A 02079K305 558 480 SH SOLE 8 468 0 12 ALPHABET INC CAP STK CL C 02079K107 91 78 SH DFND 2 5 7 0 78 0 ALPHABET INC CAP STK CL C 02079K107 624 537 SH SOLE 8 532 0 5 AMARIN CORP PLC SPONS ADR NEW 023111206 48 12000 SH SOLE 8 12000 0 0 AMAZON COM INC COM 023135106 1538 789 SH SOLE 8 753 0 36 AMAZON COM INC COM 023135106 37 19 SH DFND 2 0 19 0 AMERICAN TOWER CORP NEW COM 03027X100 309 1419 SH SOLE 8 1376 0 43 AMERICAN TOWER CORP NEW COM 03027X100 54 249 SH DFND 2 5 0 249 0 AMGEN INC COM 031162100 1458 7193 SH SOLE 8 5638 0 1555 ANAVEX LIFE SCIENCES CORP COM NEW 032797300 221 70000 SH SOLE 8 70000 0 0 APPLE INC COM 037833100 69 270 SH DFND 2 7 0 270 0 APPLE INC COM 037833100 11382 44758 SH SOLE 8 44166 0 592 APPLE INC COM 037833100 687 2700 SH Call SOLE 8 0 0 2700 AT&T INC COM 00206R102 27 910 SH DFND 6 0 910 0 AT&T INC COM 00206R102 231 7927 SH SOLE 8 7777 0 150 AUTOMATIC DATA PROCESSING IN COM 053015103 212 1551 SH SOLE 8 1551 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 10 55 SH DFND 5 0 55 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1461 7990 SH SOLE 8 6669 0 1321 BK OF AMERICA CORP COM 060505104 17 785 SH DFND 5 6 0 785 0 BK OF AMERICA CORP COM 060505104 296 13950 SH SOLE 8 8999 0 4951 BOEING CO COM 097023105 226 1513 SH SOLE 8 1488 0 25 BP PLC SPONSORED ADR 055622104 215 8819 SH SOLE 8 8819 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 273 4895 SH SOLE 8 4895 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 3 53 SH DFND 5 0 53 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 8 86 SH DFND 1 5 0 86 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 1014 10690 SH SOLE 8 8163 0 2527 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 2031 30679 SH SOLE 8 24813 0 5866 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 1721 26000 SH Call SOLE 8 0 0 26000 CATERPILLAR INC DEL COM 149123101 443 3816 SH SOLE 8 3816 0 0 CELCUITY INC COM 15102K100 79 12223 SH SOLE 8 12223 0 0 CHEMED CORP NEW COM 16359R103 214 495 SH SOLE 8 495 0 0 CIGNA CORP NEW COM 125523100 206 1164 SH SOLE 8 1164 0 0 CIGNA CORP NEW COM 125523100 18 100 SH Call SOLE 8 0 0 100 CISCO SYS INC COM 17275R102 49 1247 SH DFND 2 5 6 0 1247 0 CISCO SYS INC COM 17275R102 1753 44599 SH SOLE 8 37401 0 7198 CISCO SYS INC COM 17275R102 947 24100 SH Call SOLE 8 0 0 24100 CME GROUP INC COM 12572Q105 2839 16416 SH SOLE 8 14876 0 1540 CME GROUP INC COM 12572Q105 865 5000 SH Call SOLE 8 0 0 5000 COCA COLA CO COM 191216100 912 20600 SH Call SOLE 8 0 0 20600 COCA COLA CO COM 191216100 1391 31441 SH SOLE 8 25847 0 5594 COMCAST CORP NEW CL A 20030N101 37 1068 SH DFND 7 0 1068 0 COMCAST CORP NEW CL A 20030N101 394 11469 SH SOLE 8 11251 0 218 CONAGRA BRANDS INC COM 205887102 2668 90920 SH SOLE 8 73612 0 17308 CONAGRA BRANDS INC COM 205887102 2444 83300 SH Call SOLE 8 0 0 83300 COSTCO WHSL CORP NEW COM 22160K105 694 2434 SH SOLE 8 2409 0 25 DISNEY WALT CO COM DISNEY 254687106 1719 17800 SH Call SOLE 8 0 0 17800 DISNEY WALT CO COM DISNEY 254687106 10 107 SH DFND 5 0 107 0 DISNEY WALT CO COM DISNEY 254687106 2613 27045 SH SOLE 8 23116 0 3929 DUKE ENERGY CORP NEW COM NEW 26441C204 11 136 SH DFND 6 0 136 0 DUKE ENERGY CORP NEW COM NEW 26441C204 2233 27609 