0001085146-19-001975.txt : 20190726 0001085146-19-001975.hdr.sgml : 20190726 20190726122358 ACCESSION NUMBER: 0001085146-19-001975 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190726 DATE AS OF CHANGE: 20190726 EFFECTIVENESS DATE: 20190726 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SNS Financial Group, LLC CENTRAL INDEX KEY: 0001557485 IRS NUMBER: 271489903 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15525 FILM NUMBER: 19976981 BUSINESS ADDRESS: STREET 1: 43 MAIN STREET SE STREET 2: SUITE 236 CITY: MINNEAPOLIS STATE: MN ZIP: 55414 BUSINESS PHONE: 612-378-7560 MAIL ADDRESS: STREET 1: 43 MAIN STREET SE STREET 2: SUITE 236 CITY: MINNEAPOLIS STATE: MN ZIP: 55414 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001557485 XXXXXXXX 06-30-2019 06-30-2019 false SNS Financial Group, LLC

43 MAIN STREET SE SUITE 236 MINNEAPOLIS MN 55414

13F HOLDINGS REPORT 028-15525 N Daniel Powers 612-378-7560 /s/ Daniel Powers Minneapolis MN 07-24-2019 0 269 530953 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 5256 30322 SH SOLE 8 24336 0 5986 3M CO COM 88579Y101 39 223 SH DFND 5 6 0 223 0 ABBOTT LABS COM 002824100 4 48 SH DFND 5 0 48 0 ABBOTT LABS COM 002824100 1141 13561 SH SOLE 8 11111 0 2450 ABBVIE INC COM 00287Y109 676 9297 SH SOLE 8 6567 0 2730 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 9 49 SH DFND 5 0 49 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 238 1289 SH SOLE 8 1289 0 0 ACTINIUM PHARMACEUTICALS INC COM 00507W107 9 35000 SH SOLE 8 35000 0 0 AIR PRODS & CHEMS INC COM 009158106 22 97 SH DFND 2 0 97 0 AIR PRODS & CHEMS INC COM 009158106 189 837 SH SOLE 8 87 0 750 ALAMOS GOLD INC NEW COM CL A 011532108 79 13000 SH SOLE 8 13000 0 0 ALPHABET INC CAP STK CL A 02079K305 592 547 SH SOLE 8 467 0 80 ALPHABET INC CAP STK CL C 02079K107 88 81 SH DFND 2 5 7 0 81 0 ALPHABET INC CAP STK CL C 02079K107 605 560 SH SOLE 8 480 0 80 ALTRIA GROUP INC COM 02209S103 401 8476 SH SOLE 8 8076 0 400 ALTRIA GROUP INC COM 02209S103 23 480 SH DFND 6 0 480 0 AMAZON COM INC COM 023135106 0 200 SH Call SOLE 8 0 0 200 AMAZON COM INC COM 023135106 3420 1806 SH SOLE 8 753 0 1053 AMERICAN TOWER CORP NEW COM 03027X100 49 239 SH DFND 2 5 0 239 0 AMERICAN TOWER CORP NEW COM 03027X100 317 1550 SH SOLE 8 350 0 1200 AMGEN INC COM 031162100 1441 7819 SH SOLE 8 6008 0 1811 ANAVEX LIFE SCIENCES CORP COM NEW 032797300 236 70000 SH SOLE 8 70000 0 0 APPLE INC COM 037833100 12910 65228 SH SOLE 8 58010 0 7218 APPLE INC COM 037833100 495 2500 SH Call SOLE 8 0 0 2500 APPLE INC COM 037833100 65 327 SH DFND 2 7 0 327 0 AT&T INC COM 00206R102 463 13804 SH SOLE 8 12448 0 1356 AT&T INC COM 00206R102 54 1605 SH DFND 6 0 1605 0 BANK AMER CORP COM 060505104 40 1369 SH DFND 5 6 0 1369 0 BANK AMER CORP COM 060505104 434 14952 SH SOLE 8 2001 0 12951 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 52 243 SH DFND 2 5 0 