0001567619-21-002169.txt : 20210204 0001567619-21-002169.hdr.sgml : 20210204 20210204095507 ACCESSION NUMBER: 0001567619-21-002169 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210204 DATE AS OF CHANGE: 20210204 EFFECTIVENESS DATE: 20210204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bollard Group LLC CENTRAL INDEX KEY: 0001556218 IRS NUMBER: 043450484 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15049 FILM NUMBER: 21589309 BUSINESS ADDRESS: STREET 1: ONE JOY STREET CITY: BOSTON STATE: MA ZIP: 02108 BUSINESS PHONE: 617-720-5800 MAIL ADDRESS: STREET 1: ONE JOY STREET CITY: BOSTON STATE: MA ZIP: 02108 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001556218 XXXXXXXX 12-31-2020 12-31-2020 Bollard Group LLC

ONE JOY STREET BOSTON MA 02108

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Global Inc COM 78409v104 773 2350 SH DFND 0 0 2350 Salesforce.com Inc COM 79466l302 73 330 SH DFND 0 0 330 Sangamo Therapeutics Inc COM 800677106 20 1273 SH DFND 0 0 1273 Sanofi Sp ADR ADR 80105n105 70 1445 SH DFND 0 0 1445 Sap SE Sp ADR ADR 803054204 93 715 SH DFND 0 0 715 Schlumberger Ltd COM 806857108 48 2218 SH DFND 0 0 2218 Schwab Charles Corp COM 808513105 48 908 SH DFND 0 0 908 Select Sector SPDR Consumer St ETF 81369y308 71 1053 SH DFND 0 0 1053 Select Sector SPDR Energy ETF 81369y506 20 521 SH DFND 0 0 521 Select Sector SPDR Financial ETF 81369y605 110 3722 SH DFND 0 0 3722 Select Sector SPDR Healthcare ETF 81369y209 211 1859 SH DFND 0 0 1859 Select Sector SPDR Industrials ETF 81369y704 61 693 SH DFND 0 0 693 Select Sector SPDR Materials ETF 81369y100 75 1031 SH DFND 0 0 1031 Select Sector SPDR Tr Real Est COM 81369y860 20 545 SH DFND 0 0 545 Select Sector SPDR Utilities ETF 81369y886 146 2329 SH DFND 0 0 2329 Selective Insurance Group Inc COM 816300107 131 1950 SH DFND 0 0 1950 Semtech Corp COM 816850101 77 1070 SH DFND 0 0 1070 Shell Midstream Partners LP In LTD 822634101 57 5656 SH DFND 0 0 5656 Shockwave Med Inc COM 82489t104 0 1 SH DFND 0 0 1 Shopify Inc Cl A COM 82509l107 444 392 SH DFND 0 0 392 Sientra Inc COM 82621j105 12 3082 SH DFND 0 0 3082 Simply Good Foods Co COM 82900l102 100 3180 SH DFND 0 0 3180 Smucker J M Co COM 832696405 153 1321 SH DFND 0 0 1321 Sonic Automotive Inc Cl A COM 83545g102 95 2455 SH DFND 0 0 2455 Sotherly Hotels Inc RE 83600c103 34 13679 SH DFND 0 0 13679 South St Corp COM 840441109 85 1175 SH DFND 0 0 1175 Southern Co COM 842587107 22955 373675 SH DFND 0 168371 205303 Southern Copper Corp COM 84265v105 41778 641548 SH DFND 0 329681 311867 SPDR S&P 500 ETF Tr ETF 78462f103 299 800 SH DFND 0 0 800 SPDR S&P 500 ETF Trust Call Op EFT 78462F903 698 45 SH DFND 0 0 45 SPDR S&P 500 ETF Trust Call Op EFT 78462F903 1323 88 SH DFND 0 0 88 SPDR S&P 500 ETF Trust Call Op EFT 78462F903 2876 218 SH DFND 0 0 218 SPDR S&P 500 ETF Trust Call Op EFT 78462F903 3695 290 SH DFND 0 0 290 SPDR S&P 500 ETF Trust Call Op EFT 78462F903 5298 431 SH DFND 0 0 431 SPDR S&P 500 ETF Trust Call Op EFT 78462F903 1632 143 SH DFND 0 0 143 SPDR S&P Mid Cap 400 ETF Tr ETF 78467y107 34 80 SH DFND 0 0 80 SPDR S&P Regl Banking ETF 78464a698 29 554 SH DFND 0 0 554 Spero Therapeutics Inc COM 84833t103 43 2215 SH DFND 0 0 2215 Splunk Inc COM 848637104 65 385 SH DFND 0 0 385 Square Inc Cl A COM 852234103 131 600 SH DFND 0 0 600 Staar Surgical Co COM 852312305 1426 18000 SH DFND 0 0 18000 Stag Industrial Inc RE 85254j102 347 11088 SH DFND 0 0 11088 Standex Intl Corp COM 854231107 31 400 SH DFND 0 0 400 Stanley Black & Decker Inc COM 854502101 160 898 SH DFND 0 0 898 State Street Corp COM 857477103 178 2446 SH