Managing Member and Chief Executive Officer

0001567619-20-010083.txt : 20200514 0001567619-20-010083.hdr.sgml : 20200514 20200514155040 ACCESSION NUMBER: 0001567619-20-010083 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200514 DATE AS OF CHANGE: 20200514 EFFECTIVENESS DATE: 20200514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bollard Group LLC CENTRAL INDEX KEY: 0001556218 IRS NUMBER: 043450484 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15049 FILM NUMBER: 20877555 BUSINESS ADDRESS: STREET 1: ONE JOY STREET CITY: BOSTON STATE: MA ZIP: 02108 BUSINESS PHONE: 617-720-5800 MAIL ADDRESS: STREET 1: ONE JOY STREET CITY: BOSTON STATE: MA ZIP: 02108 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001556218 XXXXXXXX 03-31-2020 03-31-2020 Bollard Group LLC

ONE JOY STREET BOSTON MA 02108

13F HOLDINGS REPORT 028-15049 N Anastasios Parafestas Managing Member and Chief Executive Officer 617-720-5800 /s/ Anastasios Parafestas Boston MA 05-14-2020 1 242 2250086 false 1 0001556198 028-15050 Parafestas Anastasios INFORMATION TABLE 2 form13fInfoTable.xml 3M Co COM 88579y101 801 5866 SH DFND 0 0 5866 Abbott Laboratories COM 002824100 13278 168271 SH DFND 0 66441 101830 AbbVie Inc COM 00287y109 313 4108 SH DFND 0 0 4108 Accenture PLC Ireland Class A COM g1151c101 3007 18421 SH DFND 0 0 18421 Advansix Inc COM 00773t101 3 277 SH DFND 0 0 277 Aflac Inc COM 001055102 148 4318 SH DFND 0 0 4318 Air Prods & Chems Inc COM 009158106 450 2253 SH DFND 0 0 2253 Alcoa Corp COM 013872106 26 4198 SH DFND 0 4198 0 Alibaba Group Holding Ltd Sp A ADR 01609w102 57186 294047 SH DFND 0 256450 37597 Allstate Corp COM 020002101 1616 17622 SH DFND 0 0 17622 Alphabet Inc Cap Stock Cl A COM 02079k305 52 45 SH DFND 0 0 45 Alphabet Inc Cap Stock Cl C COM 02079k107 28714 24694 SH DFND 0 19700 4994 Altria Group Inc COM 02209s103 2397 61986 SH DFND 0 24616 37370 Amazon.com Inc COM 023135106 88673 45480 SH DFND 0 37670 7810 American Electric Power Inc COM 025537101 36869 460972 SH DFND 0 217506 243466 American Express Co COM 025816109 14 168 SH DFND 0 0 168 AmerisourceBergen Corp COM 03073e105 107 1215 SH DFND 0 0 1215 Anheuser-Busch InBev SA NV Sp ADR 03524a108 5 123 SH DFND 0 0 123 Apple Inc COM 037833100 6760 26585 SH DFND 0 0 26585 Ashland Global Holdings Inc COM 044186104 36 719 SH DFND 0 0 719 AT&T Inc COM 00206r102 26840 920769 SH DFND 0 406821 513948 Bank America Corp COM 060505104 5571 262421 SH DFND 0 110057 152364 Bank N S Halifax COM 064149107 5113 125935 SH DFND 0 31010 94925 Bank New York Mellon Corp COM 064058100 23 695 SH DFND 0 0 695 Barrick Gold Corporation COM 067901108 267 14586 SH DFND 0 0 14586 BCE Inc COM 05534b760 16216 396876 SH