Managing Member and Chief Executive Officer

0001567619-21-009535.txt : 20210511 0001567619-21-009535.hdr.sgml : 20210511 20210511141001 ACCESSION NUMBER: 0001567619-21-009535 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210511 DATE AS OF CHANGE: 20210511 EFFECTIVENESS DATE: 20210511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bollard Group LLC CENTRAL INDEX KEY: 0001556218 IRS NUMBER: 043450484 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15049 FILM NUMBER: 21910747 BUSINESS ADDRESS: STREET 1: ONE JOY STREET CITY: BOSTON STATE: MA ZIP: 02108 BUSINESS PHONE: 617-720-5800 MAIL ADDRESS: STREET 1: ONE JOY STREET CITY: BOSTON STATE: MA ZIP: 02108 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001556218 XXXXXXXX 03-31-2021 03-31-2021 Bollard Group LLC

ONE JOY STREET BOSTON MA 02108

13F HOLDINGS REPORT 028-15049 N Anastasios Parafestas Managing Member and Chief Executive Officer 617-720-5800 /s/ Anastasios Parafestas Boston MA 05-11-2021 1 443 2854420 false 1 0001556198 028-15050 Parafestas Anastasios INFORMATION TABLE 2 form13fInfoTable.xml 3M Co COM 88579y101 1010 5243 SH DFND 0 0 5243 Abbott Laboratories COM 002824100 12482 104153 SH DFND 0 15600 88553 AbbVie Inc COM 00287y109 457 4219 SH DFND 0 0 4219 ABM Industries Inc COM 000957100 78 1530 SH DFND 0 0 1530 Acceleron Pharma Inc COM 00434h108 119 880 SH DFND 0 0 880 Accenture PLC Ireland Class A COM g1151c101 6422 23248 SH DFND 0 0 23248 ACI Worldwide Inc COM 004498101 109 2860 SH DFND 0 0 2860 Adobe Inc Com COM 00724f101 136 287 SH DFND 0 0 287 Advance Auto Parts Inc COM 00751y106 262 1430 SH DFND 0 0 1430 Advansix Inc COM 00773t101 6 212 SH DFND 0 0 212 Aflac Inc COM 001055102 301 5885 SH DFND 0 0 5885 Air Prods & Chems Inc COM 009158106 634 2253 SH DFND 0 0 2253 Akamai Technologies Inc COM 00971t101 76 744 SH DFND 0 0 744 Akouos Inc COM 00973j101 1387 99998 SH DFND 0 0 99998 Alexion Pharmaceuticals Inc COM 015351109 65 424 SH DFND 0 0 424 Alibaba Group Holding Ltd Sp A ADR 01609w102 65807 290246 SH DFND 0 252850 37396 Allscripts Healthcare Solution COM 01988p108 87 5820 SH DFND 0 0 5820 Allstate Corp COM 020002101 2180 18970 SH DFND 0 0 18970 Alphabet Inc Cap Stock Cl A COM 02079k305 652 316 SH DFND 0 0 316 Alphabet Inc Cap Stock Cl C COM 02079k107 50626 24473 SH DFND 0 19100 5373 Alps Etf Tr Alerian Mlp ETF 00162q452 534 17500 SH DFND 0 4000 13500 Alta Equipment Group Inc Commo COM 02128l106 38 2939 SH DFND 0 0 2939 Altra Industrial Motion Corp COM 02208r106 138 2500 SH DFND 0 0 2500 Altria Group Inc COM 02209s103 1910 37328 SH DFND 0 0 37328 Amazon.com Inc COM 023135106 141297 45667 SH DFND 0 37370 8297 American Electric Power Inc COM 025537101 38333 452578 SH DFND 0 201582 250997 American Express Co COM 025816109 98 696 SH DFND 0 0 696 American Intl Group Inc COM 026874784 166 3602 SH DFND 0 0 3602 AmerisourceBergen Corp COM 03073e105 298 2523 SH DFND 0 0 2523 Amgen Inc COM 031162100 807 3242 SH DFND 0 0 3242 AMN Healthcare Services Inc COM 001744101 107 1455 SH DFND 0 0 1455 Analog Devices Inc COM 032654105 729 4700 SH DFND 0 0 4700 Aon Plc Shs Cl A COM g0403h108 67 290 SH DFND 0 0 290 Apple Inc COM 037833100 13785 112853 SH DFND 0 0 112853 Arcosa Inc COM 039653100 59 900 SH DFND 0 0 900 Ashland Global Holdings Inc COM 044186104 37 417 SH DFND 0 0 417 ASML Holding NV NY Registry ADR n07059210 444 719 SH DFND 0 0 719 AT&T Inc COM 00206r102 11646 384739 SH DFND 0 132786 251953 Axon Enterprise Inc COM 05464c101 235 1653 SH DFND 0 0 1653 BancorpSouth Bank