0001567619-20-002565.txt : 20200210
0001567619-20-002565.hdr.sgml : 20200210
20200210165216
ACCESSION NUMBER: 0001567619-20-002565
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200210
DATE AS OF CHANGE: 20200210
EFFECTIVENESS DATE: 20200210
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bollard Group LLC
CENTRAL INDEX KEY: 0001556218
IRS NUMBER: 043450484
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15049
FILM NUMBER: 20592641
BUSINESS ADDRESS:
STREET 1: ONE JOY STREET
CITY: BOSTON
STATE: MA
ZIP: 02108
BUSINESS PHONE: 617-720-5800
MAIL ADDRESS:
STREET 1: ONE JOY STREET
CITY: BOSTON
STATE: MA
ZIP: 02108
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001556218
XXXXXXXX
12-31-2019
12-31-2019
Bollard Group LLC
ONE JOY STREET
BOSTON
MA
02108
13F HOLDINGS REPORT
028-15049
N
Anastasios Parafestas
Managing Member and Chief Executive Officer
617-720-5800
/s/ Anastasios Parafestas
Boston
MA
02-06-2020
1
236
3080463
false
1
0001556198
028-15050
Parafestas Anastasios
INFORMATION TABLE
2
form13fInfoTable.xml
3M Co
COM
88579y101
1033
5854
SH
DFND
0
400
5454
Abbott Laboratories
COM
002824100
14541
167410
SH
DFND
0
66236
101174
AbbVie Inc
COM
00287y109
361
4082
SH
DFND
0
0
4082
Accenture PLC Ireland Class A
COM
g1151c101
4112
19527
SH
DFND
0
0
19527
Advansix Inc
COM
00773t101
6
277
SH
DFND
0
0
277
Aflac Inc
COM
001055102
261
4938
SH
DFND
0
0
4938
Air Prods & Chems Inc
COM
009158106
527
2243
SH
DFND
0
0
2243
Alcoa Corp
COM
013872106
90
4198
SH
DFND
0
4198
0
Alibaba Group Holding Ltd Sp A
ADR
01609w102
62240
293447
SH
DFND
0
256450
36997
Allstate Corp
COM
020002101
1973
17545
SH
DFND
0
0
17545
Alphabet Inc Cap Stock Cl A
COM
02079k305
60
45
SH
DFND
0
0
45
Alphabet Inc Cap Stock Cl C
COM
02079k107
32816
24544
SH
DFND
0
19700
4844
Altria Group Inc
COM
02209s103
3451
69139
SH
DFND
0
32110
37028
Amazon.com Inc
COM
023135106
83670
45280
SH
DFND
0
37670
7610
American Electric Power Inc
COM
025537101
41430
438362
SH
DFND
0
206873
231490
American Express Co
COM
025816109
21
168
SH
DFND
0
0
168
AmerisourceBergen Corp
COM
03073e105
260
3061
SH
DFND
0
0
3061
Analog Devices Inc
COM
032654105
5277
44408
SH
DFND
0
44408
0
Anheuser-Busch InBev SA NV Sp
ADR
03524a108
10
123
SH
DFND
0
0
123
Apple Inc
COM
037833100
7517
25598
SH
DFND
0
0
25598
Ashland Global Holdings Inc
COM
044186104
74
965
SH
DFND
0
0
965
AT&T Inc
COM
00206r102
33954
868825
SH
DFND
0
384885
483941
Bank America Corp
COM
060505104
8902
252749
SH
DFND
0
106157
146592
Bank N S Halifax
COM
064149107
6893
122026
SH
DFND
0
30728
91298
Bank New York Mellon Corp
COM
064058100
35
691
SH
DFND
0
0
691
Barrick Gold Corporation
