Chief Compliance Officer

0001062993-17-004712.txt : 20171109 0001062993-17-004712.hdr.sgml : 20171109 20171108194044 ACCESSION NUMBER: 0001062993-17-004712 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171109 DATE AS OF CHANGE: 20171108 EFFECTIVENESS DATE: 20171109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Shamrock Asset Management LLC CENTRAL INDEX KEY: 0001555909 IRS NUMBER: 752703322 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15010 FILM NUMBER: 171187934 BUSINESS ADDRESS: STREET 1: 14643 DALLAS PARKWAY, SUITE 570 CITY: DALLAS STATE: TX ZIP: 75254 BUSINESS PHONE: 214-265-9400 MAIL ADDRESS: STREET 1: 14643 DALLAS PARKWAY, SUITE 570 CITY: DALLAS STATE: TX ZIP: 75254 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001555909 XXXXXXXX 09-30-2017 09-30-2017 Shamrock Asset Management LLC

14643 DALLAS PARKWAY, SUITE 570 DALLAS TX 75254

13F HOLDINGS REPORT 028-15010 N Edward Fjordbak Chief Compliance Officer 214-265-9400 Edward Fjordbak Dallas TX 10-31-2017 0 280 155742 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE 3M CO COM Stock 88579Y101 47 223 SH SOLE 0 0 223 ABBOTT LABS COM Stock 002824100 769 14412 SH SOLE 0 0 14412 ABBVIE INC COM Stock 00287Y109 247 2777 SH SOLE 0 0 2776 ACCENTURE PLC IRELAND SHS CLASS A Stock G1151C101 831 6154 SH SOLE 0 0 6154 ADIENT PLC ORD SHS Stock G0084W101 0 1 SH SOLE 0 0 1 ADOBE SYS INC COM Stock 00724F101 22 148 SH SOLE 0 0 148 AIR PRODS & CHEMS INC COM Stock 009158106 10 66 SH SOLE 0 0 66 ALERIAN MLP ETF ETF 00162Q866 11 990 SH SOLE 0 0 990 ALLEGION PUB LTD CO ORD SHS Stock G0176J109 1 16 SH SOLE 0 0 16 ALLIANCEBERNSTEIN GBL HGH INCM COM CEF 01879R106 28 2146 SH SOLE 0 0 2145 ALPHABET INC CAP STK CL A Stock 02079K305 74 76 SH SOLE 0 0 76 ALPHABET INC CAP STK CL C Stock 02079K107 24 25 SH SOLE 0 0 25 ALPINE GLOBAL PREMIER PPTYS FD COM SBI CEF 02083A103 28 4172 SH SOLE 0 0 4172 ALPS SECTOR DIVIDEND DOGS ETF ETF 00162Q858 13 300 SH SOLE 0 0 300 ALTRIA GROUP INC COM Stock 02209S103 59 931 SH SOLE 0 0 931 AMAZON COM INC COM Stock 023135106 278 289 SH SOLE 0 0 289 AMERICAN ELEC PWR INC COM Stock 025537101 4 62 SH SOLE 0 0 62 AMERICAN WTR WKS CO INC NEW COM Stock 030420103 928 11466 SH SOLE 0 0 11466 AMERIGAS PARTNERS L P UNIT L P INT Stock 030975106 29 640 SH SOLE 0 0 640 AMGEN INC COM Stock 031162100 612 3283 SH SOLE 0 0 3283 ANALOG DEVICES INC COM Stock 032654105 735 8532 SH SOLE 0 0 8532 APPLE INC COM Stock 037833100 219 1419 SH SOLE 0 0 1419 APPLIED MATLS INC COM Stock 038222105 5 100 SH SOLE 0 0 100 AQUA AMERICA INC COM Stock 03836W103 17 524 SH SOLE 0 0 524 ARISTA NETWORKS INC COM Stock 040413106 19 102 SH SOLE 0 0 102 AT&T INC COM Stock 00206R102 182 4644 SH SOLE 0 0 4644 BANK AMER CORP COM Stock 060505104 6 218 SH SOLE 0 0 217 BANK NEW YORK MELLON CORP COM Stock 064058100 21 387 SH SOLE 0 0 387 BARCLAYS BK PLC