Chief Compliance Officer

0001062993-16-009351.txt : 20160502 0001062993-16-009351.hdr.sgml : 20160502 20160502164658 ACCESSION NUMBER: 0001062993-16-009351 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160502 DATE AS OF CHANGE: 20160502 EFFECTIVENESS DATE: 20160502 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Shamrock Asset Management LLC CENTRAL INDEX KEY: 0001555909 IRS NUMBER: 752703322 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15010 FILM NUMBER: 161612226 BUSINESS ADDRESS: STREET 1: 14643 DALLAS PARKWAY, SUITE 570 CITY: DALLAS STATE: TX ZIP: 75254 BUSINESS PHONE: 214-265-9400 MAIL ADDRESS: STREET 1: 14643 DALLAS PARKWAY, SUITE 570 CITY: DALLAS STATE: TX ZIP: 75254 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001555909 XXXXXXXX 03-31-2016 03-31-2016 Shamrock Asset Management LLC

14643 DALLAS PARKWAY, SUITE 570 DALLAS TX 75254

13F HOLDINGS REPORT 028-15010 N Edward Fjordbak Chief Compliance Officer 214-265-9400 Edward Fjordbak Dallas TX 04-26-2016 0 260 168947 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE ABBOTT LABS COM Stock 002824100 703 16841 SH SOLE 0 0 16840 ACCENTURE PLC IRELAND SHS CLASS A Stock G1151C101 713 6180 SH SOLE 0 0 6179 AECOM COM Stock 00766T100 24 777 SH SOLE 0 0 776 ALASKA AIR GROUP INC COM Stock 011659109 553 6745 SH SOLE 0 0 6745 ALERIAN MLP ETF ETF 00162Q866 36 2435 SH SOLE 0 0 2435 ALLEGION PUB LTD CO ORD SHS Stock G0176J109 1 16 SH SOLE 0 0 16 ALPHABET INC CAP STK CL A Stock 02079K305 593 777 SH SOLE 0 0 777 ALPHABET INC CAP STK CL C Stock 02079K107 129 173 SH SOLE 0 0 173 ALPINE GLOBAL PREMIER PPTYS FD COM SBI CEF 02083A103 23 4172 SH SOLE 0 0 4172 ALTRIA GROUP INC COM Stock 02209S103 64 1021 SH SOLE 0 0 1021 AMAZON.COM INC Stock 023135106 68 115 SH SOLE 0 0 115 AMERICAN ELEC PWR INC COM Stock 025537101 4 62 SH SOLE 0 0 62 AMERIGAS PARTNERS L P UNIT L P INT MLP 030975106 35 800 SH SOLE 0 0 800 AMGEN INC COM Stock 031162100 637 4248 SH SOLE 0 0 4247 ANALOG DEVICES INC COM Stock 032654105 657 11092 SH SOLE 0 0 11092 APOLLO RESIDENTIAL MTG INC COM REIT 03763V102 0 0 SH SOLE 0 0 0 APPLE INC Stock 037833100 199 1824 SH SOLE 0 0 1824 ASPEN TECHNOLOGY INC COM Stock 045327103 17 470 SH SOLE 0 0 470 AT&T INC COM Stock 00206R102 53 1391 SH SOLE 0 0 1391 ATLAS AIR WORLDWIDE HLDGS INC COM NEW Stock 049164205 3 80 SH SOLE 0 0 80 BANK NEW YORK MELLON CORP COM Stock 064058100 15 416 SH SOLE 0 0 416 BARCLAYS BANK PLC SP ADR 7.1%PF3 ADR 06739H776 28 1100 SH SOLE 0 0 1100 BARD C R INC COM Stock 067383109 17 82 SH SOLE 0 0 82 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 