0001628280-18-012499.txt : 20181011 0001628280-18-012499.hdr.sgml : 20181011 20181011173853 ACCESSION NUMBER: 0001628280-18-012499 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181009 FILED AS OF DATE: 20181011 DATE AS OF CHANGE: 20181011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SC US (TTGP), LTD. CENTRAL INDEX KEY: 0001607841 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38683 FILM NUMBER: 181118983 BUSINESS ADDRESS: STREET 1: 2800 SAND HILL RD, SUITE 101 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-854-3927 MAIL ADDRESS: STREET 1: 2800 SAND HILL RD, SUITE 101 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SC U.S. VENTURE 2010 MANAGEMENT, L.P. CENTRAL INDEX KEY: 0001611355 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38683 FILM NUMBER: 181118984 BUSINESS ADDRESS: STREET 1: 2800 SAND HILL RD, SUITE 101 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650 854 3927 MAIL ADDRESS: STREET 1: 2800 SAND HILL RD, SUITE 101 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. CENTRAL INDEX KEY: 0001563112 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38683 FILM NUMBER: 181118985 BUSINESS ADDRESS: STREET 1: 2800 SAND HILL RD, SUITE 101 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-854-3927 MAIL ADDRESS: STREET 1: 2800 SAND HILL RD, SUITE 101 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SEQUOIA CAPITAL SCOUT FUND II, L.L.C. CENTRAL INDEX KEY: 0001611358 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38683 FILM NUMBER: 181118986 BUSINESS ADDRESS: STREET 1: 2800 SAND HILL RD, SUITE 101 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650 854 3927 MAIL ADDRESS: STREET 1: 2800 SAND HILL RD, SUITE 101 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sandscape, LLC CENTRAL INDEX KEY: 0001744933 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38683 FILM NUMBER: 181118987 BUSINESS ADDRESS: STREET 1: 2800 SAND HILL ROAD, SUITE 101 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6508543927 MAIL ADDRESS: STREET 1: 2800 SAND HILL ROAD, SUITE 101 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SC U.S. VENTURE XIV MANAGEMENT, L.P. CENTRAL INDEX KEY: 0001611397 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38683 FILM NUMBER: 181118988 BUSINESS ADDRESS: STREET 1: 2800 SAND HILL RD, SUITE 101 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650 854 3927 MAIL ADDRESS: STREET 1: 2800 SAND HILL RD, SUITE 101 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SEQUOIA CAPITAL U.S. VENTURE FUND XIV, L.P. CENTRAL INDEX KEY: 0001556027 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38683 FILM NUMBER: 181118989 BUSINESS ADDRESS: STREET 1: 2800 SAND HILL RD, SUITE 101 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-854-3927 MAIL ADDRESS: STREET 1: 2800 SAND HILL RD, SUITE 101 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV, L.P. CENTRAL INDEX KEY: 0001556219 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38683 FILM NUMBER: 181118990 BUSINESS ADDRESS: STREET 1: 2800 SAND HILL RD, SUITE 101 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-854-3927 MAIL ADDRESS: STREET 1: 2800 SAND HILL RD, SUITE 101 CITY: MENLO PARK STATE: CA ZIP: 94025 FORMER NAME: FORMER CONFORMED NAME: SEQUOIA CAPITAL U.S. VENTURE XIV PRINCIPALS FUND, L.P. DATE OF NAME CHANGE: 20120814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV (Q), L.P. CENTRAL INDEX KEY: 0001561342 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38683 FILM NUMBER: 181118991 BUSINESS ADDRESS: STREET 1: 2800 SAND HILL RD, SUITE 101 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-854-3927 MAIL ADDRESS: STREET 1: 2800 SAND HILL RD, SUITE 101 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SEQUOIA CAPITAL USV XIV HOLDCO, LTD. CENTRAL INDEX KEY: 0001611394 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38683 FILM NUMBER: 181118992 BUSINESS ADDRESS: STREET 1: 2800 SAND HILL RD, SUITE 101 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650 854 3927 MAIL ADDRESS: STREET 1: 2800 SAND HILL RD, SUITE 101 CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Guardant Health, Inc. CENTRAL INDEX KEY: 0001576280 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 454139254 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 505 PENOBSCOT DR. CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 855-698-8887 MAIL ADDRESS: STREET 1: 505 PENOBSCOT DR. CITY: REDWOOD CITY STATE: CA ZIP: 94063 4/A 1 wf-form4a_153929391261003.xml FORM 4/A X0306 4/A 2018-10-09 2018-10-11 1 0001576280 Guardant Health, Inc. GH 0001607841 SC US (TTGP), LTD. 2800 SAND HILL ROAD SUITE 101 MENLO PARK CA 94025 0 0 1 0 0001611355 SC U.S. VENTURE 2010 MANAGEMENT, L.P. 2800 SAND HILL ROAD SUITE 101 MENLO PARK CA 94025 0 0 1 0 0001563112 SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. 