0000950123-14-012072.txt : 20141114 0000950123-14-012072.hdr.sgml : 20141114 20141114121113 ACCESSION NUMBER: 0000950123-14-012072 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141114 DATE AS OF CHANGE: 20141114 EFFECTIVENESS DATE: 20141114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sippican Capital Adivsors CENTRAL INDEX KEY: 0001557406 IRS NUMBER: 273399146 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16310 FILM NUMBER: 141221979 BUSINESS ADDRESS: STREET 1: 125 HIGH STREET STREET 2: SUITE 1802 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 8572638119 MAIL ADDRESS: STREET 1: 125 HIGH STREET STREET 2: SUITE 1802 CITY: BOSTON STATE: MA ZIP: 02110 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001557406 XXXXXXXX 09-30-2014 09-30-2014 Sippican Capital Adivsors

125 High Street Suite 1802 Boston MA 02110

13F HOLDINGS REPORT 028-16310 N Gordon C Barrett 857-263-8101 Gordon C Barrett Boston MA 11-14-2014 0 104 98374 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F 3M Co COM 88579y101 407 2870 SH SOLE 2870 0 0 Abbott Laboratories COM 002824100 265 6382 SH SOLE 6382 0 0 Abbvie Inc COM 00287y109 466 8062 SH SOLE 8062 0 0 Actavis PLC COM g0083b108 1225 5078 SH SOLE 5078 0 0 American Express Co COM 025816109 613 7000 SH SOLE 7000 0 0 Apple Inc COM 037833100 339 3365 SH SOLE 3365 0 0 Bancorp Inc COM 05969a105 1788 208152 SH SOLE 208152 0 0 Bank Hawaii Corp COM 062540109 293 5155 SH SOLE 5155 0 0 Bank of America Corporation COM 060505104 1704 99923 SH SOLE 99923 0 0 Banner Corp COM 06652v208 864 22450 SH SOLE 22450 0 0 Berkshire Hathaway Inc Cl B COM 084670702 1426 10325 SH SOLE 10325 0 0 Boeing Co COM 097023105 317 2485 SH SOLE 2485 0 0 Bristol-Myers Squibb Co COM 110122108 773 15110 SH SOLE 15110 0 0 Brown Forman Corp Cl A COM 115637100 749 8400 SH SOLE 8400 0 0 Brown Forman Corp Cl B COM 115637209 645 7154 SH SOLE 7154 0 0 Cambridge Bancorp COM 132152109 1109 23841 SH SOLE 23841 0 0 Caterpillar Inc COM 149123101 525 5300 SH SOLE 5300 0 0 Central Securities Corp COM 155123102 825 35900 SH SOLE 35900 0 0 Chevron Corp COM 166764100 2615 21918 SH SOLE 21918 0 0 Chubb Corp COM 171232101 1676 18396 SH SOLE 18396 0 0 Cimarex Energy Co COM 171798101 812 6415 SH SOLE 6415 0 0 CoBiz Financial Inc COM 190897108 1704 152400 SH SOLE 152400 0 0 Coca-Cola Co COM 191216100 928 21742 SH SOLE 21742 0 0 Colgate Palmolive Co COM 194162103 781 11975 SH SOLE 11975 0 0 ConocoPhillips COM 20825c104 785 10265 SH SOLE 10265 0 0 Deere & Co COM 244199105 998 12175 SH SOLE 12175 0 0 Disney Walt Co Disney COM 254687106 830 9325 SH SOLE 9325 0 0 Eaton Corp PLC COM g29183103 2056 32448 SH SOLE 32448 0 0 Eaton Vance Corp Non Vtg COM 278265103 775 20530 SH SOLE 20530 0 0 Eli Lilly & Co COM 532457108 1117 17217 SH SOLE 17217 0 0 Emerson Electric Co COM 291011104 2108 33685 SH SOLE 33685 0 0 Energy XXI (Bermuda) Ltd USD U COM g10082140 1140 100429 SH SOLE 100429 0 0 Ensco PLC Class A COM g3157s106 367 8896 SH SOLE 8896 0 0 Exxon Mobil Corp COM 30231g102 3243 34479 SH SOLE 34479 0 0 Fifth Third Bancorp COM 316773100 271 13550 SH SOLE 13550 0 0 Ford Motor Co COM 345370860 281 19000 SH SOLE 19000 0 0 General Electric Co COM 369604103 776 30301 SH SOLE 30301 0 0 General Mills Inc COM 370334104 1475 29240 SH SOLE 29240 0 0 Halliburton Co COM 406216101 268 4160 SH SOLE 4160 0 0 Hershey Co COM 427866108 296 3100 SH SOLE 3100 0 0 Home Depot Inc COM 437076102 264 2880 SH SOLE 2880 0 0 Honeywell Intl Inc COM 438516106 1858 19951 SH SOLE 19951 0 0 Johnson & Johnson COM 478160104 420 3944 SH SOLE 3944 0 0 Johnson Controls Inc COM 478366107 1942 44143 SH SOLE 44143 0 0 JPMorgan Chase & Co COM 46625h100 1026 17025 SH SOLE 17025 0 0 Lennar Corp Cl A COM 