243 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1980 9288 SH SOLE 8 6902 0 2386 BEST BUY INC COM 086516101 587 8420 SH SOLE 8 820 0 7600 BEST BUY INC COM 086516101 1 15 SH DFND 5 0 15 0 BP PLC SPONSORED ADR 055622104 412 9873 SH SOLE 8 4343 0 5530 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 2901 34398 SH SOLE 8 25994 0 8404 CATERPILLAR INC DEL COM 149123101 516 3785 SH SOLE 8 3785 0 0 CELCUITY INC COM 15102K100 306 12223 SH SOLE 8 0 0 12223 CHEVRON CORP NEW COM 166764100 64 511 SH DFND 5 6 0 511 0 CHEVRON CORP NEW COM 166764100 407 3269 SH SOLE 8 3269 0 0 CISCO SYS INC COM 17275R102 1076 19652 SH SOLE 8 16652 0 3000 CISCO SYS INC COM 17275R102 67 1230 SH DFND 6 0 1230 0 CME GROUP INC COM 12572Q105 3453 17791 SH SOLE 8 8887 0 8904 COCA COLA CO COM 191216100 463 9092 SH SOLE 8 9092 0 0 COMCAST CORP NEW CL A 20030N101 40 938 SH DFND 5 7 0 938 0 COMCAST CORP NEW CL A 20030N101 452 10683 SH SOLE 8 10683 0 0 COSTCO WHSL CORP NEW COM 22160K105 663 2509 SH SOLE 8 1382 0 1127 DISNEY WALT CO COM DISNEY 254687106 56 400 SH DFND 2 5 0 400 0 DISNEY WALT CO COM DISNEY 254687106 4184 29959 SH SOLE 8 22394 0 7565 DIVERSIFIED RSTRNT HLDGS INC COM 25532M105 7 10000 SH SOLE 8 10000 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 2638 29897 SH SOLE 8 22709 0 7188 DUNKIN BRANDS GROUP INC COM 265504100 3025 37979 SH SOLE 8 28620 0 9359 DUPONT DE NEMOURS INC COM 26614N102 30 406 SH DFND 5 6 0 406 0 DUPONT DE NEMOURS INC COM 26614N102 189 2517 SH SOLE 8 1748 0 769 ECOLAB INC COM 278865100 19 94 SH DFND 5 0 94 0 ECOLAB INC COM 278865100 927 4697 SH SOLE 8 3897 0 800 ECOLAB INC COM 278865100 394 2000 SH Put SOLE 8 0 0 2000 EMERSON ELEC CO COM 291011104 385 5766 SH SOLE 8 3091 0 2675 ENBRIDGE INC COM 29250N105 224 6209 SH SOLE 8 6209 0 0 EQUIFAX INC COM 294429105 3 25 SH DFND 1 0 25 0 EQUIFAX INC COM 294429105 197 1453 SH SOLE 8 1453 0 0 EXELON CORP COM 30161N101 329 6857 SH SOLE 8 6857 0 0 EXXON MOBIL CORP COM 30231G102 48 625 SH DFND 6 0 625 0 EXXON MOBIL CORP COM 30231G102 1419 18512 SH SOLE 8 18428 0 84 FACEBOOK INC CL A 30303M102 47 246 SH DFND 2 7 0 246 0 FACEBOOK INC CL A 30303M102 1349 6989 SH SOLE 8 6742 0 247 FASTENAL CO COM 311900104 244 7483 SH SOLE 8 7483 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 7 58 SH DFND 5 0 58 0 FIDELITY NATL INFORMATION SV COM 31620M106 216 1759 SH SOLE 8 1448 0 311 FIRST TR EXCHAN TRADED FD VI FST TR GLB FD 33739H101 1253 67509 SH SOLE 8 55955 0 11554 FIRST TR EXCHANGE TRADED FD DORSEY WRIGHT 33738R886 262 13260 SH SOLE 8 10345 0 2915 FIRST TR EXCHANGE TRADED FD DORSEY WRT 5 ETF 33738R605 5370 176583 SH SOLE 8 142417 0 34166 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 480 15675 SH SOLE 8 15675 0 0 FIRST TR STOXX EURO DIV FD COMMON SHS 33735T109 737 58931 SH SOLE 8 45527 0 13404 FORD MTR CO DEL COM 345370860 147 14350 SH SOLE 8 11267 0 3083 GENERAL