28 200 SH SOLE 0 0 200 BLACKROCK INCOME TR INC COM CEF 09247F100 8 1200 SH SOLE 0 0 1200 BLACKROCK INVT QUALITY MUN TR COM CEF 09247D105 203 12255 SH SOLE 0 0 12255 BLACKROCK UTIL & INFRASTRCTURE COM CEF 09248D104 46 2500 SH SOLE 0 0 2500 BLACKSTONE GROUP L P COM UNIT LTD MLP 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HIGH YIELD ETF ETF 33738D408 163 3450 SH SOLE 0 0 3450 FIRST TRUST UTILITIES ALPHADEX FUND ETF 33734X184 16955 652606 SH SOLE 0 0 652606 FORD MTR CO DEL COM PAR $0.01 Stock 345370860 4 300 SH SOLE 0 0 300 FRONTIER COMMUNICATIONS CORP COM Stock 35906A108 0 47 SH SOLE 0 0 47 GALLAGHER ARTHUR J & CO COM Stock 363576109 698 15688 SH SOLE 0 0 15688 GENERAL DYNAMICS CORP COM Stock 369550108 15 115 SH SOLE 0 0 115 GENERAL ELECTRIC CO COM Stock 369604103 851 26909 SH SOLE 0 0 26909 GENTEX CORP COM Stock 371901109 16 1024 SH SOLE 0 0 1024 GILEAD SCIENCES INC COM Stock 375558103 16 176 SH SOLE 0 0 176 GLAXOSMITHKLINE PLC SPONSORED ADR ADR 37733W105 48 1097 SH SOLE 0 0 1097 HAWAIIAN HOLDINGS INC COM Stock 419879101 623 13194 SH SOLE 0 0 13194 HELMERICH & PAYNE INC COM Stock 423452101 16 265 SH SOLE 0 0 265 HENRY JACK & ASSOC INC COM Stock 426281101 543 6424 SH SOLE 0 0 6424 HIGHWOODS PPTYS INC COM REIT 431284108 14 301 SH SOLE 0 0 301 HOLOGIC INC COM Stock 436440101 15 435 SH SOLE 0 0 435 HOME 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SOLE 0 0 2305 ISHARES CORE S&P 500 ETF ETF 464287200 27 129 SH SOLE 0 0 129 ISHARES CORE U.S. AGGREGATE BOND ETF ETF 464287226 957 8635 SH SOLE 0 0 8635 ISHARES FLOATING RATE BOND ETF ETF 46429B655 83 1639 SH SOLE 0 0 1639 ISHARES FTSE EPRA/NAREIT DEVELOPED REAL ESTATE EX-US INDEX FUND ETF 464288489 7 230 SH SOLE 0 0 230 ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF ETF 464287242 497 4183 SH SOLE 0 0 4183 ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF ETF 464288513 31 335 SH SOLE 0 0 335 ISHARES INTERNATIONAL SELECT DIVIDEND ETF ETF 464288448 106 3660 SH SOLE 0 0 3660 ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF ETF 464288281 80 723 SH SOLE 0 0 723 ISHARES MBS ETF ETF 464288588 594 5425 SH SOLE 0 0 5425 ISHARES MSCI ACWI EX US INDEX FUND ETF 464288240 6 150 SH SOLE 0 0 150 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN INDEX FUND ETF 464288182 102 1873 SH SOLE 0 0 1873 ISHARES MSCI AUSTRIA CAPPED ETF ETF 464286202 3029 192653 SH SOLE 0 0 192653 ISHARES MSCI BELGIUM CAPPED ETF ETF 464286301 3028 171482 SH SOLE 0 0 171482 ISHARES MSCI DENMARK CAPPED INVESTABLE MARKET INDEX FUND ETF 46429B523 3008 53218 SH SOLE 0 0 