0001062993-16-009619.txt : 20160512 0001062993-16-009619.hdr.sgml : 20160512 20160512093210 ACCESSION NUMBER: 0001062993-16-009619 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160512 DATE AS OF CHANGE: 20160512 EFFECTIVENESS DATE: 20160512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Carnick & Kubik, LLC CENTRAL INDEX KEY: 0001555900 IRS NUMBER: 453307631 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15410 FILM NUMBER: 161641853 BUSINESS ADDRESS: STREET 1: 675 SOUTHPOINTE COURT, SUITE 102 CITY: COLORADO SPRINGS STATE: CO ZIP: 80906 BUSINESS PHONE: 719-579-8000 MAIL ADDRESS: STREET 1: POST OFFICE BOX 7 CITY: COLORADO SPRINGS STATE: CO ZIP: 80901 FORMER COMPANY: FORMER CONFORMED NAME: Carnick & Company, LLC DATE OF NAME CHANGE: 20120809 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001555900 XXXXXXXX 03-31-2016 03-31-2016 Carnick & Kubik, LLC

POST OFFICE BOX 7 COLORADO SPRINGS CO 80901

13F HOLDINGS REPORT 028-15410 N Craig Carnick 719-579-8000 Craig Carnick DENVER CO 05-11-2016 0 1014 333718 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE First Tst En MLP ETF STOCK 33738D101 544 24895 SH SOLE None 0 0 0 First TRUST Energy Infra STOCK 33738C103 181 11710 SH SOLE None 0 0 0 Greenhaven Cont Cmdty STOCK 395258106 1236 66080 SH SOLE None 0 0 0 Kayne Anderson Midstream CE fund STOCK 48661E108 20 1850 SH SOLE None 0 0 0 Tortoise Egy Indpndnc Fd STOCK 89148K101 7 600 SH SOLE None 0 0 0 Pimco Commodity Real STOCK 722005550 11 1796 SH SOLE None 0 0 0 Tortoise Pwr & Egy Infr STOCK 89147X104 185 10650 SH SOLE None 0 0 0 AIG 21wts STOCK 026874156 0 8 SH SOLE None 0 0 0 Ampio Pharmaceuticals STOCK 03209T109 330 146692 SH SOLE None 0 0 0 Mrgn Stnly Asia Pac Fund STOCK 61744U106 3 250 SH SOLE None 0 0 0 Antero Resouces Corp STOCK 03674X106 22199 892587 SH SOLE None 0 0 0 ARK Innovation ETF STOCK 00214Q104 17 890 SH SOLE None 0 0 0 Wtree Australia Div ETF STOCK 97717W810 10 200 SH SOLE None 0 0 0 American Water Works Co STOCK 030420103 2 30 SH SOLE None 0 0 0 1/100 Berkshire Htwy A STOCK 084990175 2775 1300 SH SOLE None 0 0 0 Buffalo Wild Wings Inc STOCK 119848109 74 500 SH SOLE None 0 0 0 Nuveen S&P 500 BuyWrite STOCK 6706ER101 88 6957 SH SOLE None 0 0 0 Central European Eq Fd STOCK G20045902 15 827 SH SOLE None 0 0 0 Proshares LC Plus ETF STOCK 74347R248 32 630 SH SOLE None 0 0 0 Constellium Nv STOCK N22035104 1 200 SH SOLE None 0 0 0 Connecticut Wtr Svc Inc STOCK 207797101 27 600 SH SOLE None 0 0 0 Deutsch X Trks MSCI EAFE STOCK 233051200 13 500 SH SOLE None 0 0 0 Wisdomtree Smallcap Div STOCK 97717W604 409 5955 SH SOLE None 0 0 0 Wisdomtree US Div ETF STOCK 97717X669 31 1000 SH SOLE None 0 0 0 Wisdomtree Largecap Div STOCK 97717W307 37 500 SH SOLE None 0 0 0 Dorman Products Inc STOCK 258278100 27 500 SH SOLE None 0 0 0 SPDR S&P Intl Dividend STOCK 78463X772 16 450 SH SOLE None 0 0 0 Ishares Msci Emrg Mkt Fd STOCK 464287234 1373 40080 SH SOLE None 0 0 0 Direxion Energy Bull ETF STOCK 25459W888 1 62 SH SOLE None 0 0 0 Enstar Group Ltd STOCK G3075P101 77 475 SH SOLE None 0 0 0 Eaton Vance Tax Mgd BuyWrite STOCK 27828Y108 4 300 SH SOLE None 0 0 0 Eaton Vance Tax Mgd CE STOCK 27828N102 14 1300 SH SOLE None 0 0 0 Fanuc Corporation Ord STOCK J13440102 16 100 SH SOLE None 0 0 0 Freddie Mac Pfd. STOCK 313400624 28 9000 SH SOLE None 0 0 0 Fannie Mae Pfd. STOCK 313586752 3 1000 SH SOLE None 0 0 0 First Tst L/S ETF STOCK 33739P103 34 1075 SH SOLE None 0 0 0 Sprott Focus Trust STOCK 85208J109 21 3484 SH SOLE None 0 0 0 Georgia Pwr Co PFD 6.5% STOCK 373334119 12 115 SH SOLE None 0 0 0 Gabelli Global Multimed STOCK 36239Q109 1 100 SH SOLE None 0 0 0 Holco Mtg Accept Corp (NV) STOCK 434742102 0 1250 SH SOLE None 0 0 0 Heska Corp STOCK 42805E306 11 400 SH SOLE None 0 0 0 Alps HVPW ETF STOCK 00162Q734 118 5900 SH SOLE None 0 0 0 Iamgold Corporation STOCK 450913108 1 500 SH SOLE None 0 0 0 Ishares Oil Equip & Svc STOCK 464288844 71 2000 SH SOLE None 0 0 0 Jardine Strat Hldg Ord STOCK G50764102 76 2545 SH SOLE None 0 0 0 Kraft Heinz Company STOCK 500754106 39 491 SH SOLE None 0 0 0 Kuka Ag Ord STOCK D3862Y102 147 1400 SH SOLE None 0 0 0 Lumber Liquidators Hldgs STOCK 55003T107 26 2000 SH SOLE None 0 0 0 Lvmh Moet New Adr STOCK 502441306 2 55 SH SOLE None 0 0 0 Las Vegas Sands Corp STOCK 517834107 51 985 SH SOLE None 0 0 0 1st Tr Exch Traded Fd Vi STOCK 33738R100 14 750 SH SOLE None 0 0 0 Meredith Corp STOCK 589433101 19 400 SH SOLE None 0 0 0 Medidata Solutions Inc STOCK 58471A105 1 20 SH SOLE None 0 0 0 Mid Cap S P D R TRUST STOCK 595635103 3 10 SH SOLE None 0 0 0 IndexIQ Merger Arbitrage STOCK 45409B800 2 80 SH SOLE None 0 0 0 Melco Pbl Entmt Ltd Adrf STOCK 585464100 2 150 SH SOLE None 0 0 0 Nextera Energy Inc STOCK 65339F101 83 700 SH SOLE None 0 0 0 Universal Display Corp STOCK 91347P105 189 3494 SH SOLE None 0 0 0 Onex Corporation STOCK 68272K103 15 250 SH SOLE None 0 0 0 Adams Natural Resources STOCK 716549100 16 900 SH SOLE None 0 0 0 Powershs Int'l Dividend STOCK 73935X716 17 1250 SH SOLE None 0 0 0 Qorvo Inc STOCK 74736K101 1 18 SH SOLE None 0 0 0 Valueshares ETF STOCK 02072L102 12 500 SH SOLE None 0 0 0 Regeneron Pharms Inc STOCK 75886F107 89 247 SH SOLE None 0 0 0 Roche Hldg Ag Ord New STOCK H69293217 63 255 SH SOLE None 0 0 0 Rakuten Inc Tokyo Ord STOCK J64264104 39 4015 SH SOLE None 0 0 0 Royce Micro-Cap TRUST STOCK 780915104 5 745 SH SOLE None 0 0 0 Rovi Corporation STOCK 779376102 1 38 SH SOLE None 0 0 0 Seabridge Gold Inc STOCK 811916105 11 1000 SH SOLE None 0 0 0 Sch US Smcap Etf STOCK 808524607 123 2373 SH SOLE None 0 0 0 Schwab US Brd Mkt ETF STOCK 808524102 516 10473 SH SOLE None 0 0 0 Sch Intl Smcap Etf STOCK 808524888 8 273 SH SOLE None 0 0 0 Sch US Div Equity ETF STOCK 808524797 1788 44605 SH SOLE None 0 0 0 Schwab Emg Mkt Eq ETF STOCK 808524706 22 1057 SH SOLE None 0 0 0 Sch Intl Eq Etf STOCK 808524805 59 2175 SH SOLE None 0 0 0 Schwab US Large Cap Growth STOCK 808524300 196 3736 SH SOLE None 0 0 0 Sch US MCap ETF STOCK 808524508 1705 41999 SH SOLE None 0 0 0 Schwab US Large Cap Value STOCK 808524409 5 105 SH SOLE None 0 0 0 St Lawrence Energy Corp (NV) STOCK 791120108 0 3 SH SOLE None 0 0 0 Container Store Group STOCK 210751103 2 300 SH SOLE None 0 0 0 Time Inc STOCK 887228104 0 8 SH SOLE None 0 0 0 Twitter Inc STOCK 90184L102 29 1750 SH SOLE None 0 0 0 Under Armour STOCK 904311107 140 1650 SH SOLE None 0 0 0 Uranium Energy Corp STOCK 916896103 1 750 SH SOLE None 0 0 0 Reaves Utility Income