Tupelo Miss COM 05971j102 156 4800 SH DFND 0 0 4800 Bank America Corp COM 060505104 8897 229957 SH DFND 0 82800 147157 Bank N S Halifax COM 064149107 990 15822 SH DFND 0 0 15822 Bank New York Mellon Corp COM 064058100 33 707 SH DFND 0 0 707 BCE Inc COM 05534b760 10796 239174 SH DFND 0 141961 97213 Beam Therapeutics Inc COM 07373v105 65 806 SH DFND 0 0 806 Becton Dickinson & Co COM 075887109 1739 7154 SH DFND 0 0 7154 Berkshire Hathaway Inc Cl B COM 084670702 485 1900 SH DFND 0 0 1900 BHP Billiton Ltd Sp ADR ADR 088606108 6961 100318 SH DFND 0 1441 98877 Biolife Solutions Inc COM 09062w204 200 5545 SH DFND 0 0 5545 BioMarin Pharmaceutical Inc COM 09061g101 30 400 SH DFND 0 0 400 Black Hills Corp COM 092113109 342 5118 SH DFND 0 0 5118 Boeing Co COM 097023105 6030 23674 SH DFND 0 4000 19674 Booking Holdings Inc COM 09857l108 349 150 SH DFND 0 0 150 Boston Scientific Corp COM 101137107 1212647 31375091 SH DFND 0 30778240 596851 BP PLC Sp ADR ADR 055622104 5695 233880 SH DFND 0 219488 14392 Bristol Myers Squibb Co COM 110122108 8828 139834 SH DFND 0 67706 72128 Brooks Automation Inc COM 114340102 351 4301 SH DFND 0 0 4301 Brunswick Corp COM 117043109 137 1440 SH DFND 0 0 1440 Builders FirstSource Inc COM 12008r107 201 4331 SH DFND 0 0 4331 C H Robinson Worldwide Inc COM 12541w209 28 292 SH DFND 0 0 292 Callon Pete Co Del Com COM 13123x508 15 399 SH DFND 0 0 399 Campbell Soup Co COM 134429109 66 1312 SH DFND 0 0 1312 Canadian National Railway Co COM 136375102 36 310 SH DFND 0 0 310 Canadian Pacific Railway Ltd COM 13645t100 332 875 SH DFND 0 0 875 Capital One Financial Corp COM 14040h105 1549 12175 SH DFND 0 0 12175 Cardiovascular Systems Inc COM 141619106 89 2312 SH DFND 0 0 2312 Cargurus Inc Cl A COM 141788109 18959 795589 SH DFND 0 795589 0 Carrier Global Corporation COM 14448c104 958 22690 SH DFND 0 0 22690 Carter Inc COM 146229109 50 560 SH DFND 0 0 560 Casella Waste Systems Inc Cl A COM 147448104 121 1910 SH DFND 0 0 1910 Caterpillar Inc COM 149123101 43001 185455 SH DFND 0 87326 98129 Central Garden & Pet Co Cl A N COM 153527205 94 1810 SH DFND 0 0 1810 Ceva Inc COM 157210105 107 1908 SH DFND 0 0 1908 Chevron Corp COM 166764100 6216 59317 SH DFND 0 11400 47917 Chubb Limited COM h1467j104 504 3191 SH DFND 0 0 3191 Cidara Therapeutics Inc COM 171757107 21 7733 SH DFND 0 0 7733 Cigna Corp New Com COM 125523100 231 955 SH DFND 0 0 955 Cincinnati Financial Corp COM 172062101 5829 56543 SH DFND 0 20215 36328 Cisco Systems Inc COM 17275r102 249 4821 SH DFND 0 0 4821 Citigroup Inc COM 172967424 62 851 SH DFND 0 0 851 Clorox Co COM 189054109 4131 21417 SH DFND 0 18993 2424 Cloudflare Inc Cl A COM 18915m107 14 200 SH DFND 0 0 200 Coca-Cola Co COM 191216100 13625 258483 SH DFND 0 78660 179823 Colgate Palmolive Co COM 194162103 5586 70859 SH DFND 0 0 70859 Columbus McKinnon Corp NY COM 199333105 57 1085 SH DFND 0 0 1085 Comcast Corp Cl A COM 20030n101 2992 55303 SH DFND 0 0 55303 Computer Task Group Inc COM 205477102 56 5877 SH DFND 0 0 5877 Conagra Brands Inc COM 205887102 2384 63415 SH DFND 0 55286 8129 Concentrix Corp COM 20602d101 105 701 SH DFND 0 0 701 Conduent Inc COM 206787103 4 530 SH DFND 0 0 530 Conmed Corp COM 207410101 184 1408 SH DFND 0 0 1408 ConocoPhillips COM 20825c104 723 13658 SH DFND 0 3420 10238 Corteva Inc COM 22052l104 235 5036 SH DFND 0 0 5036 Costco Wholesale Corp COM 22160k105 6671 18927 SH DFND 0 0 18927 Crowdstrike Holdings Inc Cl A COM 22788c105 1825 10000 SH DFND 0 9700 300 Crown Castle Intl Corp RE 22822v101 121 705 SH