SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Riccio Daniel J.

(Last) (First) (Middle)
1 INFINITE LOOP

(Street)
CUPERTINO CA 95014

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/24/2012
3. Issuer Name and Ticker or Trading Symbol
APPLE INC [ AAPL ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior Vice President
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 14,871 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit (1) (1) Common Stock 75,000 (2) D
Restricted Stock Unit (3) (3) Common Stock 17,500 (2) D
Restricted Stock Unit (4) (4) Common Stock 3,750 (2) D
Restricted Stock Unit (5) (5) Common Stock 11,250 (2) D
Restricted Stock Unit (6) (6) Common Stock 9,375 (2) D
Explanation of Responses:
1. This restricted stock unit award was granted August 23, 2012 and vests as to 25,000 units on each of December 23, 2013, April 23, 2015 and August 23, 2016.
2. Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock.
3. This restricted stock unit award was granted October 10, 2011 and vests 12.5% in semi-annual installments over a four year period.
4. This restricted stock unit award was granted October 12, 2008 and vests 12.5% in semi-annual installments over a four year period.
5. This restricted stock unit award was granted September 26, 2009 and vests 12.5% in semi-annual installments over a four year period.
6. This restricted stock unit award was granted October 5, 2010 and vests 12.5% in semi-annual installments over a four year period.
/s/ Gene D. Levoff, Attorney-in-fact for Daniel J. Riccio 08/31/2012
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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