Fd STOCK 756158101 33 1100 SH SOLE None 0 0 0 Vanguard Small Cap STOCK 922908751 64 574 SH SOLE None 0 0 0 Vguard Sml Cap Val ETF STOCK 922908611 1253 12299 SH SOLE None 0 0 0 Vanguard Intl Eqty Index STOCK 922042775 31 720 SH SOLE None 0 0 0 Vanguard Div Apprciation STOCK 921908844 179 2200 SH SOLE None 0 0 0 Vanguard Mid Cap STOCK 922908629 30 250 SH SOLE None 0 0 0 Vivint Solar Inc STOCK 92854Q106 1 200 SH SOLE None 0 0 0 Vanguard HY ETF STOCK 921946406 701 10160 SH SOLE None 0 0 0 Warren Resources Inc STOCK 93564A100 3 17500 SH SOLE None 0 0 0 Ziopharm Oncology STOCK 98973P101 0 50 SH SOLE None 0 0 0 Alvarado School 4.5% 02/15/2017 FNON 022357XN2 16 15000 SH SOLE None 0 0 0 Alvarado School 4.5% 02/15/2034 FNON 022357XZ5 31 30000 SH SOLE None 0 0 0 Arlington Tx 4.5% 08/15/2027 FNON 0417903G9 53 50000 SH SOLE None 0 0 0 Arlington Tx 4.625% 08/15/2033 FNON 0417906R2 27 25000 SH SOLE None 0 0 0 Bank of America 5.5% 12/25/2033 FNON 05948XC82 1 10000 SH SOLE None 0 0 0 Bank of America 5.5% 11/25/2033 FNON 05948XWW7 1 12000 SH SOLE None 0 0 0 Bexar Cnty Tx 4.75% 06/15/2033 FNON 088281AZ3 55 50000 SH SOLE None 0 0 0 Brighton Colo Water 3.0% 12/1/2018 FNON 10932PAR7 11 10000 SH SOLE None 0 0 0 Burleson School 4.375% 08/01/2032 FNON 121403WY1 51 50000 SH SOLE None 0 0 0 Corpus Christi 4.5% 03/01/2024 FNON 220112C53 52 50000 SH SOLE None 0 0 0 Cypress-Fairbank 4.5% 02/15/2028 FNON 232760YA0 52 50000 SH SOLE None 0 0 0 Dallas Transit 4.5% 12/01/2024 FNON 235241QM1 41 40000 SH SOLE None 0 0 0 Dallas Transit 4.5% 12/01/2024 FNON 235241RA6 10 10000 SH SOLE None 0 0 0 Denton Tx 4.5% 07/15/2034 FNON 248775D21 27 25000 SH SOLE None 0 0 0 General Electric 6.75% 5/15/2018 FNON 36966R3C8 17 15000 SH SOLE None 0 0 0 Goldman Sachs 6.0% 05/15/2016 FNON 38141E6R5 75 75000 SH SOLE None 0 0 0 Humble School 4.625% 02/15/2034 FNON 4450428A5 55 50000 SH SOLE None 0 0 0 Midland School 4.75% 02/15/2026 FNON 597783ZD4 52 50000 SH SOLE None 0 0 0 Midlothian School 4.0% 02/15/2034 FNON 597851ZL1 52 50000 SH SOLE None 0 0 0 Petrobras Global 2.0% 05/20/2016 FNON 71647NAC3 100 100000 SH SOLE None 0 0 0 Port Houston 4.25% 10/01/2033 FNON 7342603C4 55 50000 SH SOLE None 0 0 0 Qwest 8.375% 05/01/2016 FNON 74913GAW5 100 100000 SH SOLE None 0 0 0 Rockwall Tx 4.5% 08/01/2026 FNON 774280WP2 53 50000 SH SOLE None 0 0 0 Santander Hldgs 4.625% 04/19/16 FNON 80282KAA4 100 100000 SH SOLE None 0 0 0 Texas St 4.5% 04/01/2032 FNON 882723LY3 53 50000 SH SOLE None 0 0 0 Torchmark Corp 6.375% 06/15/2016 FNON 891027AN4 101 100000 SH SOLE None 0 0 0 Xerox 7.2% 04/01/2016 FTAX 98412JBA1 100 100000 SH SOLE None 0 0 0 First Trust Intermediate Dur FTAX 33718W103 169 7486 SH SOLE None 0 0 0 Nuveen Quality Pfd Incm FTAX 67072W101 62 7284 SH SOLE None 0 0 0 Nuveen Multi Strat Incm II FTAX 67073D102 8 1000 SH SOLE None 0 0 0 Nuveen Floating Rate FTAX 6706EN100 342 34531 SH SOLE None 0 0 0 Nuveen Intermediate Duration Muni FTAX 670671106 37 2776 SH SOLE None 0 0 0 Nuveen Prem Income Muni Fd FTAX 67062T100 380 26112 SH SOLE None 0 0 0 Nuveen Prem Inc Muni Fund II FTAX 67063W102 191 12989 SH SOLE None 0 0 0 Nuveen Quality Income Muni Fd FTAX 670977107 35 2355 SH SOLE None 0 0 0 Nuveen Select Tax Free Income 2 FTAX 67063C106 122 8650 SH SOLE None 0 0 0 Nuveen Dividend Adv Muni Fund 2 FTAX 67070F100 369 24868 SH SOLE None 0 0 0 Nuveen Dividend Adv Muni Fund 3 FTAX 67070X101 35 2367 SH SOLE None 0 0 0 Pioneer Floating Rate Trust FTAX 72369J102 75 6693 SH SOLE None 0 0 0 ADAMS & WELD CNTYS COLO SCH DI GO REF BD FNON 005518QV0 82 80000 SH SOLE None 0 0 0 ALASKA RR CORP CAP GRNT RCPTS CAP GRNT FNON 01176PBU3 42 40000 SH SOLE None 0 0 0 ALASKA INDL DEV FNON 011903DV0 310 300000 SH SOLE None 0 0 0 ALLEGHENY CNTY PA PORT AUTH SP FNON 017343DL5 179 150000 SH SOLE None 0 0 0 ALLEGHENY CNTY PA SAN AUTH SWR FNON 017357YW8 401 330000 SH SOLE None 0 0 0 ALLIANCE ARPT TX FNON 01852LBC3 250 250000 SH SOLE None 0 0 0 AMERICAN MUN PWR OHIO INC REV FNON 02765UGW8 125 115000 SH SOLE None 0 0 0 AMERICAN MUN PWR OHIO INC REV FNON 02765UHG2 259 240000 SH SOLE None 0 0 0 AMERICAN MUN PWR OHIO INC REV FNON 02765UHU1 11 10000 SH SOLE None 0 0 0 AMERICAN MUN PWR OHIO INC REV FNON 02765UJE5 16 15000 SH SOLE None 0 0 0 ANCHORAGE ALASKA FNON 033161SL5 86 85000 SH SOLE None 0 0 0 ANCHORAGE ALAASKA FNON 033161WT3 44 40000 SH SOLE None 0 0 0 ARIZONA ST LOTTERY FNON 040624AY4 113 100000 SH SOLE None 0 0 0 ASPEN VY HOSP DIST FNON 045338BT6 22 20000 SH SOLE None 0 0 0 ATLANTA GA WTR FNON 047870EX4 167 125000 SH SOLE None 0 0 0 AURORA COLO WTR REV FIRST LIE N WTR REF FNON 051595AA4 240 220000 SH SOLE None 0 0 0 AUSTIN TEX ELEC UTIL SYS REV ELEC UTIL FNON 052414KE8 146 130000 SH SOLE None 0 0 0 AUSTIN TEX INDPT FNON 052430AU9 101 100000 SH SOLE None 0 0 0 BALTIMORE MD PROJ FNON 05922KLC1 101 100000 SH SOLE None 0 0 0 BERKELEY CNTY W VA PUB SVC SWR FNON 084249DD0 349 305000 SH SOLE None 0 0 0 BETTENDORF IOWA FNON 087671M34 206 180000 SH SOLE None 0 0 0 BEXAR TEX MET WTR FNON 088563QR5 201 200000 SH SOLE None 0 0 0 BIRMINGHAM ALA FNON 091092AS5 168 155000 SH SOLE None 0 0 0 BIRMINGHAM ALA WTRW FNON 091096CK1 162 140000 SH SOLE None 0 0 0 BOULDER VALLEY 4.625% 12/2031 FNON 101547UA3 5 5000 SH SOLE None 0 0 0 BOWLES MET DIST COL FNON 102593BG4 301 250000 SH SOLE None 0 0 0 BRAZOS RIVER AUTH TX FNON 106214DX4 32 30000 SH SOLE None 0 0 0 BRIDGES MUN FNON 108443JX1 180 175000 SH SOLE None 0 0 0 BRIGHTON COLO WTR FNON 10932PBD7 57 50000 SH SOLE None 0 0 0 BROWNSVILLE TEX UTIL FNON 116475B86 262 240000 SH SOLE None 0 0 0 BROWNSVILLE TEX UTI FNON 116475B94 109 100000 SH SOLE None 0 0 0 BROWNSVILLE TEX UTI FNON 116475C44 324 300000 SH SOLE None 0 0 0 BRYAN TEX WTRWKS & FNON 117622HC7 85 80000 SH SOLE None 0 0 0 BULLARD TEX INDPT SCH DIST FNON 120214NL1 42 40000 SH SOLE None 0 0 0 BULLARD TEX INDPT SCH DIST FNON 120214NN7 10 10000 SH SOLE None 0 0 0 BUTLER CNTY KS UNI SCH DIST NO FNON 123425FM7 479 435000 SH SOLE None 0 0 0 BUTLER CNTY OHIO HOSP FACS REV FNON 123550GE9 701 620000 SH SOLE None 0 0 0 CALIFORNIA MUN FIN FNON 13048TPC1 199 170000 SH SOLE None 0 0 0 CALIFORNIA MUN FIN FNON 13048TPD9 198 170000 SH SOLE None 0 0 0 CALIFORNIA POLLU FNON 130534A83 83 80000 SH SOLE None 0 0 0 CALIFORNIA POLLU FNON 130534A91 21 20000 SH SOLE None 0 0 0 CALIFORNIA POLLU FNON 130534B25 172 165000 SH SOLE None 0 0 0 CALIFORNIA ST DEPT WTR RES CEN CENTRAL V FNON 130663CK1 5 5000 SH SOLE None 0 0 0 CANTERBERRY CO CROSSING FNON 138100BA9 164 