SH SOLE 8 22421 0 5188 DUNKIN BRANDS GROUP INC COM 265504100 1561 29400 SH Call SOLE 8 0 0 29400 DUNKIN BRANDS GROUP INC COM 265504100 1750 32953 SH SOLE 8 26472 0 6481 ECOLAB INC COM 278865100 312 2000 SH Put SOLE 8 0 0 2000 ECOLAB INC COM 278865100 608 3900 SH SOLE 8 3900 0 0 ECOLAB INC COM 278865100 9 59 SH DFND 2 5 0 59 0 EXELON CORP COM 30161N101 244 6621 SH SOLE 8 6621 0 0 EXXON MOBIL CORP COM 30231G102 18 475 SH DFND 6 0 475 0 EXXON MOBIL CORP COM 30231G102 593 15621 SH SOLE 8 15621 0 0 FACEBOOK INC CL A 30303M102 60 361 SH DFND 2 7 0 361 0 FACEBOOK INC CL A 30303M102 709 4249 SH SOLE 8 4102 0 147 FIRST TR EXCHANGE-TRADED FD DORSEY WRIGHT 33738R886 158 11502 SH SOLE 8 9811 0 1691 FIRST TR EXCHANGE-TRADED FD DORSEY WRT 5 ETF 33738R605 3379 131443 SH SOLE 8 119896 0 11547 FIRST TR EXCHANGE-TRADED FD FST TR GLB FD 33739H101 764 53489 SH SOLE 8 47758 0 5731 FIRST TR EXCHNG TRADED FD VI CBOE EQT DEP NOV 33740F839 1613 57190 SH SOLE 8 57190 0 0 FIRST TR MORNINGSTAR DIVID L SHS 336917109 6466 289579 SH SOLE 8 284579 0 5000 FORD MTR CO DEL COM 345370860 62 12883 SH SOLE 8 10633 0 2250 GENERAL ELECTRIC CO COM 369604103 199 25046 SH SOLE 8 24196 0 850 GENERAL ELECTRIC CO COM 369604103 8 1000 SH Call SOLE 8 0 0 1000 GILEAD SCIENCES INC COM 375558103 23 307 SH DFND 7 0 307 0 GILEAD SCIENCES INC COM 375558103 266 3555 SH SOLE 8 3555 0 0 HOME DEPOT INC COM 437076102 24 130 SH DFND 2 0 130 0 HOME DEPOT INC COM 437076102 472 2530 SH SOLE 8 2485 0 45 HONEYWELL INTL INC COM 438516106 998 7462 SH SOLE 8 7337 0 125 HORMEL FOODS CORP COM 440452100 302 6473 SH SOLE 8 1217 0 5256 INTEL CORP COM 458140100 30 560 SH DFND 6 0 560 0 INTEL CORP COM 458140100 1241 22934 SH SOLE 8 22096 0 838 INTERNATIONAL BUSINESS MACHS COM 459200101 550 4961 SH SOLE 8 4759 0 202 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 CB 46138J502 16737 796614 SH SOLE 8 767092 0 29522 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 24563 1171328 SH SOLE 8 1125810 0 45518 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 13202 623327 SH SOLE 8 597971 0 25356 INVESCO QQQ TR UNIT SER 1 46090E103 1031 5417 SH SOLE 8 5417 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 1131 13052 SH SOLE 8 12019 0 1033 ISHARES TR 3 7 YR TREAS BD 464288661 47515 356344 SH SOLE 8 344285 0 12059 ISHARES TR CORE HIGH DV ETF 46429B663 8945 125011 SH SOLE 8 116082 0 8929 ISHARES TR CORE S&P SCP ETF 464287804 317 5647 SH SOLE 8 5497 0 150 ISHARES TR CORE S&P500 ETF 464287200 2641 10222 SH SOLE 8 10222 0 0 ISHARES TR CORE US AGGBD ET 464287226 1253 10862 SH SOLE 8 8555 0 2307 ISHARES TR GLOBAL ENERG ETF 464287341 1337 79165 SH SOLE 8 63658 0 15507 ISHARES TR MSCI ACWI ETF 464288257 6205 99161 SH SOLE 8 98958 0 203 ISHARES TR MSCI EAFE ETF 464287465 2 45 SH DFND 5 0 45 0 ISHARES TR MSCI EAFE ETF 464287465 10904 203963 SH SOLE 8 190980 0 12983 ISHARES TR MSCI EAFE ETF 464287465 2390 44700 SH Call SOLE 8 0 0 44700 ISHARES TR MSCI EAFE ETF 464287465 2390 44700 SH Put SOLE 8 0 0 44700 ISHARES TR MSCI EMG MKT ETF 464287234 1365 40000 SH Call SOLE 8 0 0 40000 ISHARES TR MSCI EMG MKT ETF 464287234 1365 40000 SH Put SOLE 8 0 0 40000 ISHARES TR MSCI EMG MKT ETF 464287234 5699 166991 SH SOLE 