IPATH S&P500 VIX ETF 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SHARES ETF 25459W847 1 10 SH SOLE 0 0 10 DISCOVER FINL SVCS COM Stock 254709108 18 283 SH SOLE 0 0 283 DNP SELECT INCOME FD COM CEF 23325P104 68 5960 SH SOLE 0 0 5960 DOW CHEM CO COM Stock 260543103 0 0 SH SOLE 0 0 0 EATON CORP PLC SHS Stock G29183103 19 244 SH SOLE 0 0 244 EATON VANCE TX MNG BY WRT OPP COM CEF 27828Y108 61 4000 SH SOLE 0 0 4000 ELKHORN DWA COMMODITY ROTATION ETF ETF 287711816 42 1782 SH SOLE 0 0 1782 ELKHORN LUNT LOW VOL/HIGH BETA TACTICAL ETF ETF 287711790 8396 268502 SH SOLE 0 0 268502 EMERSON ELEC CO COM Stock 291011104 37 583 SH SOLE 0 0 583 EMQQ THE EMERGING MARKETS INTERNET AND ECOMMERCE ETF ETF 301505889 726 19965 SH SOLE 0 0 19965 ENERGY TRANSFER EQUITY L P COM UT LTD PTN Stock 29273V100 61 3500 SH SOLE 0 0 3500 ENTERPRISE PRODS PARTNERS L P COM Stock 293792107 324 12432 SH SOLE 0 0 12432 EXXON MOBIL CORP COM Stock 30231G102 192 2345 SH SOLE 0 0 2344 FACEBOOK INC CL A Stock 30303M102 22 127 SH SOLE 0 0 127 FIDELITY MSCI FINANCIALS INDEX ETF ETF 316092501 446 11745 SH SOLE 0 0 11745 FIDELITY MSCI HEALTH CARE INDEX ETF ETF 316092600 384 9708 SH SOLE 0 0 9708 FIDELITY MSCI INDUSTRIALS INDEX ETF ETF 316092709 55 1504 SH SOLE 0 0 1504 FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF ETF 316092808 69 1504 SH SOLE 0 0 1504 FIDELITY MSCI UTILITIES INDEX ETF ETF 316092865 361 10444 SH SOLE 0 0 10444 FIDELITY NATL INFORMATION SVCS COM Stock 31620M106 7 75 SH SOLE 0 0 75 FINANCIAL SELECT SECTOR SPDR FUND ETF 81369Y605 16 612 SH SOLE 0 0 612 FIRST TRUST ASIA PACIFIC EX-JAPAN ALPHADEX FUND ETF 33737J109 6 184 SH SOLE 0 0 184 FIRST TRUST CHINDIA ETF ETF 33733A102 2625 68535 SH SOLE 0 0 68535 FIRST TRUST EUROPE ALPHADEX FUND ETF 33737J117 2668 70756 SH SOLE 0 0 70756 FIRST TRUST FINANCIALS ALPHADEX FUND ETF 33734X135 20 690 SH SOLE 0 0 690 FIRST TRUST HEALTH CARE ALPHADEX FUND ETF 33734X143 5243 77773 SH SOLE 0 0 77773 FIRST TRUST INDUSTRIALS/PRODUCER DURABLES ALPHADEX FUND ETF 33734X150 0 0 SH SOLE 0 0 0 FIRST TRUST LARGE CAP CORE ALPHADEX FUND ETF 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SOLE 0 0 396 INTERNATIONAL BUSINESS MACHS COM Stock 459200101 23 160 SH SOLE 0 0 160 INTERPUBLIC GROUP COS INC COM Stock 460690100 2 87 SH SOLE 0 0 87 INTL PAPER CO COM Stock 460146103 14 247 SH SOLE 0 0 247 INVESCO CALIF VALUE MUN INC TR COM CEF 46132H106 350 26664 SH SOLE 0 0 26664 ISHARES 20 YEAR TREASURY BOND ETF ETF 464287432 167 1339 SH SOLE 0 0 1339 ISHARES 7-10 YEAR TREASURY BOND ETF ETF 464287440 497 4665 SH SOLE 0 0 4665 ISHARES AGENCY BOND ETF ETF 464288166 34 302 SH SOLE 0 0 302 ISHARES COHEN & STEERS REIT ETF ETF 464287564 5 46 SH SOLE 0 0 46 ISHARES CORE MSCI EMERGING MARKETS ETF ETF 46434G103 4732 87603 SH SOLE 0 0 87603 ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETF ETF 