160000 SH SOLE None 0 0 0 CAPE FEAR PUB UTIL FNON 139391AS5 109 100000 SH SOLE None 0 0 0 CASTLE PINES NORTH MET DIST CO FNON 148473AN1 278 250000 SH SOLE None 0 0 0 CASTLE ROCK COLO FNON 14848PAZ4 486 430000 SH SOLE None 0 0 0 CEDAR FALLS LOW FNON 150214AP9 166 150000 SH SOLE None 0 0 0 CENTRAL BRADFORD PROGRESS AUTH FNON 152691AM3 644 555000 SH SOLE None 0 0 0 CENTRAL COLO WTR CO FNON 15317PAT7 295 270000 SH SOLE None 0 0 0 CENTRAL PLATTE FNON 154876AU0 172 150000 SH SOLE None 0 0 0 CHARLESTON CNTY FNON 160069PR5 138 130000 SH SOLE None 0 0 0 CHICAGO ILL FNON 167485CD1 151 150000 SH SOLE None 0 0 0 CHICAGO ILL BRD FNON 1675012J3 62 60000 SH SOLE None 0 0 0 CITRUS CNTY FLA WTR FNON 177475AT7 104 100000 SH SOLE None 0 0 0 CLAIBORNE CNTY TENN UTILS DIST WTR SWR A FNON 179476AG1 103 100000 SH SOLE None 0 0 0 CLOVER S C SCH DIST NO 2 YORK FNON 189152FK2 5 5000 SH SOLE None 0 0 0 COLORADO EDL & CULTURAL FACS A FNON 19645RA35 394 340000 SH SOLE None 0 0 0 COLORADO EDL & CULTURAL FACS A FNON 19645RQG9 647 555000 SH SOLE None 0 0 0 COLORADO EDL & CULTURAL FACS A FNON 19645RWF4 484 425000 SH SOLE None 0 0 0 COLORADO EDL & CULTURAL FACS A FNON 19645RWU1 148 130000 SH SOLE None 0 0 0 COLORADO EDL & CULTURAL FACS A FNON 19645RXM8 346 300000 SH SOLE None 0 0 0 COLORADO EDL & CULTURAL FACS A FNON 19645RYH8 387 325000 SH SOLE None 0 0 0 COLORADO HEALTH FNON 19648AGQ2 140 130000 SH SOLE None 0 0 0 COLORADO HEALTH FACS AUTH REV HOSP REV FNON 19648AKV6 92 90000 SH SOLE None 0 0 0 COLORADO HEALTH FAC FNON 19648AL45 395 350000 SH SOLE None 0 0 0 COLORADO HEALTH FNON 19648ARD9 336 300000 SH SOLE None 0 0 0 COLORADO HEALTH FAC FNON 19648ATN5 115 100000 SH SOLE None 0 0 0 COLORADO HEALTH FAC FNON 19648AVC6 203 190000 SH SOLE None 0 0 0 COLORADO ST BRD GOV 5% 03/2033 FNON 196707GX5 5 5000 SH SOLE None 0 0 0 COLORADO ST BRD GOVERNORS UNIV REV BDS 2 FNON 196707LJ0 16 15000 SH SOLE None 0 0 0 COLORADO ST BRD GOVERNORS UNIV REV BDS 2 FNON 196707LK7 21 20000 SH SOLE None 0 0 0 COLORADO ST BRD FNON 196707QD8 576 525000 SH SOLE None 0 0 0 COLORADO ST BRD GOVERNORS UNIV FNON 196707QT3 214 180000 SH SOLE None 0 0 0 COLO STATE BUREAU 4.00% 03/15/2028 FNON 196709AN9 225 200000 SH SOLE None 0 0 0 COLORADO ST CTFS PA FNON 196711PP4 445 400000 SH SOLE None 0 0 0 COLORADO WTR RES FNON 196797YU2 25 25000 SH SOLE None 0 0 0 COLORADO WTR RES & PWR DEV AUT CLEAN WTR FNON 19679PAQ7 81 80000 SH SOLE None 0 0 0 COLORADO WTR RES & FNON 19679RRB8 101 90000 SH SOLE None 0 0 0 COLORADO WTR RES & FNON 19679RRC6 183 165000 SH SOLE None 0 0 0 COLORADO WTR RES & FNON 19679RRD4 253 230000 SH SOLE None 0 0 0 COLORADO WTR RES & FNON 19679RRE2 328 300000 SH SOLE None 0 0 0 COLUMBIA S C WTRWKS & SWR SYS FNON 198504TZ5 174 150000 SH SOLE None 0 0 0 CONCORD NC UTILS FNON 206461GS8 90 80000 SH SOLE None 0 0 0 COOK CNTY ILL SCH FNON 214795FM3 25 24000 SH SOLE None 0 0 0 COOK CNTY III CMNTY FNON 215723GE1 138 130000 SH SOLE None 0 0 0 CORPUS CHRISTI TEX UTIL SYS RE FNON 220245UC6 178 150000 SH SOLE None 0 0 0 DALLAS FORT WORTH FNON 235036TT7 633 550000 SH SOLE None 0 0 0 DALLAS TEX WTRWKS FNON 235416ZK3 84 80000 SH SOLE None 0 0 0 DANVILLE IND 5/6 & 7/8 SCH BLD FIRST MTG FNON 23656PAV5 81 80000 SH SOLE None 0 0 0 DAVIS CNTY UTAH FNON 239018BH6 153 150000 SH SOLE None 0 0 0 DEKALB CNTY GA FNON 240523UJ7 85 65000 SH SOLE None 0 0 0 DE KALB CNTY ILL CMNTY UNIT SC GO SCH BD FNON 240685GU5 32 30000 SH SOLE None 0 0 0 DE KALB CNTY III CMNTY UNIT SC FNON 240685GY7 355 335000 SH SOLE None 0 0 0 DEKALB KANE LASA FNON 240853AV3 113 100000 SH SOLE None 0 0 0 DEKALB KANE LASA FNON 240853BA8 235 200000 SH SOLE None 0 0 0 DELAWARE ST SOLID WASTE AUTH S REV BDS 2 FNON 246412DG2 40 40000 SH SOLE None 0 0 0 DENVER COLO CITY & FNON 24916PDT1 85 80000 SH SOLE None 0 0 0 DENVER COLO HEALTH & HOSP AUTH REV BDS FNON 24918ECC2 332 325000 SH SOLE None 0 0 0 DENVER COLO HEALTH & HOSP AUTH FNON 24918ECW8 423 400000 SH SOLE None 0 0 0 DENVER COLO CITY & FNON 24919PHM9 241 200000 SH SOLE None 0 0 0 DENVER COLO URBAN FNON 249301FF4 287 250000 SH SOLE None 0 0 0 DENVER COLO URBAN RENEWAL AUTH FNON 249301FL1 469 400000 SH SOLE None 0 0 0 DES MOINES IA FNON 250119CD4 111 110000 SH SOLE None 0 0 0 DES MOINES IOWA S FNON 250139CL4 106 100000 SH SOLE None 0 0 0 DISTRICT COLUMBIA FNON 254845EH9 127 115000 SH SOLE None 0 0 0 DOUGLASVILLE-DOUG FNON 259852FG1 136 130000 SH SOLE None 0 0 0 DU PAGE & COOK CNTY FNON 262548ES5 229 200000 SH SOLE None 0 0 0 EAGLE RANCH CO MET FNON 26982PCP4 529 465000 SH SOLE None 0 0 0 EDINA MINN INDPT SC FNON 280659SP9 138 125000 SH SOLE None 0 0 0 EL PASO CNTY COLO FNON 283365GK4 361 340000 SH SOLE None 0 0 0 EL PASO CNTY COLO SCH DIST NO GO REF BD FNON 283371ML3 101 95000 SH SOLE None 0 0 0 EL PASO CNTY COLO FNON 283398AK1 106 90000 SH SOLE None 0 0 0 EL PASO CNTY COLO FNON 283461YU9 119 100000 SH SOLE None 0 0 0 EL PASO CNTY COLO SCH DIST NO FNON 283484CW1 414 340000 SH SOLE None 0 0 0 PRERE ENERGY NORTHWEST WASH ELEC REV FNON 29270CC37 30 30000 SH SOLE None 0 0 0 PRERE ENERGY NORTHWEST WASH ELEC REV FNON 29270CC86 61 60000 SH SOLE None 0 0 0 ENERGY NORTHWEST WA FNON 29270CUV5 56 50000 SH SOLE None 0 0 0 EVANSVILLE IND P FNON 299371JP0 116 110000 SH SOLE None 0 0 0 FAIRFAX CNTY VA ECONOMIC DEV A LEASE REV FNON 30382SCD3 151 150000 SH SOLE None 0 0 0 FARGO N D HEALTH SY FNON 307479CJ2 236 195000 SH SOLE None 0 0 0 FARMINGTON N MEX FNON 311450FD7 83 75000 SH SOLE None 0 0 0 FLAGSTAFF ARIZ FNON 338423PK6 232 200000 SH SOLE None 0 0 0 FLORIDA ST DEPT TRANSN ST INFR REV BDS 2 FNON 34161DAN5 201 200000 SH SOLE None 0 0 0 FLORIDA ST MUN FNON 3428153L9 20 20000 SH SOLE None 0 0 0 FORSYTH MONT POL FNON 346668CZ7 30 30000 SH SOLE None 0 0 0 FORT COLLINS COLO FNON 347141AM5 223 200000 SH SOLE None 0 0 0 FORT SMITH ARK WTR FNON 348815JS1 233 220000 SH SOLE None 0 0 0 FORT WORTH TEX CTFS OBLI G FNON 349425C30 78 75000 SH SOLE None 0 0 0 FORT WORTH TEX FNON 349425H35 112 100000 SH SOLE None 0 0 0 FRANKFORT IND HI FNON 352193BE5 213 210000 SH SOLE None 0 0 0 FRANKLIN CNTY PA IN FNON 353273AU9 141 125000 SH SOLE None 0 0 0 FRANKLIN CITY WA FNON 353406MP3 146 140000 SH SOLE None 0 0 0 FRANKLIN IND CMNTY FNON 353590FX5 116 100000 SH SOLE None 0 0 0 GEORGIA ST GO BDS 2007E FNON 373384DT0 26 25000 SH SOLE None 0 0 0 GEORGIA ST RD & TWY 5% 06/2021 FNON 37358MCN9 157 140000 SH SOLE None 0 0 0 GLENDALE ARIZ UN HI FNON 378334LP9 119 100000 SH SOLE None 0 0 0 GOODYEAR ARIZ COMNTY FACS UTILS FNON 38251NES0 