DFND 0 177450 219426 Becton Dickinson & Co COM 075887109 1622 7060 SH DFND 0 0 7060 Berkshire Hathaway Inc Cl B COM 084670702 165 901 SH DFND 0 0 901 BHP Billiton Ltd Sp ADR ADR 088606108 6627 180624 SH DFND 0 37772 142852 Black Hills Corp COM 092113109 328 5118 SH DFND 0 0 5118 Blueprint Medicines Corp COM 09627y109 585 10000 SH DFND 0 0 10000 Boeing Co COM 097023105 20572 137939 SH DFND 0 12653 125286 Booking Holdings Inc COM 09857l108 168 125 SH DFND 0 0 125 Boston Scientific Corp COM 101137107 1065860 32665038 SH DFND 0 32277865 387173 BP PLC Sp ADR ADR 055622104 3083 126405 SH DFND 0 28760 97644 Bristol Myers Squibb Co COM 110122108 7678 137748 SH DFND 0 66165 71583 Campbell Soup Co COM 134429109 61 1312 SH DFND 0 0 1312 Capital One Financial Corp COM 14040h105 741 14706 SH DFND 0 0 14706 Cargurus Inc Cl A COM 141788109 15068 795589 SH DFND 0 795589 0 Carnival Corp COM 143658300 42 3200 SH DFND 0 0 3200 Caterpillar Inc COM 149123101 23218 200083 SH DFND 0 98609 101475 Chevron Corp COM 166764100 8721 120350 SH DFND 0 50665 69685 Chubb Limited COM h1467j104 144 1290 SH DFND 0 0 1290 Cincinnati Financial Corp COM 172062101 5796 76820 SH DFND 0 30236 46584 Citigroup Inc COM 172967424 49 1175 SH DFND 0 0 1175 Clorox Co COM 189054109 4753 27434 SH DFND 0 23526 3908 Coca-Cola Co COM 191216100 13641 308269 SH DFND 0 113000 195269 Colgate Palmolive Co COM 194162103 7112 107177 SH DFND 0 37370 69807 Comcast Corp Cl A COM 20030n101 1437 41792 SH DFND 0 0 41792 Conagra Brands Inc COM 205887102 2181 74337 SH DFND 0 67145 7192 Conduent Inc COM 206787103 1 530 SH DFND 0 0 530 ConocoPhillips COM 20825c104 3292 106894 SH DFND 0 57826 49068 Corteva Inc COM 22052l104 574 24411 SH DFND 0 15770 8641 Costamare Inc COM y1771g102 1 203 SH DFND 0 0 203 Costco Wholesale Corp COM 22160k105 4675 16397 SH DFND 0 0 16397 CVS Health Corp COM 126650100 1023 17240 SH DFND 0 0 17240 Deere & Co COM 244199105 16361 118422 SH DFND 0 56672 61750 Dell Technologies Inc Cl C COM 24703l202 5 119 SH DFND 0 0 119 DexCom Inc COM 252131107 54 200 SH DFND 0 0 200 Disney Walt Co Disney COM 254687106 2264 23437 SH DFND 0 0 23437 Docusign Inc COM 256163106 557 6029 SH DFND 0 0 6029 Dominion Energy Inc COM 25746u109 94 1304 SH DFND 0 0 1304 Douglas Emmett Inc RE 25960p109 323 10576 SH DFND 0 0 10576 Dow Inc COM 260557103 597 20420 SH DFND 0 15944 4476 Duke Energy Corp COM 26441c204 20884 258209 SH DFND 0 110508 147701 Duke Realty Corp RE 264411505 3721 114908 SH DFND 0 99563 15345 DuPont de Nemours Inc COM 26614n102 627 18390 SH DFND 0 15822 2568 Dxc Technology Co COM 23355l106 0 12 SH DFND 0 0 12 Elanco Animal Health Inc COM 28414h103 590 26368 SH DFND 0 0 26368 Emerson Electric Co