46432F834 16123 264395 SH SOLE 0 0 264395 ISHARES CORE S&P 500 ETF ETF 464287200 17 67 SH SOLE 0 0 67 ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF ETF 464287150 25434 441332 SH SOLE 0 0 441332 ISHARES CORE S&P U.S. GROWTH ETF ETF 464287671 598 11851 SH SOLE 0 0 11851 ISHARES CORE S&P U.S. VALUE ETF ETF 464287663 7 129 SH SOLE 0 0 129 ISHARES FLOATING RATE BOND ETF ETF 46429B655 11 219 SH SOLE 0 0 219 ISHARES GSCI COMMODITY-INDEXED TRUST ETF 46428R107 1 82 SH SOLE 0 0 82 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF ETF 464288513 56 630 SH SOLE 0 0 630 ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF ETF 464287242 1489 12281 SH SOLE 0 0 12281 ISHARES INTERNATIONAL SELECT DIVIDEND ETF ETF 464288448 66 1956 SH SOLE 0 0 1956 ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF ETF 464288281 1296 11128 SH SOLE 0 0 11128 ISHARES MBS ETF ETF 464288588 9 83 SH SOLE 0 0 83 ISHARES MSCI ACWI EX US INDEX FUND ETF 464288240 7 150 SH SOLE 0 0 150 ISHARES MSCI ALL PERU CAPPED ETF ETF 464289842 22 563 SH SOLE 0 0 563 ISHARES MSCI AUSTRIA CAPPED ETF ETF 464286202 42 1777 SH SOLE 0 0 1777 ISHARES MSCI BELGIUM CAPPED ETF ETF 464286301 42 1963 SH SOLE 0 0 1963 ISHARES MSCI BRAZIL CAPPED ETF ETF 464286400 55 1312 SH SOLE 0 0 1312 ISHARES MSCI CANADA ETF ETF 464286509 24 824 SH SOLE 0 0 824 ISHARES MSCI CHILE CAPPED ETF ETF 464286640 21 441 SH SOLE 0 0 441 ISHARES MSCI EAFE ETF ETF 464287465 16 240 SH SOLE 0 0 240 ISHARES MSCI EAFE SMALL-CAP ETF ETF 464288273 1298 20937 SH SOLE 0 0 20937 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 9 195 SH SOLE 0 0 195 ISHARES MSCI GERMANY ETF ETF 464286806 32 986 SH SOLE 0 0 986 ISHARES MSCI INDIA INDEX FUND ETF 46429B598 40 1205 SH SOLE 0 0 1205 ISHARES MSCI INDONESIA ETF ETF 46429B309 39 1473 SH SOLE 0 0 1473 ISHARES MSCI JAPAN ETF ETF 46434G822 34 617 SH SOLE 0 0 617 ISHARES MSCI NETHERLANDS ETF ETF 464286814 42 1323 SH SOLE 0 0 1323 ISHARES MSCI NEW ZEALAND CAPPED ETF ETF 464289123 21 438 SH SOLE 0 0 438 ISHARES MSCI PHILIPPINES ETF ETF 46429B408 20 529 SH SOLE 0 0 529 ISHARES MSCI POLAND CAPPED ETF ETF 46429B606 42 1584 SH SOLE 0 0 1584 ISHARES MSCI SOUTH AFRICA ETF ETF 464286780 49 834 SH SOLE 0 0 834 ISHARES MSCI SOUTH KOREA CAPPED ETF ETF 464286772 62 898 SH SOLE 0 0 898 ISHARES MSCI SWITZERLAND CAPPED ETF ETF 464286749 41 1159 SH SOLE 0 0 1159 ISHARES MSCI TAIWAN CAPPED ETF ETF 46434G772 40 1121 SH SOLE 0 0 1121 ISHARES MSCI THAILAND CAPPED ETF ETF 464286624 42 488 SH SOLE 0 0 488 ISHARES MSCI TURKEY ETF ETF 464286715 11 261 SH SOLE 0 0 261 ISHARES NASDAQ BIOTECHNOLOGY INDEX FUND ETF 464287556 441 1321 SH SOLE 0 0 1321 ISHARES NATIONAL MUNI BOND ETF ETF 464288414 137 1238 SH SOLE 0 0 1238 ISHARES RUSSELL 1000 ETF ETF 464287622 43 306 SH SOLE 0 0 306 ISHARES RUSSELL 1000 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