DFND 0 0 2446 Steris Plc Shs Usd COM g8473t100 154 814 SH DFND 0 0 814 Stoneridge Inc COM 86183p102 28 910 SH DFND 0 0 910 Stryker Corp COM 863667101 370 1509 SH DFND 0 0 1509 Synnex Corp COM 87162w100 57 701 SH DFND 0 0 701 Sysco Corp COM 871829107 77 1033 SH DFND 0 0 1033 T2 Biosystems Inc COM 89853l104 4 2908 SH DFND 0 0 2908 Taiwan Semiconductor Mfg Ltd S ADR 874039100 555 5093 SH DFND 0 0 5093 Targa Res Corp COM 87612g101 252 9567 SH DFND 0 0 9567 TC Energy Corp COM 87807b107 4214 103492 SH DFND 0 76505 26987 TC Pipelines LP LTD 87233q108 398 13513 SH DFND 0 0 13513 Texas Instruments Inc COM 882508104 205 1252 SH DFND 0 0 1252 Thermo Fisher Scientific Inc COM 883556102 687 1474 SH DFND 0 0 1474 Titan Machinery Inc COM 88830r101 36 1857 SH DFND 0 0 1857 TJX Cos Inc COM 872540109 615 9000 SH DFND 0 0 9000 Topbuild Corp COM 89055f103 829 4503 SH DFND 0 0 4503 Tractor Supply Co COM 892356106 330 2350 SH DFND 0 0 2350 Trichome Financial Corp COM 89832q109 176 3668 SH DFND 0 0 3668 Twilio Inc Cl A COM 90138f102 7125 21050 SH DFND 0 0 21050 Uber Technologies Inc COM 90353t100 70 1365 SH DFND 0 0 1365 Unilever PLC Sp ADR ADR 904767704 288 4772 SH DFND 0 0 4772 Union Pacific Corp COM 907818108 4275 20532 SH DFND 0 0 20532 United Microelectronics Corp S ADR 910873405 6 700 SH DFND 0 0 700 United Parcel Service Inc Cl B COM 911312106 1116 6628 SH DFND 0 2456 4172 UnitedHealth Group Inc COM 91324p102 731 2084 SH DFND 0 0 2084 Uniti Group Inc RE 91325v108 25 2112 SH DFND 0 0 2112 US Bancorp Del COM 902973304 9871 211861 SH DFND 0 129743 82118 US Ecology Inc COM 91734m103 30 820 SH DFND 0 0 820 Valero Energy Corp COM 91913y100 2857 50499 SH DFND 0 46303 4196 Valvoline Inc COM 92047w101 33 1407 SH DFND 0 0 1407 Vaneck Vectors ETF Tr Oil Serv ETF 92189h607 2 16 SH DFND 0 0 16 Vanguard All World ex-US ETF 922042775 165 2821 SH DFND 0 0 2821 Vanguard REIT ETF ETF 922908553 43 512 SH DFND 0 0 512 Vanguard S&P 500 ETF ETF 922908363 69 200 SH DFND 0 0 200 Vanguard Tax Mgd FTSE Dev Mkt ETF 921943858 50 1058 SH DFND 0 0 1058 Vanguard Total Stock Mkt ETF 922908769 643 3302 SH DFND 0 0 3302 Veracyte Inc COM 92337f107 91 1850 SH DFND 0 0 1850 Vericel Corp COM 92346j108 185 5985 SH DFND 0 0 5985 Verizon Communications Inc COM 92343v104 39336 669555 SH DFND 0 319634 349921 Verra Mobility Corp COM 92511u102 58 4310 SH DFND 0 0 4310 Viatris Inc COM 92556v106 185 9875 SH DFND 0 479 9396 Visa Inc Cl A COM 92826c839 1233 5638 SH DFND 0 0 5638 Visteon Corp COM 92839u206 70 560 SH DFND 0 0 560 VMware Inc Cl A COM 928563402 44 317 SH DFND 0 0 317 Vontier Corporation COM 928881101 25 760 SH DFND 0 0 760 Vulcan Materials Co COM 929160109 112 753 SH DFND 0 0 753 Wabtec Corp COM 929740108 2 21 SH DFND 0 0 21 Wal-Mart Stores Inc COM 931142103 10512 72926 SH DFND 0 18719 54208 Waste Management Inc COM 94106l109 201 1708 SH DFND 0 0 1708 Wells Fargo & Co COM 949746101 1 29 SH DFND 0 0 29 Welltower Inc RE 95040q104 276 4273 SH DFND 0 0 4273 Western Midstream Partners LP LTD 958669103 159 11518 SH DFND 0 0 11518 Westpac Banking Corp Sp ADR ADR 961214301 25 1667 SH DFND 0 0 1667 Weyerhaeuser Co RE 962166104 2324 69308 SH DFND 0 0 69308 Whirlpool Corp COM 963320106 429 2376 SH DFND 0 2376 0 Williams Cos Inc COM 969457100 491 24496 SH DFND 0 0 24496 Wolverine World Wide Inc COM 978097103 75 2400 SH DFND 0 0 2400 Xerox Holdings Corp Com New COM 98421m106 17 746 SH DFND 0 0 746 Zimmer Biomet Holdings Inc COM 98956p102 8 49 SH DFND 0 0 49 Zoetis Inc Cl A COM 98978v103 109 660 SH DFND 0 0 660 Zoom Video Communications Inc COM 98980l101 1585 4700 SH DFND 0 4000 700