COM 291011104 12346 259092 SH DFND 0 107277 151815 Enbridge Inc COM 29250n105 19478 669564 SH DFND 0 421541 248023 Energy Transfer LP LTD 29273v100 561 122055 SH DFND 0 0 122055 Enlink Midstream LLC Unit Rep LTD 29336t100 5 4836 SH DFND 0 0 4836 Enterprise Prods Partners L P LTD 293792107 18922 1323219 SH DFND 0 588521 734698 EOG Resources Inc COM 26875p101 211 5885 SH DFND 0 0 5885 ETF Ser Solutions US Global Je ETF 26922a842 152 10300 SH DFND 0 0 10300 Exelon Corp COM 30161n101 862 23414 SH DFND 0 0 23414 Exxon Mobil Corp COM 30231g102 956 25190 SH DFND 0 0 25190 Facebook Inc Cl A COM 30303m102 33521 200967 SH DFND 0 173550 27417 FedEx Corp COM 31428x106 380 3130 SH DFND 0 2121 1009 Fidelity Core Div ETF ETF 316092840 2809 122628 SH DFND 0 0 122628 Fifth Third Bancorp COM 316773100 287 19318 SH DFND 0 19318 0 FirstEnergy Corp COM 337932107 14236 355275 SH DFND 0 107648 247626 Fluor Corp COM 343412102 94 13618 SH DFND 0 0 13618 Fortinet Inc COM 34959e109 20 200 SH DFND 0 0 200 Fortis Inc COM 349553107 6528 169344 SH DFND 0 85987 83357 Freeport-McMoran Inc Cl B COM 35671d857 0 4 SH DFND 0 0 4 Frontier Communications Corp COM 35906a306 0 68 SH DFND 0 0 68 Gallagher Arthur J & Co COM 363576109 7509 92118 SH DFND 0 52582 39535 Gap Inc COM 364760108 6 821 SH DFND 0 0 821 Garrett Motion Inc COM 366505105 2 778 SH DFND 0 0 778 Gartner Inc COM 366651107 15446 155128 SH DFND 0 21048 134080 General Electric Co COM 369604103 35 4450 SH DFND 0 0 4450 General Mills Inc COM 370334104 393 7441 SH DFND 0 0 7441 Genuine Parts Co COM 372460105 1378 20459 SH DFND 0 19358 1101 Goldman Sachs Group Inc COM 38141g104 2070 13392 SH DFND 0 7543 5849 Halliburton Co COM 406216101 0 14 SH DFND 0 0 14 Hasbro Inc COM 418056107 545 7616 SH DFND 0 7616 0 Healthpeak Properties Inc RE 42250p103 7073 296582 SH DFND 0 56833 239749 Hess Corp COM 42809h107 138 4144 SH DFND 0 0 4144 Hewlett Packard Enterprise Co COM 42824c109 1 154 SH DFND 0 0 154 Holly Energy Partners LP LTD 435763107 3283 233997 SH DFND 0 103600 130397 Home Depot Inc COM 437076102 910 4872 SH DFND 0 1289 3583 Honeywell Intl Inc COM 438516106 7785 58192 SH DFND 0 22868 35323 Hp Inc COM 40434l105 3 161 SH DFND 0 0 161 IAC/InterActiveCorp COM 44919p508 4731 26394 SH DFND 0 0 26394 Independent Bank Corp MA COM 453836108 152 2360 SH DFND 0 0 2360 Intel Corp COM 458140100 1841 34020 SH DFND 0 15282 18738 International Paper Co COM 460146103 348 11163 SH DFND 0 0 11163 Intl Business Machines COM 459200101 146 1318 SH DFND 0 0 1318 iShares MSCI EAFE ETF ETF 464287465 11 205 SH DFND 0 0 205 iShares MSCI Jpn ETF ETF 46434g822 6 121 SH DFND 0 0 121 iShares N America Tech ETF ETF 464287549 312 1473 SH DFND 0 0 1473 