552 500000 SH SOLE None 0 0 0 GRAND FORKS N D REF IMPT BDS FNON 385443ZM1 53 50000 SH SOLE None 0 0 0 GRAND FORKS N D HEALTH CARE SY FNON 38546WCA6 305 290000 SH SOLE None 0 0 0 GRAND FORKS N D WTR REV WTR RESER VE REF FNON 385514HH0 54 50000 SH SOLE None 0 0 0 GRAND RIVER DAM AUT WA FNON 386442SX6 87 80000 SH SOLE None 0 0 0 GRAND RIVER DAM AUTH. OK FNON 386442SZ1 136 125000 SH SOLE None 0 0 0 GRANT CNTY WASH PUB FNON 387883SK8 187 155000 SH SOLE None 0 0 0 GREATER ARIZ DEV AU FNON 391577SU8 61 55000 SH SOLE None 0 0 0 GREATER ARIZ DEV AUTH INFRASTR FNON 391577UU5 144 120000 SH SOLE None 0 0 0 GREENVILLE N C UT FNON 396321CM1 132 120000 SH SOLE None 0 0 0 GRUNDY CNTY ILL FNON 400316CU7 712 575000 SH SOLE None 0 0 0 GRUNDY KENDALL & FNON 400424FT9 85 85000 SH SOLE None 0 0 0 HARRIS CNTY TX FNON 4140046X4 143 130000 SH SOLE None 0 0 0 HARRIS CNTY TEX HOS FNON 41415WAZ5 310 300000 SH SOLE None 0 0 0 HARRIS CNTY TEX HOS FNON 41415WBB7 346 335000 SH SOLE None 0 0 0 HENNEPIN CNTY MINN GO REF BD S FNON 425506V41 183 170000 SH SOLE None 0 0 0 HIDALGO CNTY TEX FNON 429326SY8 110 100000 SH SOLE None 0 0 0 HILLSBOROUGH CNTY FNON 43231YER3 107 100000 SH SOLE None 0 0 0 HOLLISTER MO CTFS FNON 43567RCR4 424 425000 SH SOLE None 0 0 0 HONOLULU HAWAII CIT FNON 438670RT0 174 155000 SH SOLE None 0 0 0 HOUSTON TEX INDPT FNON 442403BW0 62 60000 SH SOLE None 0 0 0 IDAHO HSG & FIN ASSN Grant And REV Antic FNON 45129WFX3 132 130000 SH SOLE None 0 0 0 IDAHO HSG & FIN ASSN GRANT AND REV ANTIC FNON 45129WGY0 132 120000 SH SOLE None 0 0 0 ILLINOIS ST FOR FNON 452152BH3 26 25000 SH SOLE None 0 0 0 INDIANA BD BK REV SPL PROG REF BDS FNON 454624QL4 20 20000 SH SOLE None 0 0 0 INDIANA FIN AUTH HWY REV HWY REF R FNON 45470RBB1 154 150000 SH SOLE None 0 0 0 INDIANA FIN AUTH HWY REV HWY REF R FNON 45470RBD7 21 20000 SH SOLE None 0 0 0 INDIANA MUN PWR FNON 454898QP5 123 110000 SH SOLE None 0 0 0 INDIANA MUN PWR AGY FNON 454898RP4 128 110000 SH SOLE None 0 0 0 INDIANA ST FIN AUTH FNON 4550576F1 221 190000 SH SOLE None 0 0 0 INDIANA ST FIN AUTH REV ST REVOLV FNON 455057HC6 62 60000 SH SOLE None 0 0 0 INDIANA ST FIN AUTH REV REF B DS FNON 455057PB9 53 50000 SH SOLE None 0 0 0 INDIANA ST FIN AUTH REV FNON 455057PS2 59 50000 SH SOLE None 0 0 0 INDIANA ST FIN FNON 45505MAP1 178 150000 SH SOLE None 0 0 0 INDIANAPOLIS IND FNON 45528SC20 161 150000 SH SOLE None 0 0 0 IOWA FA FNON 462466EH2 333 290000 SH SOLE None 0 0 0 IOWA FIN AUTH HEALTH CARE FACS FNON 46246PMC2 286 240000 SH SOLE None 0 0 0 JEFFERSON CITY MO SCH DIST FNON 472538HP5 109 105000 SH SOLE None 0 0 0 JEFFERSON CITY MO SCH DIST FNON 472538HT7 26 25000 SH SOLE None 0 0 0 JEFFERSON CNTY ALA SWR REV FNON 472682QV8 41 100000 SH SOLE None 0 0 0 JUNCTION CITY KA FNON 481502M74 140 130000 SH SOLE None 0 0 0 JUNCTION CITY KANS FNON 481502R46 80 75000 SH SOLE None 0 0 0 KANSAS CITY MO INDL DEV AUTH R FNON 48503SEL9 173 150000 SH SOLE None 0 0 0 KANSAS ST DEV FIN AUTH REV FNON 485429N42 491 450000 SH SOLE None 0 0 0 KANSAS ST DEV FIN AUTH REV FNON 485429N59 733 675000 SH SOLE None 0 0 0 KANSAS ST DEV FIN AUTH REV FNON 48542KS59 55 50000 SH SOLE None 0 0 0 KANSAS ST DEV FIN AUTH HEALTH FNON 48543BNP9 800 725000 SH SOLE None 0 0 0 KENTUCKY ECONOMIC DEV FIN AUTH FNON 49126PDE7 544 500000 SH SOLE None 0 0 0 KING CNTY WASH RURAL LIBR DIST GO BDS 20 FNON 494800FL4 51 50000 SH SOLE None 0 0 0 KING CNTY WASH FNON 495044SM2 10 10000 SH SOLE None 0 0 0 KING CNTY WASH SWR REV FNON 495289R93 5 5000 SH SOLE None 0 0 0 KING CNTY WASH SWR REV FNON 495289T59 15 15000 SH SOLE None 0 0 0 LAFAYETTE LA UTILS FNON 506498YQ1 239 200000 SH SOLE None 0 0 0 LANCASTER CNTY PA FNON 514040XJ8 97 90000 SH SOLE None 0 0 0 LANCASTER CNTY PA FNON 514040ZM9 369 325000 SH SOLE None 0 0 0 LANCASTER PA SCH DI FNON 514383QL5 31 30000 SH SOLE None 0 0 0 LANE CNTY ORE MET FNON 515179AT6 103 100000 SH SOLE None 0 0 0 LAREDO TX FNON 516823B26 156 150000 SH SOLE None 0 0 0 LAREDO TEX FNON 516823Q95 116 100000 SH SOLE None 0 0 0 LEE CNTY FLA INDL FNON 52349MGK2 116 100000 SH SOLE None 0 0 0 LEE CNTY FLA INDL FNON 52349MGR7 58 50000 SH SOLE None 0 0 0 LEE CNTY FLA WTR FNON 523530JF1 187 155000 SH SOLE None 0 0 0 LINCOLN CNTY NEB FNON 533282BL2 240 210000 SH SOLE None 0 0 0 LINCOLN NEB GO HIGHWA Y ALLOCAT FNON 5342383L2 20 20000 SH SOLE None 0 0 0 LIVINGSTON LA FNON 538685AD0 83 80000 SH SOLE None 0 0 0 LONG ISLAND PWR AUT FNON 542690A77 155 150000 SH SOLE None 0 0 0 LOWER COLO RIV AUTH FNON 54811BJN2 138 125000 SH SOLE None 0 0 0 LOWER COLO RIV TX AUTH FNON 54811BMX6 294 270000 SH SOLE None 0 0 0 LOWER COLO RIV AUTH FNON 54811BNM9 355 300000 SH SOLE None 0 0 0 MARCO ISLAND UTIL SYS REV FL FNON 56625PBH3 182 160000 SH SOLE None 0 0 0 MARICOPA CNTY ELEMENTARY FNON 566747EB3 228 200000 SH SOLE None 0 0 0 MARICOPA CNTY ARIZ UNI SCH DIS FNON 567373ZU2 257 220000 SH SOLE None 0 0 0 MARICOPA CNTY ARIZ UNI SCH DIS FNON 567373ZV0 290 250000 SH SOLE None 0 0 0 MARINA COAST WTR CALIF FNON 56808PAS9 101 100000 SH SOLE None 0 0 0 MARSHALL CNTY W VA FNON 572274BN7 157 150000 SH SOLE None 0 0 0 MASSACHUSETTS ST GO BDS 2004A FNON 57582N3D5 177 150000 SH SOLE None 0 0 0 MASSACHUSETTS VAR FNON 576002AD1 202 200000 SH SOLE None 0 0 0 MASSACHUSETTS ST WT FNON 576051JC1 66 60000 SH SOLE None 0 0 0 MASSACHUSETTS ST WT FNON 576051JE7 16 15000 SH SOLE None 0 0 0 MC HENRY & LAKE FNON 580798KM7 234 200000 SH SOLE None 0 0 0 MC HENRY & LAKE CNT FNON 580798KP0 230 200000 SH SOLE None 0 0 0 MEMPHIS TENN GEN IMPT BDS FNON 586145SX3 157 150000 SH SOLE None 0 0 0 MEMPHIS TENN SAN SEW SYS REV REV BDS 200 FNON 586200NW3 52 50000 SH SOLE None 0 0 0 MESA ST COLLEGE FNON 59067EAA3 26 25000 SH SOLE None 0 0 0 METROPOLITAN ATLANTA RAPID TRA SALES TAX FNON 591745D84 5 5000 SH SOLE None 0 0 0 MIAMI-DADE CNTY FLA FNON 59334CFB7 201 175000 SH SOLE None 0 0 0 MILLEDGEVILLE GA WT FNON 600361EX3 28 25000 SH SOLE None 0 0 0 MINNEAPOLIS & ST PA FNON 603827VC7 140 120000 SH SOLE None 0 0 0 MINNESOTA ST 911 REV 911 REV B DS FNON 60412LBM0 53 50000 SH SOLE None 0 0 0 MISSOURI DEV FIN BR FNON 606042BZ1 383 350000 SH SOLE None 0 0 0 MISSOURI ST DEV F FNON 60636C5W5 175 150000 SH SOLE None 0 0 0 MISSOURI ST HWYS & TRANS COMMN REV BDS 2 FNON 60636WKV6 73 70000 SH SOLE None 0 0 0 MONTROSE CNTY COLO CTFS PARTN FNON 61509EDR5 405 350000 SH SOLE None 0 0 0 NEBRASKA EDL FIN FNON 63966PJY1 140 140000 SH SOLE None 0 0 0 NEBRASKA EDL FIN FNON 63966PJZ8 200 200000 SH SOLE None 0 0 0 NEBRASKA PUB PWR DI FNON 