8 153421 0 13570 ISHARES TR MSCI USA ESG SLC 464288802 359 3274 SH SOLE 8 3274 0 0 ISHARES TR NATIONAL MUN ETF 464288414 798 7057 SH SOLE 8 7057 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 267 1771 SH SOLE 8 1771 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 305 4761 SH SOLE 8 4761 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 3937 34400 SH Put SOLE 8 0 0 34400 ISHARES TR RUSSELL 2000 ETF 464287655 3937 34400 SH Call SOLE 8 0 0 34400 ISHARES TR RUSSELL 2000 ETF 464287655 7071 61776 SH SOLE 8 53476 0 8300 ISHARES TR S&P 500 GRWT ETF 464287309 208 1260 SH SOLE 8 1260 0 0 ISHARES TR S&P MC 400VL ETF 464287705 2077 18928 SH SOLE 4 8 18867 0 61 ISHARES TR SELECT DIVID ETF 464287168 212 2886 SH SOLE 8 2714 0 172 ISHARES TR SP SMCP600VL ETF 464287879 888 8883 SH SOLE 8 8354 0 529 ISHARES TR USA QUALITY FCTR 46432F339 23205 286336 SH SOLE 8 277987 0 8349 J P MORGAN EXCHANGE-TRADED F DIV RTN INT EQ 46641Q209 286 6615 SH SOLE 8 6158 0 457 JOHNSON & JOHNSON COM 478160104 44 339 SH DFND 5 6 0 339 0 JOHNSON & JOHNSON COM 478160104 1048 7995 SH SOLE 8 7995 0 0 JPMORGAN CHASE & CO COM 46625H100 18 200 SH Call SOLE 8 0 0 200 JPMORGAN CHASE & CO COM 46625H100 93 1035 SH DFND 2 5 6 7 0 1035 0 JPMORGAN CHASE & CO COM 46625H100 380 4219 SH SOLE 8 3797 0 422 KIMBERLY CLARK CORP COM 494368103 27 210 SH DFND 6 0 210 0 KIMBERLY CLARK CORP COM 494368103 203 1589 SH SOLE 8 1589 0 0 LILLY ELI & CO COM 532457108 22 160 SH DFND 6 0 160 0 LILLY ELI & CO COM 532457108 1644 11849 SH SOLE 8 9077 0 2772 LILLY ELI & CO COM 532457108 1346 9700 SH Call SOLE 8 0 0 9700 MCDONALDS CORP COM 580135101 489 2955 SH SOLE 8 2955 0 0 MCDONALDS CORP COM 580135101 33 200 SH Call SOLE 8 0 0 200 MEDTRONIC PLC SHS G5960L103 45 498 SH DFND 5 6 7 0 498 0 MEDTRONIC PLC SHS G5960L103 1093 12121 SH SOLE 8 12086 0 35 MERCK & CO. INC COM 58933Y105 23 305 SH DFND 6 0 305 0 MERCK & CO. INC COM 58933Y105 526 6842 SH SOLE 8 5852 0 990 MICROSOFT CORP COM 594918104 84 535 SH DFND 2 5 6 0 535 0 MICROSOFT CORP COM 594918104 3470 22000 SH SOLE 8 21202 0 798 MONDELEZ INTL INC CL A 609207105 11 212 SH DFND 5 0 212 0 MONDELEZ INTL INC CL A 609207105 232 4631 SH SOLE 8 3631 0 1000 MONDELEZ INTL INC CL A 609207105 50 1000 SH Call SOLE 8 0 0 1000 MOTOROLA SOLUTIONS INC COM NEW 620076307 1989 14962 SH SOLE 8 12063 0 2899 MOTOROLA SOLUTIONS INC COM NEW 620076307 1170 8800 SH Call SOLE 8 0 0 8800 NETFLIX INC COM 64110L106 20 52 SH DFND 7 0 52 0 NETFLIX INC COM 64110L106 584 1554 SH SOLE 8 1554 0 0 NEXTERA ENERGY INC COM 65339F101 80 333 SH DFND 2 5 6 0 333 0 NEXTERA ENERGY INC COM 65339F101 185 768 SH SOLE 8 568 0 200 NIKE INC CL B 654106103 4 43 SH DFND 5 0 43 0 NIKE INC CL B 654106103 198 2395 SH SOLE 8 2395 0 0 NORTHERN OIL & GAS INC NEV COM 665531109 33 50000 SH SOLE 8 50000 0 0 ORACLE CORP COM 68389X105 293 6063 SH SOLE 8 6063 0 0 OTTER TAIL CORP COM 689648103 466 10471 SH SOLE 8 0 0 10471 PAYCHEX INC COM 704326107 204 3239 SH SOLE 8 3239 0 0 PEPSICO INC COM 713448108 6 48 SH DFND 5 0 48 0 PEPSICO INC COM 713448108 448 3734 SH SOLE 8 3734 0 0 PFIZER INC COM 717081103 29 890 SH DFND 6 0 890 0 PFIZER INC COM 717081103 3384 103675 SH SOLE 8 87779 0 15896 PFIZER INC COM 