iShares NASDAQ Biotec ETF ETF 464287556 127 1181 SH DFND 0 0 1181 iShares Rus Mid Cap ETF ETF 464287499 248 5745 SH DFND 0 0 5745 iShares Russell 2000 ETF ETF 464287655 170 1489 SH DFND 0 0 1489 Johnson & Johnson COM 478160104 12825 97805 SH DFND 0 30887 66918 Johnson Controls Intl PLC COM g51502105 563 20895 SH DFND 0 0 20895 JPMorgan Chase & Co COM 46625h100 12624 140218 SH DFND 0 57610 82608 Keurig Dr Pepper Inc COM 49271v100 9 365 SH DFND 0 0 365 KeyCorp COM 493267108 956 92160 SH DFND 0 75506 16654 Kimberly Clark Corp COM 494368103 15334 119923 SH DFND 0 42913 77009 Kinder Morgan Inc COM 49456b101 8655 621795 SH DFND 0 225528 396267 KKR & Co Inc Cl A COM 48251w104 7072 301341 SH DFND 0 301341 0 Kraft Heinz Co COM 500754106 15 626 SH DFND 0 0 626 Lamb Weston Holdings Inc COM 513272104 1320 23125 SH DFND 0 22190 935 Lauder Estee Cos Inc Cl A COM 518439104 32 198 SH DFND 0 0 198 Lilly Eli & Co COM 532457108 42585 306987 SH DFND 0 52442 254545 Lockheed Martin Corp COM 539830109 1329 3921 SH DFND 0 0 3921 Lowes Cos Inc COM 548661107 1824 21199 SH DFND 0 0 21199 Lululemon Athletica Inc COM 550021109 38 200 SH DFND 0 0 200 Madison Square Grdn Sprt Corp COM 55825t103 5285 25000 SH DFND 0 25000 0 Magellan Midstream Partners LP LTD 559080106 15398 421983 SH DFND 0 145050 276933 Magenta Therapeutics Inc COM 55910k108 176 28000 SH DFND 0 0 28000 Marathon Petroleum Corp COM 56585a102 102 4309 SH DFND 0 0 4309 Martin Midstream Partners LP LTD 573331105 45 41000 SH DFND 0 0 41000 Masco Corp COM 574599106 1520 43962 SH DFND 0 0 43962 McDonalds Corp COM 580135101 112 678 SH DFND 0 0 678 McKesson Corp COM 58155q103 11 84 SH DFND 0 0 84 Medtronic PLC COM g5960l103 342 3795 SH DFND 0 1025 2769 Merck & Co Inc COM 58933y105 12194 158491 SH DFND 0 40023 118467 Micro Focus International PLC ADR 594837403 0 18 SH DFND 0 0 18 Microsoft Corp COM 594918104 46719 296236 SH DFND 0 193603 102633 Mondelez Intl Inc Cl A COM 609207105 1278 25523 SH DFND 0 0 25523 Mongodb Inc Cl A COM 60937p106 13780 100925 SH DFND 0 46800 54125 Morgan Stanley COM 617446448 9812 288583 SH DFND 0 147858 140725 Mplx Lp LTD 55336v100 541 46540 SH DFND 0 0 46540 Myomo Inc COM 62857j102 99 27805 SH DFND 0 666 27139 Nabors Industries Ltd COM g6359f103 2 4910 SH DFND 0 0 4910 NASDAQ Inc COM 631103108 2274 23953 SH DFND 0 0 23953 Nextera Energy Inc COM 65339f101 48655 202208 SH DFND 0 99404 102804 NiSource Inc COM 65473p105 1892 75757 SH DFND 0 54834 20922 Nordstrom Inc COM 655664100 3 192 SH DFND 0 0 192 Norfolk Southern Corp COM 655844108 505 3461 SH DFND 0 0 3461 Norwegian Cruise Line Holdings COM g66721104 8 700 SH DFND 0 0 700 Nutrien Ltd COM 67077m108 5846 172253 SH DFND 0 82964 89289 