0001567619-20-015029.txt : 20200813 0001567619-20-015029.hdr.sgml : 20200813 20200813105146 ACCESSION NUMBER: 0001567619-20-015029 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200813 DATE AS OF CHANGE: 20200813 EFFECTIVENESS DATE: 20200813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bollard Group LLC CENTRAL INDEX KEY: 0001556218 IRS NUMBER: 043450484 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15049 FILM NUMBER: 201097862 BUSINESS ADDRESS: STREET 1: ONE JOY STREET CITY: BOSTON STATE: MA ZIP: 02108 BUSINESS PHONE: 617-720-5800 MAIL ADDRESS: STREET 1: ONE JOY STREET CITY: BOSTON STATE: MA ZIP: 02108 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001556218 XXXXXXXX 06-30-2020 06-30-2020 Bollard Group LLC

ONE JOY STREET BOSTON MA 02108

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Energy ETF 81369y506 47 1252 SH DFND 0 0 1252 Select Sector SPDR Financial ETF 81369y605 108 4667 SH DFND 0 0 4667 Select Sector SPDR Healthcare ETF 81369y209 185 1853 SH DFND 0 0 1853 Select Sector SPDR Industrials ETF 81369y704 65 946 SH DFND 0 0 946 Select Sector SPDR Materials ETF 81369y100 72 1284 SH DFND 0 0 1284 Select Sector SPDR Tr Real Est COM 81369y860 24 683 SH DFND 0 0 683 Select Sector SPDR Utilities ETF 81369y886 159 2812 SH DFND 0 0 2812 Selective Insurance Group Inc COM 816300107 103 1950 SH DFND 0 0 1950 Semtech Corp COM 816850101 56 1070 SH DFND 0 0 1070 Shell Midstream Partners LP In LTD 822634101 69 5656 SH DFND 0 0 5656 Shockwave Med Inc COM 82489t104 0 1 SH DFND 0 0 1 Shopify Inc Cl A COM 82509l107 372 392 SH DFND 0 0 392 Sientra Inc COM 82621j105 50 12810 SH DFND 0 0 12810 Simply Good Foods Co COM 82900l102 59 3180 SH DFND 0 0 3180 Smith & Nephew PLC Sp ADR ADR 83175m205 148 3883 SH DFND 0 0 3883 Smucker J M Co COM 832696405 140 1321 SH DFND 0 0 1321 Sonic Automotive Inc Cl A COM 83545g102 78 2455 SH DFND 0 0 2455 Sotherly Hotels Inc RE 83600c103 34 13679 SH DFND 0 0 13679 South St Corp COM 840441109 56 1175 SH DFND 0 0 1175 Southern Co COM 842587107 19279 371827 SH DFND 0 164824 207002 Southern Copper Corp COM 84265v105 25482 640726 SH DFND 0 324493 316234 SPDR S&P 500 ETF Tr ETF 78462f103 247 800 SH DFND 0 0 800 SPDR S&P 500 ETF Trust Call Op ETF 78462F903 427 45 SH DFND 0 0 45 SPDR S&P 500 ETF Trust Call Op ETF 78462F903 799 88 SH DFND 0 0 88 SPDR S&P 500 ETF Trust Call Op ETF 78462F903 1699 226 SH DFND 0 0 226 SPDR S&P 500 ETF Trust Call Op ETF 78462F903 2128 298 SH DFND 0 0 298 SPDR S&P 500 ETF Trust Call Op ETF 78462F903 3067 453 SH DFND 0 0 453 SPDR S&P 500 ETF Trust Call Op ETF 78462F903 889 147 SH DFND 0 0 147 SPDR S&P Mid Cap 400 ETF Tr ETF 78467y107 26 80 SH DFND 0 0 80 SPDR S&P Regl Banking ETF 78464a698 36 949 SH DFND 0 0 949 Spero Therapeutics Inc COM 84833t103 30 2215 SH DFND 0 0 2215 Splunk Inc COM 848637104 76 385 SH DFND 0 0 385 Staar Surgical Co COM 852312305 1108 18000 SH DFND 0 0 18000 Stag Industrial Inc RE 85254j102 325 11088 SH DFND 0 0 11088 Standex Intl Corp COM 854231107 39 680 SH DFND 0 0 680 Stanley Black & Decker Inc COM 854502101 148 1063 SH DFND 0 0 1063 State Street Corp COM 857477103 155 2446 SH DFND 0 0 2446 Steris Plc Shs Usd COM g8473t100 125 814 SH DFND 0 0 814 Stoneridge Inc COM 86183p102 34 1650 SH DFND 