ELECTRIC CO COM 369604103 32 3000 SH Call SOLE 8 0 0 3000 GENERAL ELECTRIC CO COM 369604103 283 26983 SH SOLE 8 26133 0 850 GILEAD SCIENCES INC COM 375558103 42 624 SH DFND 5 7 0 624 0 GILEAD SCIENCES INC COM 375558103 242 3579 SH SOLE 8 926 0 2653 GREEN PLAINS PARTNERS LP COM REP PTR IN 393221106 2800 200000 SH SOLE 8 0 0 200000 HOME DEPOT INC COM 437076102 31 147 SH DFND 2 5 0 147 0 HOME DEPOT INC COM 437076102 510 2451 SH SOLE 8 2451 0 0 HOME DEPOT INC COM 437076102 83 400 SH Call SOLE 8 0 0 400 HONEYWELL INTL INC COM 438516106 1320 7563 SH SOLE 8 7373 0 190 HORMEL FOODS CORP COM 440452100 284 7003 SH SOLE 8 1747 0 5256 INSULET CORP COM 45784P101 253 2120 SH SOLE 8 2120 0 0 INTEL CORP COM 458140100 28 575 SH DFND 6 0 575 0 INTEL CORP COM 458140100 1193 24918 SH SOLE 8 16648 0 8270 INTERDIGITAL INC COM 45867G101 64 1000 SH Call SOLE 8 0 0 1000 INTERDIGITAL INC COM 45867G101 244 3781 SH SOLE 8 1000 0 2781 INTERNATIONAL BUSINESS MACHS COM 459200101 882 6398 SH SOLE 8 6097 0 301 INVESCO EXCH TRD SLF IDX FD BULSHS 2019 CB 46138J304 8073 382774 SH SOLE 8 355700 0 27074 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 CB 46138J502 14630 688166 SH SOLE 8 651184 0 36982 INVESCO 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SOLE 8 195174 0 39171 ISHARES TR MSCI EMG MKT ETF 464287234 9804 228484 SH SOLE 8 182945 0 45539 ISHARES TR MSCI USA ESG SLC 464288802 350 2875 SH SOLE 8 2875 0 0 ISHARES TR NATIONAL MUN ETF 464288414 893 7894 SH SOLE 8 7894 0 0 ISHARES TR PFD AND INCM SEC 464288687 599 16267 SH SOLE 8 15669 0 598 ISHARES TR RUS 1000 GRW ETF 464287614 325 2067 SH SOLE 8 2067 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 3297 21200 SH Put SOLE 8 0 0 21200 ISHARES TR RUSSELL 2000 ETF 464287655 11057 71109 SH SOLE 8 54660 0 16449 ISHARES TR S&P 500 GRWT ETF 464287309 376 2096 SH SOLE 8 2096 0 0 ISHARES TR S&P MC 400VL ETF 464287705 1018 6384 SH SOLE 8 5961 0 423 ISHARES TR SELECT DIVID ETF 464287168 339 3402 SH SOLE 8 3189 0 213 ISHARES TR SP SMCP600VL ETF 464287879 2474 16647 SH SOLE 8 14988 0 1659 ISHARES TR USA QUALITY FCTR 46432F339 2954 32297 SH SOLE 8 31247 0 1050 ISHARES US ETF TR SHT MAT MUN ETF 46431W838 254 5060 SH SOLE 8 1200 0 3860 JOHNSON & JOHNSON COM 478160104 72 518 SH DFND 5 6 0 518 0 JOHNSON & JOHNSON COM 478160104 1223 8783 SH SOLE 8 6636 0 2147 JP MORGAN EXCHANGE TRADED FD DIV RTN INT EQ 46641Q209 366 6728 SH SOLE 8 1363 0 5365 JP MORGAN EXCHANGE TRADED FD JPMORGAN DIVER 46641Q407 706 9427 SH SOLE 8 6467 0 2960 JPMORGAN CHASE & CO COM 46625H100 135 1210 SH DFND 2 5 6 7 0 1210 0 JPMORGAN CHASE & CO COM 46625H100 484 4332 SH SOLE 8 1910 0 2422 KIMBERLY CLARK CORP COM 494368103 41 305 SH DFND 6 0 305 0 KIMBERLY CLARK CORP COM 494368103 307 2306 SH SOLE 8 2306 0 0 KINDER MORGAN INC DEL COM 49456B101 326 15601 SH SOLE 8 15601 0 0 LADENBURG THALMAN FIN SVCS I COM 50575Q102 49 