63968ASC0 58 50000 SH SOLE None 0 0 0 NEBRASKA PUB PWR DI FNON 63968ATT2 144 120000 SH SOLE None 0 0 0 NEBRASKA PUB PWR DIST REV FNON 63968AZA6 32 30000 SH SOLE None 0 0 0 NEBRASKA PUB PWR DIST REV FNON 63968AZJ7 105 100000 SH SOLE None 0 0 0 NEW HAMPSHIRE MUN BD BK REV BDS 2 FNON 64465PGS1 85 75000 SH SOLE None 0 0 0 NEW HAVEN IND WTR FNON 645138BU1 114 110000 SH SOLE None 0 0 0 NEW JERSEY ECONOMIC DEV AUTH R FNON 645918V34 400 370000 SH SOLE None 0 0 0 NEW MEXICO FIN AUTH ST TRANSN REV BDS 2 FNON 64711REY8 206 200000 SH SOLE None 0 0 0 NEW YORK N Y FNON 64966LWC1 152 150000 SH SOLE None 0 0 0 NEW YORK NY CITY FNON 64972FWG7 66 60000 SH SOLE None 0 0 0 NORTH CAROLINA EAST MUNI PWR FNON 6581962M1 234 210000 SH SOLE None 0 0 0 NORTH DAKOTA ST MUN BD BK BDS 1998 A FNON 6588956A0 75 75000 SH SOLE None 0 0 0 NORTH DAKOTA ST MUN BD BK REV BDS 2005A FNON 658896KE4 5 5000 SH SOLE None 0 0 0 NORTH DAKOTA ST BLDG AUTH REV FAC IMPT FNON 658905CG7 151 150000 SH SOLE None 0 0 0 NORTH GIBSON IND MULTI-SCH BLD FIRST MTG FNON 659496BB8 83 75000 SH SOLE None 0 0 0 NORTH TEX TWY AUTH DALLAS NORT FNON 662858FR5 510 460000 SH SOLE None 0 0 0 NORTH TEX TWY AUTH FNON 66285WFK7 431 380000 SH SOLE None 0 0 0 NORTHERN ILL UNIV FNON 665245XS0 218 200000 SH SOLE None 0 0 0 NORTHERN ILL UNIV FNON 665245XT8 222 200000 SH SOLE None 0 0 0 OCONTO WIS WTRWKS FNON 675709CL1 192 165000 SH SOLE None 0 0 0 OKLAHOMA CITY OKLA WTR UTILS T REV BDS 2 FNON 678657GC5 90 80000 SH SOLE None 0 0 0 OKLAHOMA HSG FIN AGY SINGLE FA REV BDS 2 FNON 67886MKY4 32 30000 SH SOLE None 0 0 0 OKLAHOMA ST MUN FNON 67910HFB1 371 320000 SH SOLE None 0 0 0 OKLAHOMA ST WTR RES FNON 67919PEX7 176 150000 SH SOLE None 0 0 0 OMAHA NE GO FNON 681712WZ4 215 190000 SH SOLE None 0 0 0 ORANGE CNTY FLA SCH BRD CTFS P COPS 2007 FNON 684517LP8 211 200000 SH SOLE None 0 0 0 OSSEO MINN INDPT SCH DIST 279 FNON 688445AX3 522 470000 SH SOLE None 0 0 0 OWENSBORO KY WTR RE FNON 691106FS2 55 50000 SH SOLE None 0 0 0 PARK CREEK MET FNON 700387CA9 29 25000 SH SOLE None 0 0 0 PARKER COLO CTFS PARTN FNON 70105FBZ5 515 430000 SH SOLE None 0 0 0 PENNSYLVANIA ST TPK COMMN TPK FNON 709223R86 415 350000 SH SOLE None 0 0 0 PENNSYLVANIA ST FNON 709223WS6 142 125000 SH SOLE None 0 0 0 PENNSYLVANIA ST TPK COMMN TPK REV BDS 2 FNON 709223YJ4 109 100000 SH SOLE None 0 0 0 PEORIA ILL SPL TAX FNON 713232AN6 103 100000 SH SOLE None 0 0 0 PIMA CNTY ARIZ UNI FNON 721832KA0 119 100000 SH SOLE None 0 0 0 PITKIN CNTY COLO SC FNON 724394KF7 186 170000 SH SOLE None 0 0 0 PLANO TEX INDPT SCH FNON 727199JK8 108 100000 SH SOLE None 0 0 0 POCATELLO IDAHO FNON 730350AS4 169 160000 SH SOLE None 0 0 0 POLK CNTY FLA UTIL FNON 731167EL2 413 350000 SH SOLE None 0 0 0 POLK CNTY ORE FNON 731333BL3 583 530000 SH SOLE None 0 0 0 PORT SEATTLE WASH REV FNON 735389RH3 272 230000 SH SOLE None 0 0 0 PORTAGE IND SEW WKS FNON 735731DM0 167 150000 SH SOLE None 0 0 0 PORTAGE TWP IND MULTI-SCHOOL B FIRST MTG FNON 735883DS6 20 20000 SH SOLE None 0 0 0 PORTLAND ORE SWR SY FNON 736742RP4 109 100000 SH SOLE None 0 0 0 PRATT CNTY KANS PUB FNON 739762BC5 128 120000 SH SOLE None 0 0 0 PUEBLO CNTY COLO SC FNON 744890ST2 202 180000 SH SOLE None 0 0 0 RANGEVIEW LIBR 4.25% 12/2021 FNON 75289FAM2 109 100000 SH SOLE None 0 0 0 REAGAN HOSP DIST REAGAN CNTY T FNON 755783AL1 551 500000 SH SOLE None 0 0 0 RED RIVER AUTH TX FNON 756864BT0 137 125000 SH SOLE None 0 0 0 RIO BLANCO CNTY FNON 767000CJ9 191 170000 SH SOLE None 0 0 0 ROCK ISLAND CNT FNON 772436DA6 128 120000 SH SOLE None 0 0 0 ROCKWELL TEX FNON 774280ZH7 175 160000 SH SOLE None 0 0 0 ROGERS ARK SWR FNON 775086CD1 21 20000 SH SOLE None 0 0 0 ROSE ST COLLEGE T FNON 777151BD2 278 245000 SH SOLE None 0 0 0 RUSK CNTY TEX CTFS OF O BLIG FNON 782191AU4 51 50000 SH SOLE None 0 0 0 SABINE RIVER AUT FNON 785652CJ5 181 170000 SH SOLE None 0 0 0 ST LUCIE CNTY FL FNON 792082BK4 24 20000 SH SOLE None 0 0 0 SALINA KANS WTR FNON 794811KQ1 108 100000 SH SOLE None 0 0 0 SALT LAKE VY FIRE SVC UTAH AUT LEASE REV FNON 795717AN7 54 50000 SH SOLE None 0 0 0 SAN ANTONIO TEX ELE FNON 796253D33 57 55000 SH SOLE None 0 0 0 SAN ANTONIO TEX WTR FNON 79642BTQ6 55 50000 SH SOLE None 0 0 0 SAND CREEK CO MET DIST FNON 799712EB6 250 240000 SH SOLE None 0 0 0 SANGAMON CNTY IL FNON 800711BV4 224 210000 SH SOLE None 0 0 0 SEATTLE WASH SOLID FNON 812702AP3 135 130000 SH SOLE None 0 0 0 SEYMOUR IND FNON 818563BG2 53 50000 SH SOLE None 0 0 0 SKAGIT CNTY WASH PU FNON 830218FJ7 233 200000 SH SOLE None 0 0 0 SKAGIT CNTY WASH PU FNON 830235GE1 300 260000 SH SOLE None 0 0 0 SOUTH ADAMS CNTY WT FNON 83619CAP7 108 100000 SH SOLE None 0 0 0 SOUTH BARRINGTON FNON 83637FAV5 328 300000 SH SOLE None 0 0 0 SOUTH CAROLINA ST PUB SVC AUTH REV BDS FNON 8371475K9 167 150000 SH SOLE None 0 0 0 SOUTH CAROLINA ST PUB SVCS AUT FNON 837151NQ8 219 195000 SH SOLE None 0 0 0 SOUTH CAROLINA ST PUB SVCS AUT FNON 837151NS4 6 5000 SH SOLE None 0 0 0 SOUTH CAROLINA TR FNON 837152RR0 209 180000 SH SOLE None 0 0 0 SOUTH CORRECTIONAL FNON 83748CAJ5 115 100000 SH SOLE None 0 0 0 SOUTH DAKOTA ST FNON 83755LJX5 21 20000 SH SOLE None 0 0 0 SOUTH DAKOTA ST FNON 83755LKA3 78 75000 SH SOLE None 0 0 0 SOUTH DAKOTA HSG FNON 83755NCJ9 48 45000 SH SOLE None 0 0 0 SOUTH DAKOTA HSG FNON 83755NDD1 207 190000 SH SOLE None 0 0 0 SPRING TEX INDPT SC FNON 850000F70 104 100000 SH SOLE None 0 0 0 SPRINGFIELD ILL ELEC REV ELEC REV FNON 850578RK3 10 10000 SH SOLE None 0 0 0 SPRINGFIELD ILL WTR REV WTR REV B DS FNON 850714EV4 54 50000 SH SOLE None 0 0 0 ST CHARLES PARI LA VAR FNON 85232SAB5 435 400000 SH SOLE None 0 0 0 STERLING HILLS 4.375% 12/2022 FNON 85933MAU8 51 50000 SH SOLE None 0 0 0 SUGAR LAND TEX FNON 864855ZZ7 81 75000 SH SOLE None 0 0 0 SUGAR LAND TEX WT 4.5% 08/2021 FNON 864881KA4 81 75000 SH SOLE None 0 0 0 SUMTER S C WTRWKS FNON 866611HR0 160 150000 SH SOLE None 0 0 0 SUNDANCE CMNTY FACS DIST ARIZ FNON 86724PBT4 372 330000 SH SOLE None 0 0 0 SWEETWATER CNTRY FNON 870487CG8 91 80000 SH SOLE None 0 0 0 TACOMA WASH SOLID WASTE UTIL R REV BDS 2 FNON 87354NDL9 206 200000 SH SOLE None 0 0 0 TALLYNS REACH MET FNON 87482MBA2 320 300000 SH SOLE None 0 0 0 TATUM TEX INDPT SCH FNON 876655DR9 222 200000 SH SOLE None 0 0 0 TETON CNTY WYO HO FNON 88162BDB7 148 130000 SH SOLE None 0 0 0 TEXAS A & M UNIV RE FNON 882135U79 126 110000 SH SOLE None 0 0 0 TEXAS ST FNON 8827213Q4 27 25000 SH SOLE None 0 0 0 TEXAS ST DEPT FNON 882750LT7 77 70000 SH SOLE None 0 0 0 TEXAS ST DEPT HS FNON 882750LY6 89 85000 SH