717081103 2001 61300 SH Call SOLE 8 0 0 61300 PHILIP MORRIS INTL INC COM 718172109 30 410 SH DFND 6 0 410 0 PHILIP MORRIS INTL INC COM 718172109 191 2623 SH SOLE 8 2623 0 0 PIMCO ETF TR ACTIVE BD ETF 72201R775 234 2205 SH SOLE 8 2205 0 0 POLYMET MINING CORP COM 731916102 9 38553 SH SOLE 8 38553 0 0 PROCTER & GAMBLE CO COM 742718109 6 59 SH DFND 5 0 59 0 PROCTER & GAMBLE CO COM 742718109 852 7747 SH SOLE 8 7507 0 240 PROVENTION BIO INC COM 74374N102 171 18540 SH SOLE 8 18540 0 0 PROVENTION BIO INC COM 74374N102 188 20500 SH Call SOLE 8 0 0 20500 RAYTHEON CO COM NEW 755111507 18 140 SH DFND 6 0 140 0 RAYTHEON CO COM NEW 755111507 187 1425 SH SOLE 8 1425 0 0 SCHWAB CHARLES CORP COM 808513105 3 79 SH DFND 5 0 79 0 SCHWAB CHARLES CORP COM 808513105 278 8281 SH SOLE 8 8281 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 3185 153953 SH SOLE 8 148350 0 5603 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 25345 980837 SH SOLE 8 951961 0 28876 SCHWAB STRATEGIC TR SCHWAB FDT US BM 808524789 246 8026 SH SOLE 8 8026 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 2688 49529 SH SOLE 8 47984 0 1545 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 24091 398659 SH SOLE 8 378456 0 20203 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 3101 68933 SH SOLE 8 66423 0 2510 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1547 25253 SH SOLE 8 25253 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1308 25387 SH SOLE 8 24397 0 990 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 956 17245 SH SOLE 8 17245 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 415 5169 SH SOLE 8 5169 0 0 SIENTRA INC COM 82621J105 20 10000 SH SOLE 8 10000 0 0 SOUTHERN CO COM 842587107 436 8044 SH SOLE 8 6644 0 1400 SOUTHWEST AIRLS CO COM 844741108 249 7000 SH SOLE 8 7000 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 4889 22300 SH Call SOLE 8 0 0 22300 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 4889 22300 SH Put SOLE 8 0 0 22300 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 6177 28178 SH SOLE 8 23431 0 4747 SPDR GOLD TRUST GOLD SHS 78463V107 311 2103 SH SOLE 8 2103 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 1367 57087 SH SOLE 8 54344 0 2743 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 434 15253 SH SOLE 8 13529 0 1724 SPDR S&P 500 ETF TR TR UNIT 78462F103 32507 126119 SH SOLE 8 117581 0 8538 SPDR S&P 500 ETF TR TR UNIT 78462F103 9384 36400 SH Call SOLE 8 0 0 36400 SPDR S&P 500 ETF TR TR UNIT 78462F103 6083 23600 SH Put SOLE 8 0 0 23600 SPDR SER TR DJ REIT ETF 78464A607 1647 22810 SH SOLE 8 18741 0 4069 SPDR SER TR NUVEEN BRC MUNIC 78468R721 258 5166 SH SOLE 8 5166 0 0 SPDR SER TR PORTFOLI S&P1500 78464A805 2361 75062 SH SOLE 8 71156 0 3906 SPDR SER TR PORTFOLIO AGRGTE 78464A649 1107 36615 SH SOLE 8 32663 0 3952 SPDR SER TR PORTFOLIO S&P600 78468R853 530 24246 SH SOLE 8 23037 0 1209 SPDR SER TR PORTFOLIO SHORT 78464A474 773 25566 SH SOLE 8 23296 0 2270 SPDR SER TR S&P DIVID ETF 78464A763 317 3973 SH SOLE 8 3943 0 30 SPDR SER TR SPDR BLOOMBERG 78468R663 3013 32877 SH SOLE 8 28500 0 4377 SPDR SER TR WELLS FG PFD ETF 78464A292 998 25454 SH SOLE 8 24758 0 696 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 