COM
067901108
270
14542
SH
DFND
0
0
14542
BCE Inc
COM
05534b760
17151
370032
SH
DFND
0
169154
200879
Becton Dickinson & Co
COM
075887109
2006
7377
SH
DFND
0
0
7377
Berkshire Hathaway Inc Cl B
COM
084670702
204
901
SH
DFND
0
0
901
BHP Billiton Ltd Sp ADR
ADR
088606108
13076
239011
SH
DFND
0
97372
141639
Black Hills Corp
COM
092113109
402
5118
SH
DFND
0
0
5118
Blueprint Medicines Corp
COM
09627y109
801
10000
SH
DFND
0
0
10000
Boeing Co
COM
097023105
57904
177751
SH
DFND
0
91539
86212
Booking Holdings Inc
COM
09857l108
257
125
SH
DFND
0
0
125
Boston Scientific Corp
COM
101137107
1498997
33148983
SH
DFND
0
31684197
1464786
BP PLC Sp ADR
ADR
055622104
11883
314861
SH
DFND
0
222869
91992
Bristol Myers Squibb Co
COM
110122108
8805
137172
SH
DFND
0
65697
71475
Campbell Soup Co
COM
134429109
65
1312
SH
DFND
0
0
1312
Capital One Financial Corp
COM
14040h105
1513
14706
SH
DFND
0
0
14706
Cargurus Inc Cl A
COM
141788109
27989
795589
SH
DFND
0
795589
0
Caterpillar Inc
COM
149123101
27885
188820
SH
DFND
0
93807
95013
Chevron Corp
COM
166764100
14849
123218
SH
DFND
0
55786
67432
Chubb Limited
COM
h1467j104
201
1290
SH
DFND
0
0
1290
Cincinnati Financial Corp
COM
172062101
7997
76054
SH
DFND
0
30077
45977
Citigroup Inc
COM
172967424
93
1166
SH
DFND
0
0
1166
Clorox Co
COM
189054109
4225
27518
SH
DFND
0
23376
4142
Coca-Cola Co
COM
191216100
16150
291778
SH
DFND
0
109400
182378
Colgate Palmolive Co
COM
194162103
6960
101111
SH
DFND
0
35868
65242
Comcast Corp Cl A
COM
20030n101
1924
42779
SH
DFND
0
0
42779
Conagra Brands Inc
COM
205887102
2527
73810
SH
DFND
0
66640
7170
Conduent Inc
COM
206787103
3
530
SH
DFND
0
0
530
ConocoPhillips
COM
20825c104
7275
111867
SH
DFND
0
65001
46866
Corteva Inc
COM
22052l104
755
25537
SH
DFND
0
15699
9838
Costamare Inc
COM
y1771g102
2
200
SH
DFND
0
0
200
Costco Wholesale Corp
COM
22160k105
4819
16397
SH
DFND
0
0
16397
CVS Health Corp
COM
126650100
1381
18584
SH
DFND
0
0
18584
Deere & Co
COM
244199105
20380
117624
SH
DFND
0
56440
61184
Dell Technologies Inc Cl C
COM
24703l202
6
119
SH
DFND
0
0
119
Diageo PLC Sp ADR
ADR
25243q205
126
751
SH
DFND
0
0
751
Disney Walt Co Disney
COM
254687106
3379
23362
SH
DFND
0
0
23362
Docusign Inc
COM
256163106
447
6029
SH
DFND
0
0
6029
Dominion Energy Inc
COM
25746u109
140
1686
SH
DFND
0
0
1686
Douglas Emmett Inc
RE
25960p109
463
10547
SH
DFND
0
0
10547
Dow Inc
COM
260557103
1167
21323
SH
DFND
0
15620
5702
Duke Energy Corp
COM
26441c204
22249
243928
SH
DFND
0
105314
138613
Duke Realty Corp
RE
264411505
3962
114276
SH
DFND
0
98931
15345
DuPont de Nemours Inc
COM
26614n102
1338
20843
SH
DFND
0
15693
5150
Dxc Technology Co
COM
23355l106
0