526057104 1687 43445 SH SOLE 43445 0 0 Lyon William Homes Cl A COM 552074700 619 28006 SH SOLE 28006 0 0 Magnum Hunter Resources Corp COM 55973b102 1169 209798 SH SOLE 209798 0 0 MB Financial Inc COM 55264u108 906 32737 SH SOLE 32737 0 0 McDermott Intl Inc COM 580037109 750 131195 SH SOLE 131195 0 0 Merck & Co Inc COM 58933y105 1196 20173 SH SOLE 20173 0 0 Meritage Homes Corp COM 59001a102 367 10350 SH SOLE 10350 0 0 MGM Resorts International COM 552953101 459 20150 SH SOLE 20150 0 0 Nabors Industries Ltd COM g6359f103 931 40892 SH SOLE 40892 0 0 National Oilwell Varco Inc COM 637071101 275 3611 SH SOLE 3611 0 0 NBT Bancorp Inc COM 628778102 225 10000 SH SOLE 10000 0 0 Newstar Financial Inc COM 65251f105 2521 224305 SH SOLE 224305 0 0 Nucor Corp COM 670346105 2233 41137 SH SOLE 41137 0 0 NVR Inc COM 62944t105 2226 1970 SH SOLE 1970 0 0 Occidental Petroleum Corp COM 674599105 309 3215 SH SOLE 3215 0 0 Ocwen Financial Corp COM 675746309 807 30806 SH SOLE 30806 0 0 Paccar Inc COM 693718108 1859 32681 SH SOLE 32681 0 0 PacWest Bancorp Del COM 695263103 502 12181 SH SOLE 12181 0 0 Patriot Trans Holding Inc COM 70337b102 366 10800 SH SOLE 10800 0 0 PepsiCo Inc COM 713448108 697 7490 SH SOLE 7490 0 0 Pfizer Inc COM 717081103 271 9157 SH SOLE 9157 0 0 Procter & Gamble Co COM 742718109 614 7333 SH SOLE 7333 0 0 Quantum Corp DSSG COM 747906204 1823 1571798 SH SOLE 1571798 0 0 Regions Financial Corp COM 7591ep100 394 39240 SH SOLE 39240 0 0 Seacoast Banking Corp FL COM 811707801 301 27570 SH SOLE 27570 0 0 State Street Corp COM 857477103 217 2949 SH SOLE 2949 0 0 SuperValue Inc COM 868536103 744 83255 SH SOLE 83255 0 0 Synovus Finl Corp COM 87161c501 2274 96183 SH SOLE 96183 0 0 Tecumseh Prods Co COM 878895309 643 149465 SH SOLE 149465 0 0 Terex Corp COM 880779103 292 9200 SH SOLE 9200 0 0 Textron Inc COM 883203101 371 10300 SH SOLE 10300 0 0 Toll Brothers Inc COM 889478103 1309 42013 SH SOLE 42013 0 0 Travelers Companies Inc COM 89417e109 446 4750 SH SOLE 4750 0 0 Trinity Industries Inc COM 896522109 383 8200 SH SOLE 8200 0 0 Ultra Petroleum Corp COM 903914109 565 24312 SH SOLE 24312 0 0 United Community Banks Blairsv COM 90984p303 1929 117200 SH SOLE 117200 0 0 United States Steel Corp COM 912909108 1912 48815 SH SOLE 48815 0 0 US Bancorp Del COM 902973304 493 11775 SH SOLE 11775 0 0 Vulcan Materials Co COM 929160109 361 6000 SH SOLE 6000 0 0 Weatherford Intl PLC COM g48833100 921 44266 SH SOLE 44266 0 0 Wells Fargo & Co COM 949746101 3213 61949 SH SOLE 61949 0 0 Western Alliance Bancorp COM 957638109 1849 77355 SH SOLE 77355 0 0 Williams Clayton Energy Inc COM 969490101 1432 14845 SH SOLE 14845 0 0 Zions Bancorporation COM 989701107 1712 58908 SH SOLE 58908 0 0 Arm Holdings PLC Sp ADR COM 042068106 918 21015 SH SOLE 21015 0 0 Royal Dutch Shell PLC Sp ADR A COM 780259206 1232 16182 SH SOLE 16182 0 0 Royal Dutch Shell PLC Sp ADR B COM 780259107 492 6222 SH SOLE 6222 0 0 Total SA Sp ADR COM 89151e109 386 5995 SH SOLE 5995 0 0 Enbridge Energy Partners LP COM 29250r106 890 22910 SH SOLE 22910 0 0 Energy Transfer Partners LP COM 29273r109 823 12860 SH SOLE 12860 0 0 Enterprise Products Partners L COM 293792107 505 12520 SH SOLE 12520 0 0 Golar LNG Partners LP Lpi COM y2745c102 315 9086 SH SOLE 9086 0 0 Kinder Morgan Energy Partners COM 494550106 724 7760 SH SOLE 7760 0 0 Magellan Midstream Partners LP COM 559080106 271 3225 SH SOLE 3225 0 0 Martin Midstream Partners LP COM 573331105 590 15825 SH SOLE 15825 0 0 Plains All American Pipeline L COM 726503105 575 9775 SH SOLE 9775 0 0 Annaly Cap Mgmt Inc COM 035710409 635 59436 SH SOLE 59436 0 0 Capstead Mtg Corp COM 14067e506 245 19999 SH SOLE 19999 0 0 Chimera Inv Corp COM 16934q109 55 18000 SH SOLE 18000 0 0