DFND 0 0 705 CryoPort Inc COM 229050307 261 5022 SH DFND 0 0 5022 CVB Financial Corp COM 126600105 114 5170 SH DFND 0 0 5170 CVS Health Corp COM 126650100 1519 20195 SH DFND 0 0 20195 Cytomx Therapeutics Inc COM 23284f105 6 712 SH DFND 0 0 712 CytoSorbents Corp COM 23283x206 85 9801 SH DFND 0 0 9801 Dana Incorporated COM 235825205 108 4440 SH DFND 0 0 4440 Danaher Corp COM 235851102 822 3650 SH DFND 0 0 3650 Datadog Inc Cl A COM 23804l103 950 11400 SH DFND 0 11400 0 Deere & Co COM 244199105 23071 61663 SH DFND 0 5000 56663 Dell Technologies Inc Cl C COM 24703l202 10 119 SH DFND 0 0 119 Digital Turbine Inc COM 25400w102 946 11778 SH DFND 0 0 11778 Disney Walt Co Disney COM 254687106 4997 27079 SH DFND 0 0 27079 DMC Global Inc COM 23291c103 128 2362 SH DFND 0 0 2362 Docusign Inc COM 256163106 7175 35443 SH DFND 0 5200 30243 Dollar General Corp COM 256677105 234 1156 SH DFND 0 0 1156 Dollar Tree Inc COM 256746108 176 1538 SH DFND 0 0 1538 Dominion Energy Inc COM 25746u109 58 762 SH DFND 0 0 762 Douglas Dynamics Inc COM 25960r105 34 730 SH DFND 0 0 730 Douglas Emmett Inc RE 25960p109 332 10563 SH DFND 0 0 10563 Dow Inc COM 260557103 241 3766 SH DFND 0 0 3766 Duke Energy Corp COM 26441c204 23605 244538 SH DFND 0 92897 151641 Duke Realty Corp RE 264411505 4917 117274 SH DFND 0 101929 15345 DuPont de Nemours Inc COM 26614n102 176 2273 SH DFND 0 0 2273 Dxc Technology Co COM 23355l106 0 13 SH DFND 0 0 13 EastGroup Property Inc RE 277276101 58 405 SH DFND 0 0 405 Ecolab Inc COM 278865100 584 2727 SH DFND 0 0 2727 Editas Medicine Inc COM 28106w103 29 680 SH DFND 0 0 680 Elanco Animal Health Inc COM 28414h103 775 26305 SH DFND 0 0 26305 Emerson Electric Co COM 291011104 20595 228279 SH DFND 0 81699 146580 Enanta Pharmaceuticals Inc COM 29251m106 19 383 SH DFND 0 0 383 Enbridge Inc COM 29250n105 20789 571127 SH DFND 0 420698 150429 Energy Transfer LP LTD 29273v100 4122 536708 SH DFND 0 423789 112919 Enlink Midstream LLC Unit Rep LTD 29336t100 21 4836 SH DFND 0 0 4836 Ensign Group Inc COM 29358p101 151 1611 SH DFND 0 0 1611 Entasis Therapeutics Holdings COM 293614103 3 1448 SH DFND 0 0 1448 Enterprise Prods Partners L P LTD 293792107 21285 966630 SH DFND 0 617785 348845 Envista Holdings Corp COM 29415f104 129 3150 SH DFND 0 0 3150 EOG Resources Inc COM 26875p101 294 4048 SH DFND 0 0 4048 Equinix Inc RE 29444u700 68 100 SH DFND 0 0 100 Equitrans Midstream Corp COM 294600101 175 21387 SH DFND 0 0 21387 ESCO Technologies Inc COM 296315104 130 1190 SH DFND 0 0 1190 Esperion Therapeutics Inc COM 29664w105 31 1121 SH DFND 0 0 1121 Exact Sciences Corp COM 30063p105 1146 8695 SH DFND 0 0 8695 Exelon Corp COM 30161n101 402 9184 SH DFND 0 0 9184 Exxon Mobil Corp COM 30231g102 687 12302 SH DFND 0 0 12302 Facebook Inc Cl A COM 30303m102 59435 201796 SH DFND 0 172750 29046 Fastly Inc Cl A COM 31188v100 841 12500 SH DFND 0 12500 0 FedEx Corp COM 31428x106 889 3130 SH DFND 0 2121 1009 Fidelity Core Div ETF ETF 316092840 4393 123598 SH DFND 0 0 123598 Fidelity Natl Information Serv COM 31620m106 49 351 SH DFND 0 0 351 First Horizon Natl Corp COM 320517105 108 6370 SH DFND 0 0 6370 FirstEnergy Corp COM 337932107 5400 155654 SH DFND 0 67662 87992 Flexion Therapeutics Inc COM 33938j106 13 1406 SH DFND 0 0 1406 Fluidigm Corp COM 34385p108 9 1975 SH DFND 0 0 1975 Fluor Corp COM 343412102 1 45 SH DFND 0 0 45 Fortis Inc COM 349553107 6974 160813 SH DFND 0 87762 73051 Fortive Corp COM 34959j108 134 1902 SH DFND 0 0 1902 Forward Air Corp COM 349853101 107 1210 SH DFND 0 0 1210 