12
SH
DFND
0
0
12
Elanco Animal Health Inc
COM
28414h103
896
30428
SH
DFND
0
4060
26368
Emerson Electric Co
COM
291011104
18478
242296
SH
DFND
0
102756
139540
Enbridge Inc
COM
29250n105
26349
662524
SH
DFND
0
416642
245881
Energy Transfer LP
LTD
29273v100
5746
447842
SH
DFND
0
375962
71880
Enlink Midstream LLC Unit Rep
LTD
29336t100
30
4836
SH
DFND
0
0
4836
Enterprise Prods Partners L P
LTD
293792107
50493
1793069
SH
DFND
0
1101757
691312
EOG Resources Inc
COM
26875p101
493
5885
SH
DFND
0
0
5885
Exelon Corp
COM
30161n101
1058
23214
SH
DFND
0
0
23214
Exxon Mobil Corp
COM
30231g102
1808
25914
SH
DFND
0
0
25914
Facebook Inc Cl A
COM
30303m102
41105
200267
SH
DFND
0
173550
26717
FedEx Corp
COM
31428x106
471
3117
SH
DFND
0
2112
1005
Fidelity Core Div ETF
ETF
316092840
3980
122628
SH
DFND
0
0
122628
Fifth Third Bancorp
COM
316773100
589
19164
SH
DFND
0
19164
0
FirstEnergy Corp
COM
337932107
16218
333704
SH
DFND
0
103756
229948
Fluor Corp
COM
343412102
257
13618
SH
DFND
0
0
13618
Fortis Inc
COM
349553107
6999
168559
SH
DFND
0
85437
83122
Franklin Street Properties Cor
RE
35471r106
10
1139
SH
DFND
0
1139
0
Freeport-McMoran Inc Cl B
COM
35671d857
0
4
SH
DFND
0
0
4
Frontier Communications Corp
COM
35906a306
0
68
SH
DFND
0
0
68
Gallagher Arthur J & Co
COM
363576109
8670
91038
SH
DFND
0
52582
38455
Gap Inc
COM
364760108
14
810
SH
DFND
0
0
810
Garrett Motion Inc
COM
366505105
25
2500
SH
DFND
0
1597
903
Gartner Inc
COM
366651107
56005
363432
SH
DFND
0
229448
133984
General Electric Co
COM
369604103
50
4450
SH
DFND
0
0
4450
General Mills Inc
COM
370334104
396
7398
SH
DFND
0
0
7398
Genuine Parts Co
COM
372460105
2158
20315
SH
DFND
0
19221
1094
Goldman Sachs Group Inc
COM
38141g104
3055
13288
SH
DFND
0
7484
5804
Halliburton Co
COM
406216101
0
14
SH
DFND
0
0
14
Hasbro Inc
COM
418056107
799
7564
SH
DFND
0
7564
0
Healthpeak Properties Inc
RE
42250p103
13311
386176
SH
DFND
0
140233
245943
Hess Corp
COM
42809h107
277
4144
SH
DFND
0
0
4144
Hewlett Packard Enterprise Co
COM
42824c109
2
153
SH
DFND
0
0
153
Holly Energy Partners LP
LTD
435763107
6655
300456
SH
DFND
0
197200
103256
Home Depot Inc
COM
437076102
1064
4872
SH
DFND
0
1289
3583
Honeywell Intl Inc
COM
438516106
10112
57131
SH
DFND
0
22753
34378
Hp Inc
COM
40434l105
3
160
SH
DFND
0
0
160
IAC/InterActiveCorp
COM
44919p508
6680
26814
SH
DFND
0
0
26814
Independent Bank Corp MA
COM
453836108
196
2360
SH
DFND
0
0
2360
Intel Corp
COM
458140100
2025
33829
SH
DFND
0
15190
18639
International Paper Co
COM
460146103
505
10971
SH
DFND
0
0
10971
Intl Business Machines
COM
459200101
177
1318
SH
DFND
0
0
1318
iShares MSCI EAFE ETF
ETF
464287465
14
205
SH