Nvent Electric PLC COM g6700g107 0 1 SH DFND 0 0 1 NVIDIA Corp COM 67066g104 112 425 SH DFND 0 0 425 Occidental Petroleum Corp COM 674599105 20 1730 SH DFND 0 0 1730 Okta Inc Cl A COM 679295105 7103 58100 SH DFND 0 30800 27300 Olin Corp COM 680665205 38 3261 SH DFND 0 0 3261 Oneok Inc COM 682680103 3751 171999 SH DFND 0 123290 48709 Oracle Corp COM 68389x105 1121 23202 SH DFND 0 0 23202 Palo Alto Networks Inc COM 697435105 0 1 SH DFND 0 0 1 Paychex Inc COM 704326107 3396 53968 SH DFND 0 40626 13342 Paypal Holdings Inc COM 70450y103 32484 339295 SH DFND 0 197900 141395 Pentair PLC COM g7s00t104 24 806 SH DFND 0 0 806 Penumbra Inc COM 70975l107 32 201 SH DFND 0 0 201 PepsiCo Inc COM 713448108 3491 29070 SH DFND 0 0 29070 Perspecta Inc COM 715347100 0 6 SH DFND 0 0 6 Pfizer Inc COM 717081103 2491 76310 SH DFND 0 3861 72449 Philip Morris Intl Inc COM 718172109 7415 101624 SH DFND 0 64084 37540 Phillips 66 COM 718546104 4500 83881 SH DFND 0 59400 24481 Plains All American Pipeline L LTD 726503105 636 120522 SH DFND 0 0 120522 Plexus Corp COM 729132100 13 240 SH DFND 0 0 240 PNC Financial Services Group I COM 693475105 14 149 SH DFND 0 0 149 PPL Corp COM 69351t106 16198 656333 SH DFND 0 300945 355388 Procter And Gamble Co COM 742718109 4698 42708 SH DFND 0 21265 21443 Public Service Enterprise Grou COM 744573106 16597 369561 SH DFND 0 180796 188765 Qualcomm Inc COM 747525103 87 1291 SH DFND 0 0 1291 Rayonier Inc RE 754907103 2127 90333 SH DFND 0 41379 48954 Resideo Technologies Inc COM 76118y104 5 1074 SH DFND 0 0 1074 Rio Tinto PLC Sp ADR ADR 767204100 458 10050 SH DFND 0 9797 253 Rogers Communications Inc Cl B COM 775109200 10888 262166 SH DFND 0 98839 163327 Rollins Inc COM 775711104 1061 29363 SH DFND 0 0 29363 Royal Caribbean Cruises Ltd COM v7780t103 10 300 SH DFND 0 0 300 Royal Dutch Shell PLC Sp ADR A ADR 780259206 4332 124173 SH DFND 0 42001 82173 Schlumberger Ltd COM 806857108 54 4008 SH DFND 0 0 4008 Select Sector SPDR Consumer St ETF 81369y308 57 1045 SH DFND 0 0 1045 Select Sector SPDR Energy ETF 81369y506 39 1335 SH DFND 0 0 1335 Select Sector SPDR Financial ETF 81369y605 97 4654 SH DFND 0 0 4654 Select Sector SPDR Healthcare ETF 81369y209 209 2361 SH DFND 0 0 2361 Select Sector SPDR Industrials ETF 81369y704 56 943 SH DFND 0 0 943 Select Sector SPDR Materials ETF 81369y100 58 1282 SH DFND 0 0 1282 Select Sector SPDR Tr Real Est COM 81369y860 21 681 SH DFND 0 0 681 Select Sector SPDR Utilities ETF 81369y886 155 2804 SH DFND 0 0 2804 Shockwave Med Inc COM 82489t104 0 1 SH DFND 0 0 1 Shopify Inc Cl A COM 82509l107 10903 26150 SH DFND 0 13700 12450 Southern Co COM 842587107 21922 404916 SH DFND 0 199149 205767 Southern Copper Corp