Freeport-McMoran Inc Cl B COM 35671d857 0 4 SH DFND 0 0 4 Frequency Therapeutics Inc COM 35803l108 11 1111 SH DFND 0 0 1111 Fuller H B Co COM 359694106 118 1870 SH DFND 0 0 1870 Gallagher Arthur J & Co COM 363576109 3708 29717 SH DFND 0 0 29717 GameStop Corp Cl A COM 36467w109 1519 8000 SH DFND 0 8000 0 Gap Inc COM 364760108 24 821 SH DFND 0 0 821 Gartner Inc COM 366651107 68420 374800 SH DFND 0 238746 136054 General Dynamics Corp COM 369550108 143 785 SH DFND 0 0 785 General Electric Co COM 369604103 54 4128 SH DFND 0 0 4128 General Mills Inc COM 370334104 441 7192 SH DFND 0 0 7192 Genuine Parts Co COM 372460105 2296 19867 SH DFND 0 19850 17 Gibraltar Industries Inc COM 374689107 93 1020 SH DFND 0 0 1020 Glacier Bancorp Inc COM 37637q105 176 3080 SH DFND 0 0 3080 Glatfelter Corporation Com COM 377320106 50 2930 SH DFND 0 0 2930 Global Payments Inc COM 37940x102 110 546 SH DFND 0 0 546 Global X Fds Glb X Mlp Enrg I ETF 37954y293 1150 36400 SH DFND 0 36400 0 Goldman Sachs Group Inc COM 38141g104 4533 13863 SH DFND 0 7703 6160 Grainger W W Inc COM 384802104 246 613 SH DFND 0 0 613 Harvard Bioscience Inc COM 416906105 254 46485 SH DFND 0 0 46485 HDFC Bank Ltd ADR Reps 3 ADR 40415f101 226 2905 SH DFND 0 0 2905 Healthpeak Properties Inc RE 42250p103 2909 91640 SH DFND 0 0 91640 Hess Corp COM 42809h107 148 2087 SH DFND 0 0 2087 Hewlett Packard Enterprise Co COM 42824c109 3 161 SH DFND 0 0 161 Holly Energy Partners LP LTD 435763107 6910 361590 SH DFND 0 212500 149090 Home Depot Inc COM 437076102 1578 5169 SH DFND 0 1296 3873 Honeywell Intl Inc COM 438516106 8022 36955 SH DFND 0 2009 34946 Horace Mann Educators Corp COM 440327104 76 1750 SH DFND 0 0 1750 Hp Inc COM 40434l105 5 167 SH DFND 0 0 167 Iac/Interactivecorp New Com COM 44891n109 5522 25528 SH DFND 0 0 25528 ICF International Inc COM 44925c103 98 1120 SH DFND 0 0 1120 Icici Bank Ltd ADR ADR 45104g104 41 2575 SH DFND 0 0 2575 Icon PLC COM g4705a100 115 584 SH DFND 0 0 584 ICU Medical Inc COM 44930g107 84 407 SH DFND 0 0 407 IHS Markit Ltd COM g47567105 77 798 SH DFND 0 0 798 Illinois Tool Works Inc COM 452308109 107 483 SH DFND 0 0 483 Independent Bank Corp MA COM 453836108 285 3390 SH DFND 0 0 3390 Innovative Industrial Properti RE 45781v101 204 1130 SH DFND 0 0 1130 Integer Holdings Corp COM 45826h109 108 1170 SH DFND 0 0 1170 Intel Corp COM 458140100 1326 20726 SH DFND 0 0 20726 Intellia Therapeutics Inc COM 45826j105 59 734 SH DFND 0 0 734 Intercontinental Exchange Inc COM 45866f104 218 1948 SH DFND 0 0 1948 International Paper Co COM 460146103 604 11163 SH DFND 0 0 11163 Intl Business Machines COM 459200101 107 800 SH DFND 0 0 800 Invesco QQQ Ser 1 ETF 46090e103 1045 3273 SH DFND 0 0 3273 iShares MSCI EAFE ETF ETF 464287465 16 210 SH DFND 0 0 210 iShares MSCI Jpn ETF ETF 46434g822 8 123 SH DFND 0 0 123 iShares N America Tech ETF ETF 464287549 457 1267 SH DFND 0 0 1267 iShares NASDAQ Biotec ETF ETF 464287556 132 879 SH DFND 0 0 879 iShares Rus Mid Cap ETF ETF 464287499 329 4445 SH DFND 0 0 4445 iShares Russell 1000 ETF ETF 464287622 702 3138 SH DFND 0 0 3138 iShares Russell 1000 Growth ET ETF 464287614 2916 11998 SH DFND 0 0 11998 iShares Russell 2000 ETF ETF 464287655 246 1112 SH DFND 0 0 1112 Iterum Therapeutics PLC COM g6333l101 1 724 SH DFND 0 0 724 Johnson & Johnson COM 478160104 14780 89927 SH DFND 0 19328 70599 Johnson Controls Intl PLC COM g51502105 1233 20671 SH DFND 0 0 20671 Jounce Therapeutics Inc COM 481116101 10 1009 SH DFND 0 0 1009 JPMorgan Chase & Co COM 46625h100 18720 