2800 SAND HILL ROAD SUITE 101 MENLO PARK CA 94025 0 0 1 0 0001611358 SEQUOIA CAPITAL SCOUT FUND II, L.L.C. 2800 SAND HILL ROAD SUITE 101 MENLO PARK CA 94025 0 0 1 0 0001744933 Sandscape, LLC 2800 SAND HILL ROAD SUITE 101 MENLO PARK CA 94025 0 0 1 0 0001611397 SC U.S. VENTURE XIV MANAGEMENT, L.P. 2800 SAND HILL ROAD SUITE 101 MENLO PARK CA 94025 0 0 1 0 0001556027 SEQUOIA CAPITAL U.S. VENTURE FUND XIV, L.P. 2800 SAND HILL ROAD SUITE 101 MENLO PARK CA 94025 0 0 1 0 0001556219 SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV, L.P. 2800 SAND HILL ROAD SUITE 101 MENLO PARK CA 94025 0 0 1 0 0001561342 SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV (Q), L.P. 2800 SAND HILL ROAD SUITE 101 MENLO PARK CA 94025 0 0 1 0 0001611394 SEQUOIA CAPITAL USV XIV HOLDCO, LTD. 2800 SAND HILL ROAD SUITE 101 MENLO PARK CA 94025 0 0 1 0 COMMON STOCK 2018-10-09 4 C 0 13264 A 29162 I By Sandscape, LLC COMMON STOCK 2018-10-09 4 C 0 5564701 A 5564701 I By Sequoia Capital USV XIV Holdco, Ltd. COMMON STOCK 2018-10-09 4 C 0 1402994 A 1402994 I By Sequoia Capital USV XIV Holdco, Ltd. COMMON STOCK 2018-10-09 4 C 0 233832 A 233832 I By Sequoia Capital USV XIV Holdco, Ltd. COMMON STOCK 2018-10-09 4 C 0 508497 A 508497 I By Sequoia Capital USV XIV Holdco, Ltd. COMMON STOCK 2018-10-09 4 C 0 44866 A 44866 I By Sequoia Capital USV XIV Holdco, Ltd. SERIES A PREFERRED STOCK 2018-10-09 4 C 0 13264 D COMMON STOCK 13264.0 0 I By Sandscape, LLC SERIES A PREFERRED STOCK 2018-10-09 4 C 0 5564701 D COMMON STOCK 5564701.0 0 I By Sequoia Capital USV XIV Holdco, Ltd. SERIES B PREFERRED STOCK 2018-10-09 4 C 0 1402994 D COMMON STOCK 1402994.0 0 I By Sequoia Capital USV XIV Holdco, Ltd. SERIES C PREFERRED STOCK 2018-10-09 4 C 0 233832 D COMMON STOCK 233832.0 0 I By Sequoia Capital USV XIV Holdco, Ltd. SERIES D PREFERRED STOCK 2018-10-09 4 C 0 508497 D COMMON STOCK 508497.0 0 I By Sequoia Capital USV XIV Holdco, Ltd. SERIES E PREFERRED STOCK 2018-10-09 4 C 0 44866 D COMMON STOCK 44866.0 0 I By Sequoia Capital USV XIV Holdco, Ltd. The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. This Form 4 is being amended to reflect the correct total number of shares of the Issuer's Common Stock held by Sandscape, LLC following the transactions reported herein. The shares are directly held by Sandscape, LLC. SC US (TTGP), Ltd. is the general partner of SC US Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., which is the managing member of Sequoia Capital Scout Fund II, L.L.C., which is the managing member of Sandscape, LLC. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by Sandscape, LLC. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Exhibit 24.1 Power of Attorney for Roelof F. Botha */s/ Jung Yeon Son, by power of attorney for Roelof F. Botha, a Director of SC US (TTGP), Ltd., the general partner of SC US Venture 2010 Management, L.P., the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., the managing member of Sequoia Capital Scout Fund II, L.L.C. ** /s/ Jung Yeon Son, by power of attorney for Roelof F. Botha, a Director of SC US (TTGP), Ltd., the general partner of SC US Venture 2010 Management, L.P., the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., the managing member of Sequoia Capital Scout Fund II, L.L.C., the managing member of Sandscape, LLC *** /s/ Jung Yeon Son, by power of attorney for Roelof F. Botha, a Director of SC US (TTGP), Ltd., the general partner of SC U.S. Venture XIV Management, L.P. **** /s/ Jung Yeon Son, by power of attorney for Roelof F. Botha, a Director of SC US (TTGP), Ltd., the general partner of SC U.S. Venture XIV Management, L.P., the general partner of Sequoia Capital U.S. Venture Fund XIV, L.P. *****/s/ Jung Yeon Son, by power of attorney for Roelof F. Botha, a Director of SC US (TTGP), Ltd., the general partner of SC U.S. Venture XIV Management, L.P., the general partner of Sequoia Capital U.S. Venture Partners Fund XIV, L.P. ****** /s/ Jung Yeon Son, by power of attorney for Roelof F. Botha, a Director of SC US (TTGP), Ltd., the general partner of SC U.S. Venture XIV Management, L.P., the general partner of Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P. *******/s/ Jung Yeon Son, by power of attorney for Roelof F. Botha, a Director of SC US (TTGP), Ltd., the general partner of SC U.S. Venture XIV Management, L.P., the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., the 100% owners of Sequoia Capital USV XIV Holdco, Ltd. /s/ Jung Yeon Son, by power of attorney for Roelof F. Botha, a Director of SC US (TTGP), Ltd. 2018-10-11 /s/ Jung Yeon Son, by power of attorney for Roelof F. Botha, a Director of SC US (TTGP), Ltd., the general partner of SC US Venture 2010 Management, L.P. 2018-10-11 /s/ Jung Yeon Son, by power of attorney for Roelof F. Botha, a Director of SC US (TTGP), Ltd., the general partner of SC US Venture 2010 Management, L.P., the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P. 2018-10-11 * See remarks 2018-10-11 ** See remarks 2018-10-11 *** See remarks 2018-10-11 **** See remarks 2018-10-11 ***** See remarks 2018-10-11 ****** See remarks 2018-10-11 ******* See remarks 2018-10-11