COM 84265v105 19468 691342 SH DFND 0 376087 315255 SPDR S&P 500 ETF Tr ETF 78462f103 206 800 SH DFND 0 0 800 SPDR S&P 500 ETF Trust Call Op ETF 78462F903 243 45 SH DFND 0 0 45 SPDR S&P 500 ETF Trust Call Op ETF 78462F903 448 88 SH DFND 0 0 88 SPDR S&P 500 ETF Trust Call Op ETF 78462F903 1408 344 SH DFND 0 230 114 SPDR S&P 500 ETF Trust Call Op ETF 78462F903 6515 1718 SH DFND 0 1265 453 SPDR S&P 500 ETF Trust Call Op ETF 78462F903 1104 377 SH DFND 0 230 147 SPDR S&P Mid Cap 400 ETF Tr ETF 78467y107 21 80 SH DFND 0 0 80 SPDR S&P Regl Banking ETF 78464a698 31 946 SH DFND 0 0 946 Staar Surgical Co COM 852312305 581 18000 SH DFND 0 0 18000 Stag Industrial Inc RE 85254j102 250 11088 SH DFND 0 0 11088 Stanley Black & Decker Inc COM 854502101 45 449 SH DFND 0 0 449 Stryker Corp COM 863667101 143 857 SH DFND 0 0 857 Targa Res Corp COM 87612g101 19 2734 SH DFND 0 0 2734 TC Energy Corp COM 87807b107 5636 127218 SH DFND 0 74883 52335 TC Pipelines LP LTD 87233q108 145 5292 SH DFND 0 0 5292 Thermo Fisher Scientific Inc COM 883556102 58 204 SH DFND 0 0 204 Topbuild Corp COM 89055f103 327 4570 SH DFND 0 0 4570 Twilio Inc Cl A COM 90138f102 2000 22350 SH DFND 0 0 22350 Unilever NV NY ADR 904784709 4547 93201 SH DFND 0 11891 81310 Unilever PLC Sp ADR ADR 904767704 2075 41040 SH DFND 0 12360 28680 Union Pacific Corp COM 907818108 2533 17957 SH DFND 0 0 17957 United Parcel Service Inc Cl B COM 911312106 504 5399 SH DFND 0 2456 2943 United Technologies Corp COM 913017109 1911 20258 SH DFND 0 0 20258 Uniti Group Inc RE 91325v108 13 2112 SH DFND 0 0 2112 US Bancorp Del COM 902973304 11868 344499 SH DFND 0 144724 199775 Valero Energy Corp COM 91913y100 3166 69798 SH DFND 0 51620 18177 Valvoline Inc COM 92047w101 32 2481 SH DFND 0 0 2481 Vaneck Vectors ETF Tr Oil Serv ETF 92189f718 3 683 SH DFND 0 0 683 Vanguard Tax Mgd FTSE Dev Mkt ETF 921943858 50 1512 SH DFND 0 0 1512 Veeva Systems Inc Cl A COM 922475108 31 201 SH DFND 0 0 201 Verizon Communications Inc COM 92343v104 37301 694234 SH DFND 0 346032 348202 Wabtec Corp COM 929740108 1 21 SH DFND 0 0 21 Walgreens Boots Alliance Inc COM 931427108 119 2598 SH DFND 0 0 2598 Wal-Mart Stores Inc COM 931142103 9486 83487 SH DFND 0 26124 57363 Waste Management Inc COM 941061109 25 273 SH DFND 0 0 273 Wells Fargo & Co COM 949746101 1021 35567 SH DFND 0 18786 16781 Welltower Inc RE 95040q104 196 4273 SH DFND 0 0 4273 Westpac Banking Corp Sp ADR ADR 961214301 17 1642 SH DFND 0 0 1642 Weyerhaeuser Co RE 962166104 2046 120720 SH DFND 0 0 120720 Whirlpool Corp COM 963320106 204 2376 SH DFND 0 2376 0 Xerox Holdings Corp Com New COM 98421m106 14 739 SH DFND 0 0 739 Zimmer Biomet Holdings Inc COM 98956p102 5 49 SH DFND 0 0 49