0001555900-13-000002.txt : 20130214
0001555900-13-000002.hdr.sgml : 20130214
20130214172119
ACCESSION NUMBER: 0001555900-13-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130214
DATE AS OF CHANGE: 20130214
EFFECTIVENESS DATE: 20130214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Carnick & Company, LLC
CENTRAL INDEX KEY: 0001555900
IRS NUMBER: 453307631
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15410
FILM NUMBER: 13616083
BUSINESS ADDRESS:
STREET 1: 675 SOUTHPOINTE COURT, SUITE 102
CITY: COLORADO SPRINGS
STATE: CO
ZIP: 80906
BUSINESS PHONE: 719-579-8000
MAIL ADDRESS:
STREET 1: POST OFFICE BOX 7
CITY: COLORADO SPRINGS
STATE: CO
ZIP: 80901
13F-HR
1
CarnickDecember2012.txt
13F
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarterly Ended: December 31, 2012
Check here is Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing This Report:
Name: Carnick & Company, LLC
Address: 675 Southpointe Court, Suite 102
Colorado Springs, CO 80906
13F File Number:
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts
of this form.
Person Signing This Report on Behalf of Reporting Manager:
Name: Craig Carnick
Title: Chief Compliance Officer
Phone: 719-579-8000
Signature, Place and Date of Signing:
Craig Carnick, Colorado Springs,CO February 14, 2013
Report Type (Check only one):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 56
Form 13F Information Table Value Total:50,415,151
List of Other Included Managers:
No. 13F File Number Name
01 N/A N/A
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT/ PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
---------------- -------------------- -------- --------- --------- ------ ----- -------- ----------------------------
APPLE INC COM 037833100 1,080 2029 Sole None Sole
ABBOTT LABORATORIES COM 002824100 122 18657 Sole None Sole
CIA DE BEBIDAS PFD ADR SPON ADR 20441W203 530 12630 Sole None Sole
AUTO DATA PROCESSING COM 053015103 886 15565 Sole None Sole
AMER ELECTRIC PWR CO COM 025537101 507 11890 Sole None Sole
ALLERGAN INC COM 018490102 842 9175 Sole None Sole
JP MORGAN EXCH TRADED ETN 46625H365 564 14665 Sole None Sole
AMAZON COM INC COM 023135106 1,061 4230 Sole None Sole
B C E INC NEW COM 05534B760 354 8250 Sole None Sole
BEACON ROOFING SUPPLY COM 073685109 678 20360 Sole None Sole
BAKER HUGHES INC COM 057224107 774 18950 Sole None Sole
BANK OF NY MELLON CP COM 064058100 375 14575 Sole None Sole
CAPSTEAD MORTGAGE CP COM 14067E506 642 55975 Sole None Sole
CINEMARK HOLDINGS INC COM 17243V102 372 14300 Sole None Sole
CENTERPOINT ENERGY INC COM 15189T107 338 17580 Sole None Sole
CONOCOPHILLIPS COM 20825C104 1,177 20295 Sole None Sole
COSTCO WHSL CORP NEW COM 22160K105 921 9327 Sole None Sole
COVIDIEN PLC NEW COM G2554F113 922 15965 Sole None Sole
GUGGENHEIM EXCH TRD FD ETF 18383M506 530 24175 Sole None Sole
DAVITA HEALTHCARE PTNR COM 23918K108 627 5674 Sole None Sole
E O G RESOURCES INC COM 26875P101 1,027 8500 Sole None Sole
EPR PPTYS 9.00% E CNV PFD 26884U307 1,104 37226 Sole None Sole
EXPRESS SCRIPTS HLDG CO COM 30219G108 698 12929 Sole None Sole
FLOWSERVE CORPORATION COM 34354P105 985 6713 Sole None Sole
FIRST TR EXCH TRADED FD ETF 33734X135 637 40625 Sole None Sole
GOOGLE INC CLASS A COM 38259P508 881 1246 Sole None Sole
HEALTH CARE REIT INC COM 42217K106 1,319 21525 Sole None Sole
HATTERAS FINANCIAL CORP COM 41902R103 1,017 40975 Sole None Sole
JPMORGAN CHASE & CO COM 46625H100 992 22550 Sole None Sole
MASTERCARD INC CLA COM 57636Q104 1,032 2100 Sole None Sole
3M COMPANY COM 88579Y101 391 4210 Sole None Sole
ANNALY CAPITAL MGMT COM 035710409 890 63460 Sole None Sole
OMNICARE CAP TR II PFB B 68214Q200 1,077 22400 Sole None Sole
POWERSHS EXCH TRAD FD PFD 73936T565 1,152 78450 Sole None Sole
PPL CORPORATION COM 69351T106 340 11878 Sole None Sole
PROSPECT CAPITAL CORP COM 74348T102 641 58975 Sole None Sole
POWERSHS EXCH TRAD FD ETF 73935X427 1,284 31757 Sole None Sole
GUGGENHEIM ETF ETF 78355W106 271 5082 Sole None Sole
SAFETY INSURANCE GROUP COM 78648T100 328 7110 Sole None Sole
SENIOR HOUSING PPTYS TR SBI 81721M109 1,203 50878 Sole None Sole
SANOFI ADR ADR 80105N105 398 8405 Sole None Sole
STATOIL ASA ADR ADR 85771P102 291 11630 Sole None Sole
STARWOOD PPTY TRUST INC COM 85571B105 1,246 54250 Sole None Sole
A T & T INC NEW COM 00206R102 1,093 32417 Sole None Sole
INTEGRYS ENERGY GROUP COM 45822P105 1,100 21070 Sole None Sole
TARGET CORPORATION COM 87612E106 276 4665 Sole None Sole
TOTAL S A ADR ADR 89151E109 346 6655 Sole None Sole
TRAVELERS COMPANIES INC COM 89417E109 1,330 18515 Sole None Sole
TELUS CORP NON VTG NVS 87971M202 398 6110 Sole None Sole
TIME WARNER CABLE COM 88732J207 383 3940 Sole None Sole
UNITEDHEALTH GROUP INC COM 91324P102 776 14305 Sole None Sole
VIACOM INC CL B NEW COM 92553P201 948 17980 Sole None Sole
VODAFONE GROUP NEW ADR ADR 92857W209 1,047 41583 Sole None Sole
VERIZON COMMUNICATIONS COM 92343V104 345 7980 Sole None Sole
SECTOR SPDR FINCL SBI 81369Y605 920 56150 Sole None Sole
SECTOR SPDR TECH SELECT SBI 81369Y803 895 31025 Sole None Sole