53218 ISHARES MSCI EAFE MINIMUM VOLATILITY ETF ETF 46429B689 277 4166 SH SOLE 0 0 4166 ISHARES MSCI GERMANY ETF ETF 464286806 36 1402 SH SOLE 0 0 1402 ISHARES MSCI HONG KONG ETF ETF 464286871 37 1892 SH SOLE 0 0 1892 ISHARES MSCI ISRAEL CAPPED ETF ETF 464286632 3035 63494 SH SOLE 0 0 63494 ISHARES MSCI JAPAN ETF ETF 464286848 37 3245 SH SOLE 0 0 3245 ISHARES MSCI NETHERLANDS ETF ETF 464286814 3047 123848 SH SOLE 0 0 123848 ISHARES MSCI SOUTH KOREA CAPPED ETF ETF 464286772 37 699 SH SOLE 0 0 699 ISHARES MSCI SWITZERLAND CAPPED ETF ETF 464286749 34 1127 SH SOLE 0 0 1127 ISHARES MSCI TAIWAN ETF ETF 464286731 39 2811 SH SOLE 0 0 2811 ISHARES MSCI USA MINIMUM VOLATILITY ETF ETF 46429B697 388 8835 SH SOLE 0 0 8835 ISHARES MSCI USA MOMENTUM FACTOR ETF ETF 46432F396 185 2537 SH SOLE 0 0 2537 ISHARES RUSSELL 2000 GROWTH ETF ETF 464287648 0 0 SH SOLE 0 0 0 ISHARES RUSSELL 2000 VALUE ETF ETF 464287630 0 0 SH SOLE 0 0 0 ISHARES RUSSELL MID-CAP GROWTH ETF ETF 464287481 0 0 SH SOLE 0 0 0 ISHARES S&P 100 ETF ETF 464287101 326 3570 SH SOLE 0 0 3570 ISHARES S&P 500 GROWTH ETF ETF 464287309 268 2310 SH SOLE 0 0 2310 ISHARES S&P 500 VALUE ETF ETF 464287408 306 3407 SH SOLE 0 0 3407 ISHARES S&P SMALL-CAP 600 VALUE ETF ETF 464287879 130 1149 SH SOLE 0 0 1149 ISHARES SHORT TREASURY BOND ETF ETF 464288679 100 907 SH SOLE 0 0 907 ISHARES TRUST RUSSELL 3000 INDEX FD ETF 464287689 18 150 SH SOLE 0 0 150 ISHARES U.S. PREFERRED STOCK ETF ETF 464288687 665 17020 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SOLE 0 0 475 POWERSHARES EMERGING MARKETS SOVEREIGN DEBT PORTFOLIO ETF 73936T573 38 1315 SH SOLE 0 0 1315 POWERSHARES SENIOR LOAN PORTFOLIO ETF 73936Q769 735 32220 SH SOLE 0 0 32220 PROCTER & GAMBLE CO COM Stock 742718109 717 8714 SH SOLE 0 0 8714 PROSHARES ULTRAPRO SHORT QQQ ETF 74348A418 1 35 SH SOLE 0 0 35 QUALCOMM INC COM Stock 747525103 31 600 SH SOLE 0 0 600 QUINTILES TRANSNATIO HLDGS INC COM Stock 74876Y101 16 241 SH SOLE 0 0 241 RAYTHEON CO COM NEW Stock 755111507 654 5332 SH SOLE 0 0 5331 RED HAT INC COM Stock 756577102 17 230 SH SOLE 0 0 230 REYNOLDS AMERICAN INC COM Stock 761713106 579 11509 SH SOLE 0 0 11509 ROYAL DUTCH SHELL PLC SPON ADR B ADR 780259107 687 13901 SH SOLE 0 0 13901 ROYAL DUTCH SHELL PLC SPONS ADR A ADR 780259206 0 6 SH SOLE 0 0 6 SAN JUAN BASIN RTY TR UNIT BEN INT Stock 798241105 1 167 SH SOLE 0 0 167 SCHLUMBERGER LTD COM Stock 806857108 676 9167 SH SOLE 0 0 9166 SEMPRA ENERGY COM Stock 816851109 329 3163 SH SOLE 0 0 3162 SM ENERGY CO COM Stock 78454L100 13 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