122970 SH DFND 0 40927 82043 Kaiser Aluminum Corp COM 483007704 54 490 SH DFND 0 0 490 Keurig Dr Pepper Inc COM 49271v100 13 368 SH DFND 0 0 368 KeyCorp COM 493267108 311 15590 SH DFND 0 0 15590 Kimberly Clark Corp COM 494368103 14119 101541 SH DFND 0 29109 72432 Kinder Morgan Inc COM 49456b101 6606 396751 SH DFND 0 189994 206757 Kindred Biosciences Inc COM 494577109 16 3129 SH DFND 0 0 3129 KKR & Co Inc Cl A COM 48251w104 14940 305837 SH DFND 0 305837 0 Knoll Inc COM 498904200 27 1630 SH DFND 0 0 1630 Kraft Heinz Co COM 500754106 23 578 SH DFND 0 0 578 Kroger Co COM 501044101 332 9217 SH DFND 0 0 9217 Lakeland Financial Corp COM 511656100 81 1170 SH DFND 0 0 1170 Lancaster Colony Corp COM 513847103 69 392 SH DFND 0 0 392 Lauder Estee Cos Inc Cl A COM 518439104 901 3099 SH DFND 0 0 3099 Lawson Prods Inc COM 520776105 188 3628 SH DFND 0 0 3628 La-Z-Boy Inc COM 505336107 73 1730 SH DFND 0 0 1730 Lemonade Inc COM 52567d107 3176 34100 SH DFND 0 11000 23100 Lilly Eli & Co COM 532457108 51071 273368 SH DFND 0 45279 228089 Limelight Networks Inc COM 53261m104 83 23235 SH DFND 0 0 23235 Linde PLC COM g5494j103 30 106 SH DFND 0 0 106 Lockheed Martin Corp COM 539830109 1449 3921 SH DFND 0 0 3921 Lowes Cos Inc COM 548661107 4197 22068 SH DFND 0 0 22068 Lululemon Athletica Inc COM 550021109 323 1053 SH DFND 0 0 1053 Macrogenics Inc COM 556099109 79 2474 SH DFND 0 0 2474 Madison Square Grdn Sprt Corp COM 55825t103 14177 79000 SH DFND 0 79000 0 Magellan Midstream Partners LP LTD 559080106 22651 522400 SH DFND 0 300897 221503 Magnite Inc COM 55955d100 425 10216 SH DFND 0 0 10216 Magnolia Oil & Gas Corp Cl A COM 559663109 52 4540 SH DFND 0 0 4540 Managed Portfolio Ser Tortoise ETF 56167n720 1147 56574 SH DFND 0 56574 0 Marathon Petroleum Corp COM 56585a102 175 3279 SH DFND 0 0 3279 MarineMax Inc COM 567908108 314 6368 SH DFND 0 0 6368 Marriott Intl Inc Cl A COM 571903202 518 3500 SH DFND 0 0 3500 Marsh & McLennan Cos Inc COM 571748102 354 2908 SH DFND 0 0 2908 Masco Corp COM 574599106 2595 43323 SH DFND 0 0 43323 Matador Resources Co COM 576485205 73 3110 SH DFND 0 0 3110 Match Group Inc COM 57667l107 7569 55099 SH DFND 0 0 55099 Materion Corp COM 576690101 113 1713 SH DFND 0 0 1713 McCormick & Co Inc Non Vtg COM 579780206 1 12 SH DFND 0 0 12 McDonalds Corp COM 580135101 457 2038 SH DFND 0 0 2038 McKesson Corp COM 58155q103 16 85 SH DFND 0 0 85 Medtronic PLC COM g5960l103 1063 9002 SH DFND 0 1025 7977 MercadoLibre Inc COM 58733r102 383 260 SH DFND 0 0 260 Merck & Co Inc COM 58933y105 11134 144427 SH DFND 0 25183 119243 Methode Electronics Inc COM 591520200 58 1380 SH DFND 0 0 1380 Mettler Toledo International COM 592688105 198 171 SH DFND 0 0 171 MGE Energy Inc COM 55277p104 51 715 SH DFND 0 0 715 Micro Focus International PLC ADR 594837403 0 18 SH DFND 0 0 18 Microchip Technology Inc COM 595017104 216 1394 SH DFND 0 0 1394 Microsoft Corp COM 594918104 69631 295335 SH DFND 0 189634 105701 MKS Instrument Inc COM 55306n104 53 285 SH DFND 0 0 285 Mondelez Intl Inc Cl A COM 609207105 1707 29166 SH DFND 0 0 29166 Mongodb Inc Cl A COM 60937p106 25800 96475 SH DFND 0 46800 49675 Monster Beverage Corp COM 61174x109 46 510 SH DFND 0 0 510 Morgan Stanley COM 617446448 19276 248216 SH DFND 0 111213 137003 Motorcar Pts America Inc COM 620071100 26 1169 SH DFND 0 0 1169 Motorola Solutions Inc COM 620076307 1505 8005 SH DFND 0 7000 1005 Mplx Lp LTD 55336v100 2590 101056 SH DFND 0 57963 43093 Myomo Inc Com New COM 62857j201 20 1570 SH DFND 0 666 904 Nabriva Therapeutics