SOLE None 0 0 0 TEXAS TRANSN COMMN ST HWY FD R ST HWY FU FNON 88283LCR5 5 5000 SH SOLE None 0 0 0 TEXAS TRANSN COM FNON 88283LCU8 100 100000 SH SOLE None 0 0 0 TOLEDO-LUCAS CNTY OHIO PORT AU REF FACS FNON 889260BX2 85 85000 SH SOLE None 0 0 0 TRADITION CMNTY DEV DIST NO 1 FNON 89269HAM3 578 520000 SH SOLE None 0 0 0 TRINITY PUB UTILS FNON 89656BAN5 142 125000 SH SOLE None 0 0 0 UNIVERSITY COLO HOS FNON 914174CV7 121 110000 SH SOLE None 0 0 0 UNIVERSITY COLO HOS FNON 914174CY1 887 770000 SH SOLE None 0 0 0 UNIVERSITY COLO 4.375% 06/2033 FNON 91417KKE0 15 15000 SH SOLE None 0 0 0 UNIVERSITY COLO H FNON 914183AL2 229 195000 SH SOLE None 0 0 0 UNIVERSITY ILL FNON 914353VC8 150 150000 SH SOLE None 0 0 0 UNIVERSITY KANS HOSP AUTH HEAL FNON 914367CY1 302 250000 SH SOLE None 0 0 0 UPPER EAGLE CO REG FNON 915770GD7 279 270000 SH SOLE None 0 0 0 UTAH WTR FIN AGY FNON 917572SW0 105 100000 SH SOLE None 0 0 0 VALDOSTA & LOWNDES FNON 919112DS8 174 150000 SH SOLE None 0 0 0 VERMONT ST COLLEGES FNON 924275DS6 453 380000 SH SOLE None 0 0 0 VIRGINIA ST RES 5.5% 10/2017 FNON 92817LEY5 214 200000 SH SOLE None 0 0 0 WALKER FIELD COLO FNON 931637CV2 137 130000 SH SOLE None 0 0 0 WALNUT VALLEY CALIF FNON 932889TT5 450 485000 SH SOLE None 0 0 0 WARREN OHIO CITY SC FNON 935477ET2 193 175000 SH SOLE None 0 0 0 WASHINGTON CNTY KAN FNON 937715BH2 272 250000 SH SOLE None 0 0 0 WASHINGTON ST ECONO FNON 939760AZ7 348 310000 SH SOLE None 0 0 0 WAUKESHA WIS WTRWKS FNON 943113JV3 174 170000 SH SOLE None 0 0 0 WEST CONTRA COS FNON 952347YD8 111 100000 SH SOLE None 0 0 0 WEST HARRIS CNTY TEX REGL WTR FNON 95308RFX2 238 200000 SH SOLE None 0 0 0 WEST PALM BEACH FNON 955121MR6 165 150000 SH SOLE None 0 0 0 WEST TRAVIS CNTY TE FNON 95632CBF5 347 300000 SH SOLE None 0 0 0 WESTMINSTER COLO EC FNON 960660BA5 110 100000 SH SOLE None 0 0 0 WESTMINSTER COLO EC FNON 960660BE7 284 250000 SH SOLE None 0 0 0 WESTMINSTER COLO SA FNON 960668JE2 30 30000 SH SOLE None 0 0 0 WHIDBEY ISLAND WASH PUB HOSP D FNON 963286KX6 416 400000 SH SOLE None 0 0 0 WIDEFIELD COLO FNON 967584BN2 100 100000 SH SOLE None 0 0 0 WILL CNTY I11 HIG FNON 969037HG8 37 35000 SH SOLE None 0 0 0 WILL CNTY I11 HIG FNON 969037KA7 128 110000 SH SOLE None 0 0 0 WILL CNTY ILL FNON 969078QZ0 119 100000 SH SOLE None 0 0 0 WINSTON-SALEM N C FNON 975680BZ1 21 20000 SH SOLE None 0 0 0 WINSTON-SALEM N C FNON 975680CM9 59 55000 SH SOLE None 0 0 0 WINSTON-SALEM N C WTR & SWR SY REF BDS 2 FNON 975700GQ2 156 150000 SH SOLE None 0 0 0 WISCONSIN ST CL FNON 977092SJ5 164 150000 SH SOLE None 0 0 0 WISCONSIN ST CLEAN WTR REV FNON 977092TC9 290 250000 SH SOLE None 0 0 0 WISCONSIN ST HEALTH & EDL FACS FNON 97710B5E8 581 500000 SH SOLE None 0 0 0 WISCONSIN ST HEALTH FNON 97710BZS4 339 300000 SH SOLE None 0 0 0 WISCONSIN ST TRANSN REV FNON 977123XX1 235 215000 SH SOLE None 0 0 0 WOODMOOR WTR & SANT FNON 97989DAX0 118 100000 SH SOLE None 0 0 0 WYANDOTTE CNTY KANS CITY KANS IMPT REV FNON 982674EN9 100 90000 SH SOLE None 0 0 0 WYANDOTTE CNTY KANS FNON 982674GT4 212 180000 SH SOLE None 0 0 0 WYANDOTTE CNTY KANS CITY KANS FNON 982674HR7 182 155000 SH SOLE None 0 0 0 WYANDOTTE CNTY KANS CITY KANS FNON 982674JP9 362 300000 SH SOLE None 0 0 0 WYOMING MUN PWR FNON 983366CJ2 64 60000 SH SOLE None 0 0 0 WYOMING MUN PWR AGY FNON 983366DE2 127 120000 SH SOLE None 0 0 0 CIITY OF YELM WAS WTR REV WA FNON 98581RAV3 142 140000 SH SOLE None 0 0 0 YOUNGSTOWN OHIO MET HSG AUTH L FNON 987675AE5 578 550000 SH SOLE None 0 0 0 ZANESVILLE OHIO C FNON 989042BE5 280 250000 SH SOLE None 0 0 0 ZIONSVILLE IND FNON 98972LLD1 106 100000 SH SOLE None 0 0 0 ALCOA FTAX 013817AS0 1129 1055000 SH SOLE None 0 0 0 ARROW ELECTRS I FTAX 042735AL4 1357 1249000 SH SOLE None 0 0 0 ARROW ELECTRS INC FTAX 042735BC3 1364 1300000 SH SOLE None 0 0 0 BMC SOFTWARE INC FTAX 055921AB6 7 15000 SH SOLE None 0 0 0 BETHLEHEM PA FTAX 087347W30 851 797000 SH SOLE None 0 0 0 BUCKEYE PARTNERS FTAX 118230AH4 1082 1037000 SH SOLE None 0 0 0 CITIGROUP INC FTAX 172967GT2 1407 1410000 SH SOLE None 0 0 0 CONAGRA FOODS FTAX 205887BF8 1 500 SH SOLE None 0 0 0 DIGITAL REALTY FTAX 25389JAJ5 1662 1510000 SH SOLE None 0 0 0 EATON VANCE FTAX 278265AC7 222 208000 SH SOLE None 0 0 0 FHLMC 1B-2492 FLT FTAX 3128JMUS4 6 60000 SH SOLE None 0 0 0 FHLMC Pl #c9- 5.5% 08/25 FTAX 3128P7AN3 9 100000 SH SOLE None 0 0 0 FED HM LN MTG FTAX 312906G79 11 1801000 SH SOLE None 0 0 0 FHLMC 6% 12/33 FTAX 31292H4K7 10 150000 SH SOLE None 0 0 0 FGLMC 6% 02/33 FTAX 31292HUQ5 9 230000 SH SOLE None 0 0 0 FHLMC Pl #c 6.00% 08/24 FTAX 31335H5G4 6 100000 SH SOLE None 0 0 0 FEDL HOME LN MTG 6% 12/21 FTAX 31339LSN1 12 50000 SH SOLE None 0 0 0 FED HOME LN MTG 6% 03/32 FTAX 31339W6E1 11 100000 SH SOLE None 0 0 0 FED HM LN MTG FTAX 3133T2YE4 4 58000 SH SOLE None 0 0 0 FED HM LN MTG 6.5% 01/28 FTAX 3133TCLJ5 11 170000 SH SOLE None 0 0 0 FEDL HOME LN MTG 6% 04/28 FTAX 3133TDCF1 3 100000 SH SOLE None 0 0 0 FEDL HOME LN MTG 6.25% 03/29 FTAX 3133TJNL3 3 100000 SH SOLE None 0 0 0 FNMA 5.5% 03/01/2020 FTAX 31371L6N4 7 106000 SH SOLE None 0 0 0 FNMA 5.5% 08/24 FTAX 31371LTS8 8 115000 SH SOLE None 0 0 0 FNMA 5.5% 06/01/2025 FTAX 31371MCC9 8 105000 SH SOLE None 0 0 0 FNMA 5.5% 07/25 FTAX 31371MDN4 8 100000 SH SOLE None 0 0 0 FNMA 5.5% 11/31 FTAX 31388SFR1 7 235000 SH SOLE None 0 0 0 FEDL NATL MTG ASSN 6% 11/31 FTAX 313921Y85 11 85000 SH SOLE None 0 0 0 FEDL NATL MTG ASSN 5% 02/18 FTAX 31392HWE9 4 60000 SH SOLE None 0 0 0 FEDL HOME LN MTG 6.5% 05/32 FTAX 31392K5C6 22 100000 SH SOLE None 0 0 0 FED HOME LN MTG 6.5% 05/32 FTAX 31392KDM5 3 50000 SH SOLE None 0 0 0 FIRSTENERGY SOLN FTAX 33766JAD5 336 314000 SH SOLE None 0 0 0 GE CAPITAL MTG SERVICE 97-HE1 FTAX 36157T4J7 0 100000 SH SOLE None 0 0 0 GNMA II # 6% 11/2028 FTAX 36202C6G3 12 700000 SH SOLE None 0 0 0 GNMA PL FTAX 36223NTN4 0 7000 SH SOLE None 0 0 0 GNMA II 080112 FLT FTAX 36225CDS2 13 2000000 SH SOLE None 0 0 0 GOLDMAN SACHS FTAX 38141EA25 12 10000 SH SOLE None 0 0 0 GOLDMAN SACHS GROUP INC FTAX 38141GVM3 1254 1195000 SH SOLE None 0 0 0 GOVT NATL MTG FTAX 38374L5G2 2 20000 SH SOLE None 0 0 0 GREEN TREE FINANCIAL CO 1996-2 FTAX 393505LY6 1 55000 SH SOLE None 0 0 0 GREEN TREE FINANCIAL MFH 99-2 FTAX 393505W40 5 40000 SH SOLE None 0 0 0 INGERSOLL RAND FTAX 456866AG7 558 446000 SH SOLE None 0 0 0 INTL GAME TECH FTAX 459902AR3 1133 1041000 SH SOLE None 0 0 0 KLA-TENCOR CORP FTAX 482480AE0 1560 1545000 SH SOLE None 0 0 0 KRAFT FOODS FTAX 50075NAV6 1075 975000 SH SOLE None 0 0 0 MORGAN