DFND
0
0
205
iShares MSCI Jpn ETF
ETF
46434g822
7
121
SH
DFND
0
0
121
iShares N America Tech ETF
ETF
464287549
357
1472
SH
DFND
0
0
1472
iShares NASDAQ Biotec ETF
ETF
464287556
142
1181
SH
DFND
0
0
1181
iShares Rus Mid Cap ETF
ETF
464287499
342
5732
SH
DFND
0
0
5732
iShares Russell 2000 ETF
ETF
464287655
246
1487
SH
DFND
0
0
1487
Johnson & Johnson
COM
478160104
13435
92105
SH
DFND
0
29865
62240
Johnson Controls Intl PLC
COM
g51502105
2088
51285
SH
DFND
0
28134
23151
JPMorgan Chase & Co
COM
46625h100
18610
133499
SH
DFND
0
55342
78157
Keurig Dr Pepper Inc
COM
49271v100
11
363
SH
DFND
0
0
363
KeyCorp
COM
493267108
1848
91292
SH
DFND
0
74808
16484
Kimberly Clark Corp
COM
494368103
15465
112430
SH
DFND
0
41205
71225
Kinder Morgan Inc
COM
49456b101
12404
585934
SH
DFND
0
214291
371643
KKR & Co Inc Cl A
COM
48251w104
8756
300162
SH
DFND
0
300162
0
Kraft Heinz Co
COM
500754106
20
622
SH
DFND
0
0
622
Lamb Weston Holdings Inc
COM
513272104
1988
23112
SH
DFND
0
22177
935
Lauder Estee Cos Inc Cl A
COM
518439104
41
198
SH
DFND
0
0
198
Lilly Eli & Co
COM
532457108
40259
306313
SH
DFND
0
52203
254110
Livanova PLC
COM
g5509l101
2840
37650
SH
DFND
0
37650
0
Lockheed Martin Corp
COM
539830109
1527
3921
SH
DFND
0
0
3921
Lowes Cos Inc
COM
548661107
2568
21441
SH
DFND
0
0
21441
Lululemon Athletica Inc
COM
550021109
1
5
SH
DFND
0
0
5
Madison Square Garden Co Cl A
COM
55825t103
7355
25000
SH
DFND
0
25000
0
Magellan Midstream Partners LP
LTD
559080106
33469
532346
SH
DFND
0
271092
261254
Magenta Therapeutics Inc
COM
55910k108
424
28000
SH
DFND
0
0
28000
Marathon Petroleum Corp
COM
56585a102
260
4309
SH
DFND
0
0
4309
Martin Midstream Partners LP
LTD
573331105
165
41000
SH
DFND
0
0
41000
Masco Corp
COM
574599106
2104
43842
SH
DFND
0
0
43842
McDonalds Corp
COM
580135101
94
475
SH
DFND
0
0
475
McKesson Corp
COM
58155q103
12
83
SH
DFND
0
0
83
Medtronic PLC
COM
g5960l103
429
3785
SH
DFND
0
1025
2759
Merck & Co Inc
COM
58933y105
13615
149695
SH
DFND
0
38660
111034
Micro Focus International PLC
ADR
594837403
0
18
SH
DFND
0
0
18
Microsoft Corp
COM
594918104
46626
295665
SH
DFND
0
192936
102729
Mondelez Intl Inc Cl A
COM
609207105
1484
26950
SH
DFND
0
0
26950
Mongodb Inc Cl A
COM
60937p106
13283
100925
SH
DFND
0
46800
54125
Morgan Stanley
COM
617446448
13941
272706
SH
DFND
0
141879
130827
Mplx Lp
LTD
55336v100
2431
95466
SH
DFND
0
51783
43683
Myomo Inc
COM
62857j102
14
47139
SH
DFND
0
20000
27139
Nabors Industries Ltd
COM
g6359f103
14
4895
SH
DFND
0
0
4895
NASDAQ Inc
COM
631103108
2565
23953
SH
DFND
0
0
23953
Netflix Inc
COM
64110l106
10904
33700
SH
DFND
0
15500
18200
Nextera Energy Inc
COM
65339f101
49040