0 0 1650 Stryker Corp COM 863667101 271 1504 SH DFND 0 0 1504 Sumitomo Mitsui Financial Grou ADR 86562m209 34 6105 SH DFND 0 0 6105 Suncor Energy Inc COM 867224107 31 1830 SH DFND 0 0 1830 Synnex Corp COM 87162w100 84 701 SH DFND 0 0 701 Sysco Corp COM 871829107 56 1033 SH DFND 0 0 1033 T2 Biosystems Inc COM 89853l104 15 12088 SH DFND 0 0 12088 Taiwan Semiconductor Mfg Ltd S ADR 874039100 289 5093 SH DFND 0 0 5093 Targa Res Corp COM 87612g101 227 11309 SH DFND 0 0 11309 TC Energy Corp COM 87807b107 5453 127226 SH DFND 0 74883 52343 TC Pipelines LP LTD 87233q108 420 13527 SH DFND 0 0 13527 Texas Instruments Inc COM 882508104 159 1252 SH DFND 0 0 1252 Thermo Fisher Scientific Inc COM 883556102 534 1474 SH DFND 0 0 1474 Titan Machinery Inc COM 88830r101 84 7718 SH DFND 0 0 7718 TJX Cos Inc COM 872540109 455 9000 SH DFND 0 0 9000 Topbuild Corp COM 89055f103 520 4570 SH DFND 0 0 4570 Tractor Supply Co COM 892356106 310 2350 SH DFND 0 0 2350 Trichome Financial Corp COM 89832q109 138 3668 SH DFND 0 0 3668 Twilio Inc Cl A COM 90138f102 4904 22350 SH DFND 0 0 22350 Uber Technologies Inc COM 90353t100 42 1365 SH DFND 0 0 1365 Unilever NV NY ADR 904784709 247 4630 SH DFND 0 0 4630 Unilever PLC Sp ADR ADR 904767704 37 680 SH DFND 0 0 680 Union Pacific Corp COM 907818108 3510 20759 SH DFND 0 0 20759 United Parcel Service Inc Cl B COM 911312106 737 6628 SH DFND 0 2456 4172 UnitedHealth Group Inc COM 91324p102 1100 3731 SH DFND 0 0 3731 Uniti Group Inc RE 91325v108 20 2112 SH DFND 0 0 2112 US Bancorp Del COM 902973304 11965 324969 SH DFND 0 126983 197986 US Ecology Inc COM 91734m103 47 1400 SH DFND 0 0 1400 Valero Energy Corp COM 91913y100 3749 63732 SH DFND 0 45500 18232 Valvoline Inc COM 92047w101 48 2495 SH DFND 0 0 2495 Vaneck Vectors ETF Tr Oil Serv ETF 92189h607 4 33 SH DFND 0 0 33 Vanguard Tax Mgd FTSE Dev Mkt ETF 921943858 59 1514 SH DFND 0 0 1514 Veracyte Inc COM 92337f107 48 1850 SH DFND 0 0 1850 Vericel Corp COM 92346j108 83 5985 SH DFND 0 0 5985 Verizon Communications Inc COM 92343v104 36778 667115 SH DFND 0 312933 354182 Verra Mobility Corp COM 92511u102 44 4310 SH DFND 0 0 4310 Visa Inc Cl A COM 92826c839 1567 8113 SH DFND 0 0 8113 Visteon Corp COM 92839u206 38 560 SH DFND 0 0 560 VMware Inc Cl A COM 928563402 49 317 SH DFND 0 0 317 Vulcan Materials Co COM 929160109 87 753 SH DFND 0 0 753 Wabtec Corp COM 929740108 1 21 SH DFND 0 0 21 Walgreens Boots Alliance Inc COM 931427108 110 2598 SH DFND 0 0 2598 Wal-Mart Stores Inc COM 931142103 9113 76084 SH DFND 0 18652 57432 Waste Management Inc COM 94106l109 181 1706 SH DFND 0 0 1706 Wells Fargo & Co COM 949746101 434 16939 SH DFND 0 0 16939 Welltower Inc RE 95040q104 221 4273 SH DFND 0 0 4273 Western Midstream Partners LP LTD 958669103 116 11518 SH DFND 0 0 11518 Westpac Banking Corp Sp ADR ADR 961214301 21 1642 SH DFND 0 0 1642 Weyerhaeuser Co RE 962166104 1967 87560 SH DFND 0 0 87560 Whirlpool Corp COM 963320106 308 2376 SH DFND 0 2376 0 Williams Cos Inc COM 969457100 466 24496 SH DFND 0 0 24496 Wolverine World Wide Inc COM 978097103 57 2400 SH DFND 0 0 2400 Xerox Holdings Corp Com New COM 98421m106 11 741 SH DFND 0 0 741 Zimmer Biomet Holdings Inc COM 98956p102 6 49 SH DFND 0 0 49 Zoetis Inc Cl A COM 98978v103 90 660 SH DFND 0 0 660