STANLEY FLT FTAX 61745EM99 193 190000 SH SOLE None 0 0 0 NABORS IND FTAX 629568AT3 1156 1149000 SH SOLE None 0 0 0 NOBLE ENERGY INC FTAX 655044AD7 1001 910000 SH SOLE None 0 0 0 ONEOK INC NEW 4.25% 02/01/2022 FTAX 682680AQ6 657 789000 SH SOLE None 0 0 0 ONEOK PARTNERS FTAX 68268NAE3 413 380000 SH SOLE None 0 0 0 QUEST DIAGNOSTICS INC FTAX 74834LAV2 812 775000 SH SOLE None 0 0 0 SOUTHERN CALIF FTAX 84247PCJ8 537 460000 SH SOLE None 0 0 0 SUNOCO FTAX 86764PAD1 3 3000 SH SOLE None 0 0 0 SYMANTEC CORP FTAX 871503AH1 1254 1212000 SH SOLE None 0 0 0 SYMANTEC CORP FTAX 871503AK4 1555 1546000 SH SOLE None 0 0 0 TIME WARNER CABLE 8.25% 04/01/19 FTAX 88732JAS7 1969 1692000 SH SOLE None 0 0 0 VALERO ENERGY FTAX 91913YAN0 772 661250 SH SOLE None 0 0 0 WASTE MGMT INC FTAX 94106LAW9 116 105000 SH SOLE None 0 0 0 WESTERN UNION CO FTAX 959802AB5 475 465000 SH SOLE None 0 0 0 WESTERN UNION CO FTAX 959802AP4 600 585000 SH SOLE None 0 0 0 BUNGE LTD, 4.875% FTAX G16962204 1171 13656 SH SOLE None 0 0 0 ABN AMRO MTG CORP 8% 03/29 FTAX 00077BKF9 5 5000 SH SOLE None 0 0 0 CENTURYTEL INC FTAX 156700106 1301 40700 SH SOLE None 0 0 0 ENTERTAINMENT PPTYS PFD FTAX 294348107 686 19605 SH SOLE None 0 0 0 GOLDMAN SACHS GP DEP SHS FTAX 399900950 837 42065 SH SOLE None 0 0 0 METLIFE INC A PERP PFD FTAX 591398102 607 24317 SH SOLE None 0 0 0 NUVEEN ENHANCED MUNI FD FTAX 67074M101 197 12322 SH SOLE None 0 0 0 POWERSHS PREF PORT FTAX 73936T565 69 4650 SH SOLE None 0 0 0 Fed Natl Mtg FTAX 31393EJK6 22 50000 SH SOLE None 0 0 0 Lehman Bros Hld Var 2xxx FTAX 525ESC0A8 4 50000 SH SOLE None 0 0 0 Lehman Bros Hld Var 2xxx FTAX 525ESCAV1 4 50000 SH SOLE None 0 0 0 American Capital Pfd FTAX 02503X204 31 1200 SH SOLE None 0 0 0 Blackrock Ltd Dur CEF FTAX 09249W101 7 500 SH SOLE None 0 0 0 Vguard Tota Bond Index FTAX 921937835 6 67 SH SOLE None 0 0 0 Vguard ST Bond Index FTAX 921937827 866 10736 SH SOLE None 0 0 0 CMO Pfd E FTAX 14067E605 10 400 SH SOLE None 0 0 0 Digital Realty E Pfd FTAX 253868707 13 500 SH SOLE None 0 0 0 Digital Realty Pfd G FTAX 253868889 35 1400 SH SOLE None 0 0 0 Blkrock Debt Strategies FTAX 09255R103 7 1948 SH SOLE None 0 0 0 EPR F Pfd FTAX 26884U406 21 800 SH SOLE None 0 0 0 FPO Pdf A FTAX 33610F307 1 28 SH SOLE None 0 0 0 Gugg UltraShort Bnd ETF FTAX 18383M654 307 6150 SH SOLE None 0 0 0 Blkrock Cp High Yield FTAX 09255P107 10 1026 SH SOLE None 0 0 0 Magnum Hunter Re FTAX 55973B300 0 100 SH SOLE None 0 0 0 Pimco USht Bnd ETF FTAX 72201R833 116 1150 SH SOLE None 0 0 0 Monmouth Pfd A FTAX 609720206 8 299 SH SOLE None 0 0 0 Pimco Intd Muni ETF FTAX 72201R866 304 5600 SH SOLE None 0 0 0 AllianzGI NFJ Div Int Fd FTAX 65337H109 27 2200 SH SOLE None 0 0 0 Annaly Pfd C FTAX 035710706 121 4900 SH SOLE None 0 0 0 Annaly Pfd D FTAX 035710805 4 150 SH SOLE None 0 0 0 Northstar Realty Pfd D FTAX 66705V209 47 2100 SH SOLE None 0 0 0 OFC Pfd L FTAX 22002T884 26 1000 SH SOLE None 0 0 0 Cohen & Steers Pfd CE FTAX 19248Y107 9 350 SH SOLE None 0 0 0 Resource Cap Corp Pfd FTAX 76120W500 7 400 SH SOLE None 0 0 0 Sch US Tips Etf FTAX 808524870 5 92 SH SOLE None 0 0 0 Sch US Agg Bnd Etf FTAX 808524839 5 98 SH SOLE None 0 0 0 Pimco TIP 1-5 ETF FTAX 72201R205 44 850 SH SOLE None 0 0 0 Proshs Short TBond ETF FTAX 74347X849 9 400 SH SOLE None 0 0 0 Vguard Inter.Corp Bond Etf FTAX 92206C870 14 156 SH SOLE None 0 0 0 PShares Var Pfd ETF FTAX 73937B597 13 550 SH SOLE None 0 0 0 Vanguard Sh-Term TIP Etf FTAX 922020805 1417 28848 SH SOLE None 0 0 0 Yld Shares YYY FTAX 301505301 5 300 SH SOLE None 0 0 0 WISDOMTREE TOTAL DIVIDND FTAX 97717W109 63 850 SH SOLE None 0 0 0 EV TAX MAN GLB DIV EQTY FTAX 27829F108 11 1300 SH SOLE None 0 0 0 VANGUARD TOTAL STOCK MKT FTAX 922908769 422 4030 SH SOLE None 0 0 0 VANGUARD EMERGING MARKET FTAX 922042858 15 435 SH SOLE None 0 0 0 DISCOVER FINCL 6.5% PFD STOCKS 254709207 1475 55224 SH SOLE None 0 0 0 APPLE COMPUTER INC STOCKS 037833100 1586 14548 SH SOLE None 0 0 0 ABBVIE INC STOCKS 00287Y109 674 11805 SH SOLE None 0 0 0 AMERISOURCE BERGEN CORP STOCKS 03073E105 28 325 SH SOLE None 0 0 0 ABBOTT LABS STOCKS 002824100 18 440 SH SOLE None 0 0 0 ANALOG DEVICES INC STOCKS 032654105 608 10278 SH SOLE None 0 0 0 AUTO DATA PROCESSING STOCKS 053015103 653 7280 SH SOLE None 0 0 0 AMERICAN EAGLE OUTFITTERS INC NEW STOCKS 02553E106 0 48 SH SOLE None 0 0 0 AMERICAN ELECTRIC POWER STOCKS 025537101 1029 15500 SH SOLE None 0 0 0 ALLERGAN INC STOCKS 018490102 1318 4918 SH SOLE None 0 0 0 AMERICAN INTL GROUP STOCKS 026874784 7 135 SH SOLE None 0 0 0 AMERN GREETINGS CP CL A STOCKS 026375105 49 2235 SH SOLE None 0 0 0 APPLIED MATERIALS INC STOCKS 038222105 17 800 SH SOLE None 0 0 0 AMGEN INC STOCKS 031162100 1800 12007 SH SOLE None 0 0 0 AMERICA MOVIL S.A.B STOCKS 02364W105 9 600 SH SOLE None 0 0 0 AMAZON COM INC STOCKS 023135106 1716 2890 SH SOLE None 0 0 0 A O SMITH CORP STOCKS 831865209 829 10867 SH SOLE None 0 0 0 APACHE CORP STOCKS 037411105 647 13248 SH SOLE None 0 0 0 AIR PRODUCTS & CHEMICALS STOCKS 009158106 688 4779 SH SOLE None 0 0 0 ATLANTIS INTERNET GRP CP (NV) STOCKS 04914U100 1 13911000 SH SOLE None 0 0 0 BANK OF AMERICA STOCKS 060505104 30 2200 SH SOLE None 0 0 0 BB&T CORPORATION STOCKS 054937107 1112 33428 SH SOLE None 0 0 0 B B & T Corp STOCKS 054937206 1558 59568 SH SOLE None 0 0 0 BALT G&E CAP STOCKS 05541Q206 911 34682 SH SOLE None 0 0 0 BLACKROCK ENGY & RESEARCH STOCKS 09250U101 46 3500 SH SOLE None 0 0 0 BIOGEN IDEC INC STOCKS 09062X103 52 200 SH SOLE None 0 0 0 BANK OF NEW YORK CO INC STOCKS 064058100 663 17998 SH SOLE None 0 0 0 BARNES & NOBLE INC STOCKS 00677U101 0 36 SH SOLE None 0 0 0 BALL CORP STOCKS 058498106 307 4312 SH SOLE None 0 0 0 BRISTOL MYERS SQUIBB CO STOCKS 110122108 261 4087 SH SOLE None 0 0 0 BOFI HOLDING INC STOCKS 05566U108 0 10 SH SOLE None 0 0 0 BUCKEYE PARTNERS UTS LP STOCKS 118230101 46 680 SH SOLE None 0 0 0 BROADRIDGE STOCKS 11133T103 2094 35313 SH SOLE None 0 0 0 BERKSHIRE HATHAWAY CL B STOCKS 113809107 674 4750 SH SOLE None 0 0 0 BROWN & BROWN INC STOCKS 115236101 158 4400 SH SOLE None 0 0 0 CITIGROUP STOCKS 172967424 4 90 SH SOLE None 0 0 0 CABELA S INC. STOCKS 126804301 129 2650 SH SOLE None 0 0 0 CATERPILLAR INC STOCKS 149123101 23 300 SH SOLE None 0 0 0 COCA COLA ENTERPRISES STOCKS 19122T109 5 100 SH SOLE None 0 0 0 CELGENE CORPORATION STOCKS 151020104 2 20 SH SOLE None 0 0 0 CERNER STOCKS 156782104 6 117 SH SOLE None 0 0 0 CHURCH & DWIGHT CO INC STOCKS 171340102 774 8392 SH SOLE None 0 0 0 CHECK POINT