202510
SH
DFND
0
98751
103759
NiSource Inc
COM
65473p105
2096
75297
SH
DFND
0
54453
20845
Nordstrom Inc
COM
655664100
8
188
SH
DFND
0
0
188
Norfolk Southern Corp
COM
655844108
672
3461
SH
DFND
0
0
3461
Nutrien Ltd
COM
67077m108
8525
177934
SH
DFND
0
90308
87626
Nvent Electric PLC
COM
g6700g107
0
1
SH
DFND
0
0
1
NVIDIA Corp
COM
67066g104
100
425
SH
DFND
0
0
425
Occidental Petroleum Corp
COM
674599105
71
1730
SH
DFND
0
0
1730
Okta Inc Cl A
COM
679295105
6703
58100
SH
DFND
0
30800
27300
Olin Corp
COM
680665205
56
3261
SH
DFND
0
0
3261
Oneok Inc
COM
682680103
12878
170189
SH
DFND
0
121801
48388
Oracle Corp
COM
68389x105
1322
24944
SH
DFND
0
0
24944
Palo Alto Networks Inc
COM
697435105
0
1
SH
DFND
0
0
1
Paychex Inc
COM
704326107
4561
53623
SH
DFND
0
40349
13274
Paypal Holdings Inc
COM
70450y103
36702
339295
SH
DFND
0
197900
141395
Pentair PLC
COM
g7s00t104
37
806
SH
DFND
0
0
806
Penumbra Inc
COM
70975l107
33
201
SH
DFND
0
0
201
PepsiCo Inc
COM
713448108
4079
29843
SH
DFND
0
0
29843
Perspecta Inc
COM
715347100
0
6
SH
DFND
0
0
6
Pfizer Inc
COM
717081103
3307
84414
SH
DFND
0
11880
72534
Philip Morris Intl Inc
COM
718172109
6472
76060
SH
DFND
0
54639
21421
Phillips 66
COM
718546104
8781
78820
SH
DFND
0
56724
22096
Plains All American Pipeline L
LTD
726503105
7419
403418
SH
DFND
0
342908
60510
Plexus Corp
COM
729132100
18
240
SH
DFND
0
0
240
PNC Financial Services Group I
COM
693475105
24
149
SH
DFND
0
0
149
PPL Corp
COM
69351t106
22242
619908
SH
DFND
0
286261
333647
Procter And Gamble Co
COM
742718109
5304
42464
SH
DFND
0
21140
21324
Public Service Enterprise Grou
COM
744573106
20807
352367
SH
DFND
0
173796
178572
Qualcomm Inc
COM
747525103
113
1279
SH
DFND
0
0
1279
Rayonier Inc
RE
754907103
5489
167554
SH
DFND
0
118600
48954
Resideo Technologies Inc
COM
76118y104
15
1285
SH
DFND
0
0
1285
Rio Tinto PLC Sp ADR
ADR
767204100
597
10050
SH
DFND
0
9797
253
Rogers Communications Inc Cl B
COM
775109200
12130
244214
SH
DFND
0
95386
148828
Rollins Inc
COM
775711104
971
29275
SH
DFND
0
0
29275
Royal Dutch Shell PLC Sp ADR A
ADR
780259206
11624
197089
SH
DFND
0
122051
75038
Schlumberger Ltd
COM
806857108
161
4008
SH
DFND
0
0
4008
Select Sector SPDR Consumer St
ETF
81369y308
66
1043
SH
DFND
0
0
1043
Select Sector SPDR Energy
ETF
81369y506
77
1284
SH
DFND
0
0
1284
Select Sector SPDR Financial
ETF
81369y605
143
4638
SH
DFND
0
0
4638
Select Sector SPDR Healthcare
ETF
81369y209
239
2342
SH
DFND
0
0
2342
Select Sector SPDR Industrials
ETF
81369y704
77
940
SH
DFND
0
0
940
Select Sector SPDR Materials
ETF
81369y100
79
1280
SH
DFND
0
0
1280
Select Sector SPDR Tr Real Est
COM
81369y860
26
678
SH
DFND
0
0