Plc Shs N COM g63637113 2 1007 SH DFND 0 0 1007 NASDAQ Inc COM 631103108 3583 24298 SH DFND 0 0 24298 Natus Medical Inc COM 639050103 20 790 SH DFND 0 0 790 NeoGenomics Inc COM 64049m209 239 4959 SH DFND 0 0 4959 NeoPhotonics Corp COM 64051t100 23 1958 SH DFND 0 0 1958 Nextera Energy Inc COM 65339f101 60453 799534 SH DFND 0 387226 412308 Nike Inc Cl B COM 654106103 811 6100 SH DFND 0 0 6100 Nio Inc ADS ADR 62914v106 8 200 SH DFND 0 0 200 NiSource Inc COM 65473p105 1852 76795 SH DFND 0 56768 20026 Norfolk Southern Corp COM 655844108 929 3461 SH DFND 0 0 3461 Novartis A G ADR 66987v109 98 1146 SH DFND 0 0 1146 Nutanix Inc Cl A COM 67059n108 26 990 SH DFND 0 0 990 Nutrien Ltd COM 67077m108 6226 115524 SH DFND 0 85030 30494 Nvent Electric PLC COM g6700g107 0 1 SH DFND 0 0 1 NVIDIA Corp COM 67066g104 473 885 SH DFND 0 0 885 NXP Semiconductors NV COM n6596x109 287 1426 SH DFND 0 0 1426 Occidental Petroleum Corp Wt E COM 674599162 3 216 SH DFND 0 0 216 Okta Inc Cl A COM 679295105 12476 56600 SH DFND 0 30800 25800 Olin Corp COM 680665205 125 3282 SH DFND 0 0 3282 Omnicom Group Inc COM 681919106 157 2112 SH DFND 0 0 2112 ON Semiconductor Corp COM 682189105 205 4928 SH DFND 0 0 4928 One Gas Inc COM 68235p108 92 1195 SH DFND 0 0 1195 Oneok Inc COM 682680103 7348 145041 SH DFND 0 131214 13827 Onto Innovation Inc COM 683344105 144 2187 SH DFND 0 0 2187 Oracle Corp COM 68389x105 1592 22690 SH DFND 0 0 22690 Otis Worldwide Corp COM 68902v107 776 11344 SH DFND 0 0 11344 Otonomy Inc COM 68906l105 16 6442 SH DFND 0 0 6442 Oxford Industries Inc COM 691497309 46 530 SH DFND 0 0 530 Palo Alto Networks Inc COM 697435105 63 197 SH DFND 0 0 197 Paratek Pharmaceuticals Inc COM 699374302 15 2159 SH DFND 0 0 2159 Paychex Inc COM 704326107 1337 13645 SH DFND 0 0 13645 Paypal Holdings Inc COM 70450y103 80525 331595 SH DFND 0 191300 140295 Pebblebrook Hotel Tr RE 70509v100 74 3030 SH DFND 0 0 3030 Pentair PLC COM g7s00t104 50 806 SH DFND 0 0 806 PepsiCo Inc COM 713448108 4404 31136 SH DFND 0 0 31136 Perspecta Inc COM 715347100 0 6 SH DFND 0 0 6 Pfizer Inc COM 717081103 2902 80113 SH DFND 0 3861 76252 Philip Morris Intl Inc COM 718172109 4098 46175 SH DFND 0 19888 26286 Phillips 66 COM 718546104 4254 52176 SH DFND 0 42057 10119 Phillips 66 Partners LP Rep In LTD 718549207 121 3826 SH DFND 0 0 3826 Physicians Realty Trust RE 71943u104 85 4810 SH DFND 0 0 4810 Pioneer Natural Resources Co COM 723787107 42 267 SH DFND 0 0 267 Plains All American Pipeline L LTD 726503105 3908 429465 SH DFND 0 377428 52037 Plexus Corp COM 729132100 107 1160 SH DFND 0 0 1160 Power Integrations Inc COM 739276103 167 2052 SH DFND 0 0 2052 PPL Corp COM 69351t106 13856 480438 SH DFND 0 249642 230796 Procter And Gamble Co COM 742718109 2660 19641 SH DFND 0 0 19641 Profire Energy Inc COM 74316x101 14 12822 SH DFND 0 0 12822 PROS Holdings Inc COM 74346y103 79 1858 SH DFND 0 0 1858 Prudential PLC ADR ADR 74435k204 46 1080 SH DFND 0 0 1080 Public Service Enterprise Grou COM 744573106 21099 350431 SH DFND 0 153622 196809 QTS Realty Trust Inc Cl A RE 74736a103 119 1920 SH DFND 0 0 1920 Qualcomm Inc COM 747525103 256 1932 SH DFND 0 0 1932 Quanterix Corp COM 74766q101 138 2364 SH DFND 0 0 2364 Rambus Inc COM 750917106 73 3760 SH DFND 0 0 3760 Rapid7 Inc COM 753422104 86 1152 SH DFND 0 0 1152 Rayonier Inc RE 754907103 2601 80641 SH DFND 0 41725 38916 Raytheon Technologies Corp COM 75513e101 1775 22978 SH DFND 0 0 22978 Repligen Corp COM 759916109 82 423 SH DFND 0 0 423 Resideo Technologies Inc COM 76118y104 