1039 21674 SH SOLE 8 20538 0 1136 STARBUCKS CORP COM 855244109 16 241 SH DFND 5 7 0 241 0 STARBUCKS CORP COM 855244109 315 4792 SH SOLE 8 4792 0 0 TARGET CORP COM 87612E106 897 9649 SH SOLE 8 9029 0 620 TARGET CORP COM 87612E106 20 210 SH DFND 6 0 210 0 TERADYNE INC COM 880770102 636 11743 SH SOLE 8 11743 0 0 TESLA INC COM 88160R101 384 732 SH SOLE 8 732 0 0 TEXAS INSTRS INC COM 882508104 3 30 SH DFND 5 0 30 0 TEXAS INSTRS INC COM 882508104 1112 11124 SH SOLE 8 8749 0 2375 TEXAS INSTRS INC COM 882508104 879 8800 SH Call SOLE 8 0 0 8800 THERMO FISHER SCIENTIFIC INC COM 883556102 62 220 SH DFND 5 7 0 220 0 THERMO FISHER SCIENTIFIC INC COM 883556102 254 897 SH SOLE 8 897 0 0 TRAVELERS COMPANIES INC COM 89417E109 13 131 SH DFND 6 0 131 0 TRAVELERS COMPANIES INC COM 89417E109 258 2596 SH SOLE 8 2596 0 0 UNION PAC CORP COM 907818108 2229 15804 SH SOLE 8 9154 0 6650 UNION PAC CORP COM 907818108 1636 11600 SH Call SOLE 8 0 0 11600 UNITEDHEALTH GROUP INC COM 91324P102 2107 8448 SH SOLE 8 8448 0 0 US BANCORP DEL COM NEW 902973304 348 10099 SH SOLE 8 10099 0 0 VANECK VECTORS ETF TR INVT GRADE FLTG 92189F486 723 30605 SH SOLE 8 28482 0 2123 VANGUARD BD INDEX FDS INTERMED TERM 921937819 687 7687 SH SOLE 8 7687 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 240 2917 SH SOLE 8 2917 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 16442 192638 SH SOLE 4 8 185032 0 7606 VANGUARD INDEX FDS GROWTH ETF 922908736 11059 70578 SH SOLE 8 68488 0 2090 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 6344 78044 SH SOLE 8 76726 0 1318 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1040 14889 SH SOLE 8 13245 0 1644 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 338 1427 SH SOLE 8 1427 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1531 17245 SH SOLE 8 16695 0 550 VANGUARD INDEX FDS SMALL CP ETF 922908751 239 2068 SH SOLE 8 2068 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 8659 67168 SH SOLE 4 8 66044 0 1124 VANGUARD INDEX FDS VALUE ETF 922908744 392 4399 SH SOLE 8 4248 0 151 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 4087 99639 SH SOLE 8 96773 0 2866 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3 95 SH DFND 5 0 95 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 15783 470443 SH SOLE 8 456367 0 14076 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 2543 40492 SH SOLE 8 35792 0 4700 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 863 8345 SH SOLE 8 8230 0 115 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 1056 31670 SH SOLE 8 29802 0 1868 VERIZON COMMUNICATIONS INC COM 92343V104 1472 27389 SH SOLE 8 22545 0 4844 VERIZON COMMUNICATIONS INC COM 92343V104 1026 19100 SH Call SOLE 8 0 0 19100 VERIZON COMMUNICATIONS INC COM 92343V104 8 147 SH DFND 5 0 147 0 VISA INC COM CL A 92826C839 671 4165 SH SOLE 8 4165 0 0 VISA INC COM CL A 92826C839 40 248 SH DFND 2 5 0 248 0 WELLS FARGO CO NEW COM 949746101 17 600 SH DFND 6 0 600 0 WELLS FARGO CO NEW COM 949746101 285 9917 SH SOLE 8 9917 0 0 WISDOMTREE TR YIELD ENHANCD US 97717X511 405 7848 SH SOLE 8 7848 0 0 XCEL ENERGY INC COM 98389B100 569 9441 SH SOLE 8 6351 0 3090 XCEL ENERGY INC COM 98389B100 3 54 SH DFND 1 0 54 0