0001555900-13-000002.txt : 20130214 0001555900-13-000002.hdr.sgml : 20130214 20130214172119 ACCESSION NUMBER: 0001555900-13-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130214 DATE AS OF CHANGE: 20130214 EFFECTIVENESS DATE: 20130214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Carnick & Company, LLC CENTRAL INDEX KEY: 0001555900 IRS NUMBER: 453307631 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15410 FILM NUMBER: 13616083 BUSINESS ADDRESS: STREET 1: 675 SOUTHPOINTE COURT, SUITE 102 CITY: COLORADO SPRINGS STATE: CO ZIP: 80906 BUSINESS PHONE: 719-579-8000 MAIL ADDRESS: STREET 1: POST OFFICE BOX 7 CITY: COLORADO SPRINGS STATE: CO ZIP: 80901 13F-HR 1 CarnickDecember2012.txt 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarterly Ended: December 31, 2012 Check here is Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing This Report: Name: Carnick & Company, LLC Address: 675 Southpointe Court, Suite 102 Colorado Springs, CO 80906 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing This Report on Behalf of Reporting Manager: Name: Craig Carnick Title: Chief Compliance Officer Phone: 719-579-8000 Signature, Place and Date of Signing: Craig Carnick, Colorado Springs,CO February 14, 2013 Report Type (Check only one): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 56 Form 13F Information Table Value Total:50,415,151 List of Other Included Managers: No. 13F File Number Name 01 N/A N/A FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT/ PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ---------------- -------------------- -------- --------- --------- ------ ----- -------- ---------------------------- APPLE INC COM 037833100 1,080 2029 Sole None Sole ABBOTT LABORATORIES COM 002824100 122 18657 Sole None Sole CIA DE BEBIDAS PFD ADR SPON ADR 20441W203 530 12630 Sole None Sole AUTO DATA PROCESSING COM 053015103 886 15565 Sole None Sole AMER ELECTRIC PWR CO COM 025537101 507 11890 Sole None Sole ALLERGAN INC COM 018490102 842 9175 Sole None Sole JP MORGAN EXCH TRADED ETN 46625H365 564 14665 Sole None Sole AMAZON COM INC COM 023135106 1,061 4230 Sole None Sole B C E INC NEW COM 05534B760 354 8250 Sole None Sole BEACON ROOFING SUPPLY COM 073685109 678 20360 Sole None Sole BAKER HUGHES INC COM 057224107 774 18950 Sole None Sole BANK OF NY MELLON CP COM 064058100 375 14575 Sole None Sole CAPSTEAD MORTGAGE CP COM 14067E506 642 55975 Sole None Sole CINEMARK HOLDINGS INC COM 17243V102 372 14300 Sole None Sole CENTERPOINT ENERGY INC COM 15189T107 338 17580 Sole None Sole CONOCOPHILLIPS COM 20825C104 1,177 20295 Sole None Sole COSTCO WHSL CORP NEW COM 22160K105 921 9327 Sole None Sole COVIDIEN PLC NEW COM G2554F113 922 15965 Sole None Sole GUGGENHEIM EXCH TRD FD ETF 18383M506 530 24175 Sole None Sole DAVITA HEALTHCARE PTNR COM 23918K108 627 5674 Sole None Sole E O G RESOURCES INC COM 26875P101 1,027 8500 Sole None Sole EPR PPTYS 9.00% E CNV PFD 26884U307 1,104 37226 Sole None Sole EXPRESS SCRIPTS HLDG CO COM 30219G108 698 12929 Sole None Sole FLOWSERVE CORPORATION COM 34354P105 985 6713 Sole None Sole FIRST TR EXCH TRADED FD ETF 33734X135 637 40625 Sole None Sole GOOGLE INC CLASS A COM 38259P508 881 1246 Sole None Sole HEALTH CARE REIT INC COM 42217K106 1,319 21525 Sole None Sole HATTERAS FINANCIAL CORP COM 41902R103 1,017 40975 Sole None Sole JPMORGAN CHASE & CO COM 46625H100 992 22550 Sole None Sole MASTERCARD INC CLA COM 57636Q104 1,032 2100 Sole None Sole 3M COMPANY COM 88579Y101 391 4210 Sole None Sole ANNALY CAPITAL MGMT COM 035710409 890 63460 Sole None Sole OMNICARE CAP TR II PFB B 68214Q200 1,077 22400 Sole None Sole POWERSHS EXCH TRAD FD PFD 73936T565 1,152 78450 Sole None Sole PPL CORPORATION COM 69351T106 340 11878 Sole None Sole PROSPECT CAPITAL CORP COM 74348T102 641 58975 Sole None Sole POWERSHS EXCH TRAD FD ETF 73935X427 1,284 31757 Sole None Sole GUGGENHEIM ETF ETF 78355W106 271 5082 Sole None Sole SAFETY INSURANCE GROUP COM 78648T100 328 7110 Sole None Sole SENIOR HOUSING PPTYS TR SBI 81721M109 1,203 50878 Sole None Sole SANOFI ADR ADR 80105N105 398 8405 Sole None Sole STATOIL ASA ADR ADR 85771P102 291 11630 Sole None Sole STARWOOD PPTY TRUST INC COM 85571B105 1,246 54250 Sole None Sole A T & T INC NEW COM 00206R102 1,093 32417 Sole None Sole INTEGRYS ENERGY GROUP COM 45822P105 1,100 21070 Sole None Sole TARGET CORPORATION COM 87612E106 276 4665 Sole None Sole TOTAL S A ADR ADR 89151E109 346 6655 Sole None Sole TRAVELERS COMPANIES INC COM 89417E109 1,330 18515 Sole None Sole TELUS CORP NON VTG NVS 87971M202 398 6110 Sole None Sole TIME WARNER CABLE COM 88732J207 383 3940 Sole None Sole UNITEDHEALTH GROUP INC COM 91324P102 776 14305 Sole None Sole VIACOM INC CL B NEW COM 92553P201 948 17980 Sole None Sole VODAFONE GROUP NEW ADR ADR 92857W209 1,047 41583 Sole None Sole VERIZON COMMUNICATIONS COM 92343V104 345 7980 Sole None Sole SECTOR SPDR FINCL SBI 81369Y605 920 56150 Sole None Sole SECTOR SPDR TECH SELECT SBI 81369Y803 895 31025 Sole None Sole