0 16 SH DFND 0 0 16 ResMed Inc COM 761152107 287 1482 SH DFND 0 0 1482 Rocket Cos Inc Cl A COM 77311w101 11545 500000 SH DFND 0 500000 0 Rogers Communications Inc Cl B COM 775109200 6901 149694 SH DFND 0 67245 82449 Rogers Corp COM 775133101 75 401 SH DFND 0 0 401 Rollins Inc COM 775711104 1516 44044 SH DFND 0 0 44044 Ross Stores Inc COM 778296103 218 1820 SH DFND 0 0 1820 Royal Dutch Shell PLC Sp ADR A ADR 780259206 3025 77149 SH DFND 0 12453 64695 Rush Enterprises Inc Cl A COM 781846209 175 3520 SH DFND 0 0 3520 Ryanair Holdings PLC Sp ADR Ne ADR 783513203 51 446 SH DFND 0 0 446 S&P Global Inc COM 78409v104 829 2350 SH DFND 0 0 2350 Salesforce.com Inc COM 79466l302 70 330 SH DFND 0 0 330 Sangamo Therapeutics Inc COM 800677106 16 1273 SH DFND 0 0 1273 Sanofi Sp ADR ADR 80105n105 71 1445 SH DFND 0 0 1445 Sap SE Sp ADR ADR 803054204 88 715 SH DFND 0 0 715 Schlumberger Ltd COM 806857108 60 2218 SH DFND 0 0 2218 Schwab Charles Corp COM 808513105 59 908 SH DFND 0 0 908 Select Sector SPDR Consumer St ETF 81369y308 72 1059 SH DFND 0 0 1059 Select Sector SPDR Energy ETF 81369y506 26 526 SH DFND 0 0 526 Select Sector SPDR Financial ETF 81369y605 127 3739 SH DFND 0 0 3739 Select Sector SPDR Healthcare ETF 81369y209 218 1865 SH DFND 0 0 1865 Select Sector SPDR Industrials ETF 81369y704 68 696 SH DFND 0 0 696 Select Sector SPDR Materials ETF 81369y100 82 1035 SH DFND 0 0 1035 Select Sector SPDR Tr Real Est COM 81369y860 22 551 SH DFND 0 0 551 Select Sector SPDR Utilities ETF 81369y886 150 2346 SH DFND 0 0 2346 Selective Insurance Group Inc COM 816300107 141 1950 SH DFND 0 0 1950 Semtech Corp COM 816850101 74 1070 SH DFND 0 0 1070 Shell Midstream Partners LP In LTD 822634101 75 5656 SH DFND 0 0 5656 Shockwave Med Inc COM 82489t104 33 251 SH DFND 0 0 251 Shopify Inc Cl A COM 82509l107 434 392 SH DFND 0 0 392 Sientra Inc COM 82621j105 22 3082 SH DFND 0 0 3082 Simply Good Foods Co COM 82900l102 97 3180 SH DFND 0 0 3180 Smucker J M Co COM 832696405 167 1321 SH DFND 0 0 1321 Sonic Automotive Inc Cl A COM 83545g102 122 2455 SH DFND 0 0 2455 Sotherly Hotels Inc RE 83600c103 48 13679 SH DFND 0 0 13679 South St Corp COM 840441109 92 1175 SH DFND 0 0 1175 Southern Co COM 842587107 23942 385175 SH DFND 0 170091 215083 Southern Copper Corp COM 84265v105 43794 645265 SH DFND 0 332027 313238 SPDR S&P 500 ETF Tr ETF 78462f103 317 800 SH DFND 0 0 800 SPDR S&P 500 ETF Trust Call Op ETF 78462F903 791 45 SH DFND 0 0 45 SPDR S&P 500 ETF Trust Call Op ETF 78462F903 1504 88 SH DFND 0 0 88 SPDR S&P 500 ETF Trust Call Op ETF 78462F903 3125 206 SH DFND 0 0 206 SPDR S&P 500 ETF Trust Call Op ETF 78462F903 4175 278 SH DFND 0 0 278 SPDR S&P 500 ETF Trust Call Op ETF 78462F903 5733 398 SH DFND 0 0 398 SPDR S&P 500 ETF Trust Call Op ETF 78462F903 1820 137 SH DFND 0 0 137 SPDR S&P Mid Cap 400 ETF Tr ETF 78467y107 38 80 SH DFND 0 0 80 SPDR S&P Regl Banking ETF 78464a698 37 557 SH DFND 0 0 557 Spero Therapeutics Inc COM 84833t103 33 2215 SH DFND 0 0 2215 Splunk Inc COM 848637104 52 385 SH DFND 0 0 385 Square Inc Cl A COM 852234103 45 200 SH DFND 0 0 200 Stag Industrial Inc RE 85254j102 373 11088 SH DFND 0 0 11088 Standex Intl Corp COM 854231107 38 400 SH DFND 0 0 400 Stanley Black & Decker Inc COM 854502101 179 898 SH DFND 0 0 898 State Street Corp COM 857477103 205 2446 SH DFND 0 0 2446 Steris Plc Shs Usd COM g8473t100 155 814 SH DFND 0 0 814 Stoneridge Inc COM 86183p102 29 910 SH DFND 0 0 910 Stryker Corp COM 863667101 368 1511 SH DFND 0 0 1511 Synnex Corp COM 87162w100 81 701 SH