14250 SH SOLE 8 0 0 14250 LILLY ELI & CO COM 532457108 44 395 SH DFND 6 0 395 0 LILLY ELI & CO COM 532457108 1297 11703 SH SOLE 8 8825 0 2878 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 37 12954 SH SOLE 8 12954 0 0 MCDERMOTT INTL INC COM 580037703 162 16728 SH SOLE 8 16728 0 0 MCDERMOTT INTL INC COM 580037703 5 476 SH DFND 7 0 476 0 MCDONALDS CORP COM 580135101 559 2693 SH SOLE 8 2693 0 0 MEDTRONIC PLC SHS G5960L103 1205 12378 SH SOLE 8 11843 0 535 MEDTRONIC PLC SHS G5960L103 29 295 SH DFND 7 0 295 0 MERCK & CO INC COM 58933Y105 67 803 SH DFND 5 6 0 803 0 MERCK & CO INC COM 58933Y105 717 8548 SH SOLE 8 7608 0 940 MGP INGREDIENTS INC NEW COM 55303J106 232 3500 SH SOLE 8 3500 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 217 2500 SH SOLE 8 0 0 2500 MICROSOFT CORP COM 594918104 126 942 SH DFND 2 5 6 0 942 0 MICROSOFT CORP COM 594918104 4678 34919 SH SOLE 8 27797 0 7122 MONDELEZ INTL INC CL A 609207105 275 5103 SH SOLE 8 4103 0 1000 MONDELEZ INTL INC CL A 609207105 17 320 SH DFND 5 0 320 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 1499 8992 SH SOLE 8 6532 0 2460 NETFLIX INC COM 64110L106 654 1781 SH SOLE 8 1781 0 0 NEXTERA ENERGY INC COM 65339F101 86 421 SH DFND 5 6 0 421 0 NEXTERA ENERGY INC COM 65339F101 116 568 SH SOLE 8 568 0 0 NIKE INC CL B 654106103 201 2395 SH SOLE 8 2395 0 0 NIKE INC CL B 654106103 5 63 SH DFND 5 0 63 0 NOBLE CORP PLC SHS USD G65431101 30 15900 SH SOLE 8 15900 0 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7752 SH SOLE 8 7179 0 573 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 2737 38992 SH SOLE 8 38846 0 146 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 259 4532 SH SOLE 8 4532 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1812 25350 SH SOLE 8 24153 0 1197 SEABOARD CORP COM 811543107 207 50 SH SOLE 8 0 0 50 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 223 8070 SH SOLE 8 8070 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 792 13280 SH SOLE 8 9795 0 3485 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 407 5213 SH SOLE 8 5113 0 100 SIENTRA INC COM 82621J105 62 10000 SH SOLE 8 10000 0 0 SOUTHERN CO COM 842587107 354 6399 SH SOLE 8 6164 0 235 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 9012 33899 SH SOLE 8 24693 0 9206 SPDR GOLD TRUST GOLD SHS 78463V107 298 2235 SH SOLE 8 2035 0 200 SPDR GOLD TRUST GOLD SHS 78463V107 440 3300 SH Call SOLE 8 0 0 3300 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 639 17430 SH SOLE 8 17430 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 1996 67439 SH SOLE 8 52079 0 15360 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 582 16275 SH SOLE 8 13955 0 2320 SPDR S&P 500 ETF TR TR UNIT 78462F103 42618 145453 SH SOLE 8 129217 0 16236 SPDR S&P 500 ETF TR TR UNIT 78462F103 1026 3500 SH Put SOLE 8 0 0 3500 SPDR SERIES TRUST DJ REIT ETF 78464A607 2638 26703 SH SOLE 