678
Select Sector SPDR Utilities
ETF
81369y886
181
2795
SH
DFND
0
0
2795
Shockwave Med Inc
COM
82489t104
0
1
SH
DFND
0
0
1
Shopify Inc Cl A
COM
82509l107
10397
26150
SH
DFND
0
13700
12450
Southern Co
COM
842587107
24305
381549
SH
DFND
0
189544
192005
Southern Copper Corp
COM
84265v105
27979
658628
SH
DFND
0
360687
297941
SPDR S&P 500 ETF Tr
ETF
78462f103
257
800
SH
DFND
0
0
800
SPDR S&P Mid Cap 400 ETF Tr
ETF
78467y107
30
80
SH
DFND
0
0
80
SPDR S&P Regl Banking
ETF
78464a698
55
941
SH
DFND
0
0
941
Staar Surgical Co
COM
852312305
633
18000
SH
DFND
0
0
18000
Stag Industrial Inc
RE
85254j102
350
11088
SH
DFND
0
0
11088
Stanley Black & Decker Inc
COM
854502101
74
449
SH
DFND
0
0
449
Stryker Corp
COM
863667101
179
855
SH
DFND
0
0
855
Targa Res Corp
COM
87612g101
110
2691
SH
DFND
0
0
2691
TC Energy Corp
COM
87807b107
6740
126437
SH
DFND
0
74308
52129
TC Pipelines LP
LTD
87233q108
222
5257
SH
DFND
0
0
5257
Thermo Fisher Scientific Inc
COM
883556102
66
204
SH
DFND
0
0
204
Topbuild Corp
COM
89055f103
471
4570
SH
DFND
0
0
4570
Twilio Inc Cl A
COM
90138f102
4536
46150
SH
DFND
0
23800
22350
Unilever NV NY
ADR
904784709
5334
92836
SH
DFND
0
11891
80946
Unilever PLC Sp ADR
ADR
904767704
5277
92297
SH
DFND
0
63877
28420
Union Pacific Corp
COM
907818108
3415
18889
SH
DFND
0
0
18889
United Parcel Service Inc Cl B
COM
911312106
625
5341
SH
DFND
0
2429
2912
United Technologies Corp
COM
913017109
3073
20519
SH
DFND
0
0
20519
Uniti Group Inc
RE
91325v108
17
2112
SH
DFND
0
0
2112
US Bancorp Del
COM
902973304
19168
323284
SH
DFND
0
137696
185588
Valero Energy Corp
COM
91913y100
6523
69657
SH
DFND
0
50901
18756
Valvoline Inc
COM
92047w101
57
2665
SH
DFND
0
0
2665
Vaneck Vectors ETF Tr Oil Serv
ETF
92189f718
9
683
SH
DFND
0
0
683
Vanguard Tax Mgd FTSE Dev Mkt
ETF
921943858
67
1510
SH
DFND
0
0
1510
Veeva Systems Inc Cl A
COM
922475108
28
201
SH
DFND
0
0
201
Verizon Communications Inc
COM
92343v104
40245
655464
SH
DFND
0
327790
327674
Wabtec Corp
COM
929740108
3
37
SH
DFND
0
0
37
Walgreens Boots Alliance Inc
COM
931427108
153
2594
SH
DFND
0
0
2594
Wal-Mart Stores Inc
COM
931142103
9792
82396
SH
DFND
0
26008
56387
Waste Management Inc
COM
94106l109
31
272
SH
DFND
0
0
272
Wells Fargo & Co
COM
949746101
1897
35252
SH
DFND
0
18554
16698
Welltower Inc
RE
95040q104
3969
48532
SH
DFND
0
44259
4273
Westpac Banking Corp Sp ADR
ADR
961214301
580
34142
SH
DFND
0
32500
1642
Weyerhaeuser Co
RE
962166104
9314
308424
SH
DFND
0
188708
119716
Whirlpool Corp
COM
963320106
346
2348
SH
DFND
0
2348
0
Xerox Holdings Corp Com New
COM
98421m106
27
734
SH
DFND
0
0
734
Zimmer Biomet Holdings Inc
COM
98956p102
7
49
SH
DFND
0
0
49