DFND 0 0 701 Sysco Corp COM 871829107 81 1033 SH DFND 0 0 1033 T2 Biosystems Inc COM 89853l104 5 2908 SH DFND 0 0 2908 Taiwan Semiconductor Mfg Ltd S ADR 874039100 602 5093 SH DFND 0 0 5093 Targa Res Corp COM 87612g101 304 9567 SH DFND 0 0 9567 TC Energy Corp COM 87807b107 7508 164106 SH DFND 0 76505 87601 TC Pipelines LP LTD 87233q108 73 2413 SH DFND 0 0 2413 Texas Instruments Inc COM 882508104 237 1252 SH DFND 0 0 1252 The Trade Desk Inc Cl A COM 88339j105 2965 4550 SH DFND 0 1450 3100 Thermo Fisher Scientific Inc COM 883556102 673 1474 SH DFND 0 0 1474 Titan Machinery Inc COM 88830r101 47 1857 SH DFND 0 0 1857 TJX Cos Inc COM 872540109 595 9000 SH DFND 0 0 9000 Topbuild Corp COM 89055f103 943 4503 SH DFND 0 0 4503 Tractor Supply Co COM 892356106 416 2350 SH DFND 0 0 2350 Trichome Financial Corp COM 89832q109 214 3668 SH DFND 0 0 3668 Twilio Inc Cl A COM 90138f102 7241 21250 SH DFND 0 0 21250 Uber Technologies Inc COM 90353t100 74 1365 SH DFND 0 0 1365 Unilever PLC Sp ADR ADR 904767704 267 4780 SH DFND 0 0 4780 Union Pacific Corp COM 907818108 4529 20546 SH DFND 0 0 20546 United Microelectronics Corp S ADR 910873405 11 1250 SH DFND 0 0 1250 United Parcel Service Inc Cl B COM 911312106 1130 6646 SH DFND 0 2456 4190 UnitedHealth Group Inc COM 91324p102 775 2084 SH DFND 0 0 2084 Uniti Group Inc RE 91325v108 23 2112 SH DFND 0 0 2112 US Bancorp Del COM 902973304 11794 213236 SH DFND 0 130853 82383 US Ecology Inc COM 91734m103 34 820 SH DFND 0 0 820 Valero Energy Corp COM 91913y100 3616 50506 SH DFND 0 46303 4203 Valvoline Inc COM 92047w101 37 1405 SH DFND 0 0 1405 Vaneck Vectors ETF Tr Oil Serv ETF 92189h607 3 16 SH DFND 0 0 16 Vanguard All World ex-US ETF 922042775 219 3612 SH DFND 0 0 3612 Vanguard REIT ETF ETF 922908553 64 697 SH DFND 0 0 697 Vanguard S&P 500 ETF ETF 922908363 510 1400 SH DFND 0 0 1400 Vanguard Tax Mgd FTSE Dev Mkt ETF 921943858 52 1063 SH DFND 0 0 1063 Vanguard Total Stock Mkt ETF 922908769 879 4252 SH DFND 0 0 4252 Veracyte Inc COM 92337f107 99 1850 SH DFND 0 0 1850 Vericel Corp COM 92346j108 332 5985 SH DFND 0 0 5985 Verizon Communications Inc COM 92343v104 39809 684599 SH DFND 0 323265 361334 Verra Mobility Corp COM 92511u102 58 4310 SH DFND 0 0 4310 Viatris Inc COM 92556v106 138 9875 SH DFND 0 479 9396 Visa Inc Cl A COM 92826c839 1194 5638 SH DFND 0 0 5638 Visteon Corp COM 92839u206 68 560 SH DFND 0 0 560 VMware Inc Cl A COM 928563402 48 317 SH DFND 0 0 317 Vontier Corporation COM 928881101 23 760 SH DFND 0 0 760 Vor Biopharma Inc COM 929033108 2394 55555 SH DFND 0 55555 0 Vulcan Materials Co COM 929160109 127 753 SH DFND 0 0 753 Wabtec Corp COM 929740108 2 21 SH DFND 0 0 21 Wal-Mart Stores Inc COM 931142103 9922 73048 SH DFND 0 18784 54264 Waste Management Inc COM 94106l109 221 1716 SH DFND 0 0 1716 Wells Fargo & Co COM 949746101 1 29 SH DFND 0 0 29 Welltower Inc RE 95040q104 306 4273 SH DFND 0 0 4273 Western Midstream Partners LP LTD 958669103 214 11518 SH DFND 0 0 11518 Westpac Banking Corp Sp ADR ADR 961214301 31 1667 SH DFND 0 0 1667 Weyerhaeuser Co RE 962166104 2476 69550 SH DFND 0 0 69550 Whirlpool Corp COM 963320106 527 2390 SH DFND 0 2390 0 Williams Cos Inc COM 969457100 590 24908 SH DFND 0 0 24908 Wolverine World Wide Inc COM 978097103 92 2400 SH DFND 0 0 2400 Xerox Holdings Corp Com New COM 98421m106 18 748 SH DFND 0 0 748 Zimmer Biomet Holdings Inc COM 98956p102 8 49 SH DFND 0 0 49 Zoetis Inc Cl A COM 98978v103 655 4160 SH DFND 0 0 4160 Zoom Video Communications Inc COM 98980l101 1285 4000 SH DFND 0 4000 0