8 20261 0 6442 SPDR SERIES TRUST NUVEEN BRC MUNIC 78468R721 414 8250 SH SOLE 8 8250 0 0 SPDR SERIES TRUST PORTFOLIO AGRGTE 78464A649 1093 37474 SH SOLE 8 29688 0 7786 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 902 29293 SH SOLE 8 24669 0 4624 SPDR SERIES TRUST PORTFOLIO SM ETF 78468R853 749 24457 SH SOLE 8 17242 0 7215 SPDR SERIES TRUST PORTFOLIO TL STK 78464A805 2456 67370 SH SOLE 8 59500 0 7870 SPDR SERIES TRUST S&P DIVID ETF 78464A763 393 3894 SH SOLE 8 894 0 3000 SPDR SERIES TRUST SPDR BLOOMBERG 78468R663 1853 20229 SH SOLE 8 16603 0 3626 SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 1381 31962 SH SOLE 8 29528 0 2434 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 140 12385 SH SOLE 8 12385 0 0 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SOLE 4 8 187891 0 15985 VANGUARD GROUP DIV APP ETF 921908844 942 8177 SH SOLE 8 7655 0 522 VANGUARD INDEX FDS GROWTH ETF 922908736 13496 82602 SH SOLE 8 79431 0 3171 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 9767 87725 SH SOLE 4 8 84938 0 2787 VANGUARD INDEX FDS MID CAP ETF 922908629 205 1229 SH SOLE 8 1158 0 71 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1556 17808 SH SOLE 8 14532 0 3276 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 370 1375 SH SOLE 8 1375 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 343 2187 SH SOLE 8 2051 0 136 VANGUARD INDEX FDS TOTAL STK MKT 922908769 6678 44490 SH SOLE 8 39800 0 4690 VANGUARD INDEX FDS VALUE ETF 922908744 490 4418 SH SOLE 8 4267 0 151 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 5801 113774 SH SOLE 8 108674 0 5100 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 4 86 SH DFND 5 0 86 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 20178 474452 SH SOLE 8 444415 0 30037 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 1502 19988 SH SOLE 8 19988 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1388 33274 SH SOLE 8 26142 0 7132 VERIZON COMMUNICATIONS INC COM 92343V104 14 244 SH DFND 5 0 244 0 VERIZON COMMUNICATIONS INC COM 92343V104 1804 31571 SH SOLE 8 23194 0 8377 VISA INC COM CL A 92826C839 54 310 SH DFND 2 5 0 310 0 VISA INC COM CL A 92826C839 899 5178 SH SOLE 8 3470 0 1708 WALMART INC COM 931142103 201 1815 SH SOLE 8 1815 0 0 WELLS FARGO CO NEW COM 949746101 40 835 SH DFND 6 0 835 0 WELLS FARGO CO NEW COM 949746101 578 12210 SH SOLE 8 11669 0 541 WELLTOWER INC COM 95040Q104 172 2107 SH SOLE 8 2107 0 0 WELLTOWER INC COM 95040Q104 68 835 SH DFND 6 0 835 0 WHEATON PRECIOUS METALS CORP COM 962879102 260 10745 SH SOLE 8 10745 0 0 WISDOMTREE TR YIELD ENHANCD US 97717X511 578 11288 SH SOLE 8 11288 0 0 XCEL ENERGY INC COM 98389B100 3 54 SH DFND 1 0 54 0 XCEL ENERGY INC COM 98389B100 622 10452 SH SOLE 8 8472 0 1980 XILINX INC COM 983919101 354 3000 SH Call SOLE 8 0 0 3000 XILINX INC COM 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