SOFTWARE STOCKS M22465104 1285 14690 SH SOLE None 0 0 0 COLGATE-PALMOLIVE CO STOCKS 194162103 677 9578 SH SOLE None 0 0 0 CLOROX COMPANY STOCKS 189054109 794 6295 SH SOLE None 0 0 0 COMCAST STOCKS 20030N101 168 2751 SH SOLE None 0 0 0 CHIPOTLE MEXICAN GRILL STOCKS 169656105 160 339 SH SOLE None 0 0 0 CAPSTEAD MORTGAGE CP NEW STOCKS 14067E506 873 88224 SH SOLE None 0 0 0 CENTENE CORP STOCKS 15135B101 1515 24600 SH SOLE None 0 0 0 CINEMARK HOLDINGS INC STOCKS 17243V102 645 17996 SH SOLE None 0 0 0 CENTERPOINT ENERGY INC STOCKS 15189T107 588 28090 SH SOLE None 0 0 0 CANADIAN NATURAL RES STOCKS 136385101 11 400 SH SOLE None 0 0 0 CAPITAL ONE FINANCIAL CP STOCKS 14040H105 1023 14760 SH SOLE None 0 0 0 CONOCO PHILLIPS STOCKS 20825C104 1405 34887 SH SOLE None 0 0 0 COSTCO WHSL CORP NEW STOCKS 22160K105 1820 11553 SH SOLE None 0 0 0 California Res Corp STOCKS 13057Q107 1 1007 SH SOLE None 0 0 0 CISCO SYSTEMS INC STOCKS 17275R102 667 23442 SH SOLE None 0 0 0 C S X CORP STOCKS 126408103 42 1650 SH SOLE None 0 0 0 CITRIX SYSTEMS INC STOCKS 177376100 39 500 SH SOLE None 0 0 0 CVS CORPORATION STOCKS 126650100 1954 18833 SH SOLE None 0 0 0 CHEVRONTEXACO CORP STOCKS 166764100 188 1973 SH SOLE None 0 0 0 GUGGENHEIM MULTI-ASSET INC STOCKS 18383M506 26 1400 SH SOLE None 0 0 0 COLUMBIA PROPERTY TRUST INC. STOCKS 198287203 25 1125 SH SOLE None 0 0 0 EL DUPONT DENEMOURS STOCKS 263534109 1 20 SH SOLE None 0 0 0 3 D SYSTEMS CORP STOCKS 88554D205 8 500 SH SOLE None 0 0 0 DIAGEO STOCKS 25243Q205 32 300 SH SOLE None 0 0 0 DANAHER CORP DEL STOCKS 235851102 171 1800 SH SOLE None 0 0 0 WISDOMTREE HI YIELD EQTY STOCKS 97717W208 133 2100 SH SOLE None 0 0 0 WALT DISNEY STOCKS 254687106 1260 12691 SH SOLE None 0 0 0 DIGITAL REALTY TRUST INC STOCKS 253868103 1892 21377 SH SOLE None 0 0 0 DOW CHEMICAL STOCKS 260543103 15 300 SH SOLE None 0 0 0 DUKE POWER CO STOCKS 26441C204 113 1405 SH SOLE None 0 0 0 ENCANA CORP STOCKS 292505104 3 460 SH SOLE None 0 0 0 CONSOLIDATED EDISON, INC. STOCKS 209115104 1 15 SH SOLE None 0 0 0 ENBRIDGE ENERGY PTNRS LP STOCKS 29250N105 20 1100 SH SOLE None 0 0 0 ISHARES TR MSCI EAFE FD STOCKS 464287465 18 315 SH SOLE None 0 0 0 EMCOR GROUP INC STOCKS 29084Q100 126 2600 SH SOLE None 0 0 0 E O G RESOURCES INC STOCKS 26875P101 792 10911 SH SOLE None 0 0 0 ENTERPRISE PRD PRTNRS LP STOCKS 293792107 69 2792 SH SOLE None 0 0 0 EXPRESS SCRIPTS STOCKS 30219G108 1 19 SH SOLE None 0 0 0 ENSCO INTERNATIONAL STOCKS G3157S106 5 500 SH SOLE None 0 0 0 ENTERGY CORP STOCKS 29364G103 658 8305 SH SOLE None 0 0 0 ISHARES MSCI AUS IDX FD STOCKS 464286103 8 420 SH SOLE None 0 0 0 FORD MOTOR CO STOCKS 345370860 6 425 SH SOLE None 0 0 0 FASTENAL CO STOCKS 311900104 777 15850 SH SOLE None 0 0 0 FACEBOOK INC STOCKS 30303M102 1923 16856 SH SOLE None 0 0 0 FREEPORT MCMORAN COPPER & STOCKS 35671D857 5 488 SH SOLE None 0 0 0 FEDEX CORPORATION STOCKS 31428X106 1121 6892 SH SOLE None 0 0 0 FAR EAST ENERGY CORP STOCKS 307325100 0 16450 SH SOLE None 0 0 0 FLUOR CORPORATION STOCKS 343412AA0 21 400 SH SOLE None 0 0 0 FIDELITY NATL FINL INC STOCKS 31620R105 1077 31771 SH SOLE None 0 0 0 FIRST INDUSTRIAL RLTY TR STOCKS 32054K103 7 300 SH SOLE None 0 0 0 FAIRPOINT COMMUN INC (NV) STOCKS 305560104 0 16 SH SOLE None 0 0 0 FIRST SOLAR INC STOCKS 336433107 1073 15669 SH SOLE None 0 0 0 MARKET VECTORS GOLD MINERS ETF STOCKS 57060U100 9 450 SH SOLE None 0 0 0 MARKET VECTORS ETF STOCKS 57060U589 6 200 SH SOLE None 0 0 0 GENERAL ELECTRIC STOCKS 369604103 614 19320 SH SOLE None 0 0 0 GILEAD SCIENCES STOCKS 375558AP8 1104 12015 SH SOLE None 0 0 0 GENERAL MILLS INC STOCKS 370334104 738 11656 SH SOLE None 0 0 0 STREETTRACKS GOLD SHARES STOCKS 78463V107 78 662 SH SOLE None 0 0 0 GENERAL MOTORS STOCKS 37045V100 4 134 SH SOLE None 0 0 0 GOOGLE INC. STOCKS 38259P508 982 1318 SH SOLE None 0 0 0 GOOGLE INC CLASS A STOCKS 38259P508 1932 2532 SH SOLE None 0 0 0 GAP INC STOCKS 364760108 1 18 SH SOLE None 0 0 0 GOLDMAN SACHS GROUP INC STOCKS 38141G104 204 1300 SH SOLE None 0 0 0 GLAXOSMITHKLINE PLC ADRF STOCKS 37733W105 26 650 SH SOLE None 0 0 0 HAIN CELESTIAL GRP STOCKS 405217100 20 500 SH SOLE None 0 0 0 HALLIBURTON COMPANY STOCKS 406216101 76 2125 SH SOLE None 0 0 0 HUNTINGTON BANCSHARES INC STOCKS 446150104 1 109 SH SOLE None 0 0 0 HEALTH CARE REIT INC STOCKS 42217K106 272 3925 SH SOLE None 0 0 0 HORIYOSHI WORLDWIDE INC STOCKS 44040E307 0 9 SH SOLE None 0 0 0 HONEYWELL INTERNATIONAL STOCKS 438516106 705 6296 SH SOLE None 0 0 0 HP INC STOCKS 428236103 2 125 SH SOLE None 0 0 0 HEALTHCARE REALTY STOCKS 421946104 15 500 SH SOLE None 0 0 0 SCHEIN HENRY INC STOCKS 806407102 1447 8383 SH SOLE None 0 0 0 ISHARES GOLD TRUST STOCKS 464285105 6 500 SH SOLE None 0 0 0 INTL BUSINESS MACH STOCKS 459200101 288 1900 SH SOLE None 0 0 0 ICON PLC SPON ADR STOCKS 45103T107 1441 19185 SH SOLE None 0 0 0 IDEXX LABS INC STOCKS 45168D104 736 9400 SH SOLE None 0 0 0 INTL FLAVORS & FRAGRANCES STOCKS 459506101 20 175 SH SOLE None 0 0 0 ISHARES TECHNOLOGY STOCKS 464287549 384 3473 SH SOLE None 0 0 0 ISHARES MIDCAP 400 GRWTH STOCKS 464287606 902 5547 SH SOLE None 0 0 0 ISHARES SM-CAP 600 VALUE STOCKS 464287879 283 2498 SH SOLE None 0 0 0 ISHARES SM-CAP 600 GRWTH STOCKS 464287887 874 7034 SH SOLE None 0 0 0 INTEL CORP STOCKS 458140100 100 3082 SH SOLE None 0 0 0 IRON MOUNTAIN INC NEW STOCKS 462846106 10 300 SH SOLE None 0 0 0 ISHARES S&P 500 VALUE STOCKS 464287408 4544 50529 SH SOLE None 0 0 0 ISHARES TRUST S&P STOCKS 464287200 501 2424 SH SOLE None 0 0 0 ISHARES S&P 500 GROWTH STOCKS 464287309 4577 39491 SH SOLE None 0 0 0 ISHARES RUSS 1000 VALUE STOCKS 464287598 5719 57877 SH SOLE None 0 0 0 ISHARES RUSS 1000 GRWTH STOCKS 464287614 189 1897 SH SOLE None 0 0 0 ISHARES RUSS 2000 INDEX STOCKS 464287655 209 1889 SH SOLE None 0 0 0 ISHARES RUSS 2000 VALUE STOCKS 464287630 372 3991 SH SOLE None 0 0 0 ISHARES RUSS 2000 GRWTH STOCKS 464287648 1319 9943 SH SOLE None 0 0 0 ISHARES DOW JONES TECHNOLOGY STOCKS 464287721 2495 22999 SH SOLE None 0 0 0 JACOBS ENGINEER STOCKS 469814107 240 5500 SH SOLE None 0 0 0 JOHNSON & JOHNSON STOCKS 478160104 387 3572 SH SOLE None 0 0 0 JANUS ORION FUND STOCKS 471023648 31 2553 SH SOLE None 0 0 0 NORDSTROM INC STOCKS 655664100 17 300 SH SOLE None 0 0 0 KAMAN CORPORATION STOCKS 483548103 56 1319 SH SOLE None 0 0 0 KEYCORP CONV STOCKS 493267405 1439 11016 SH SOLE None 0 0 0 KINDER MORGAN INC STOCKS 49456B101 89 4962 SH SOLE None 0 0 0 KINDER MORGAN INC 17WTS STOCKS 49456B119 0 3192 SH SOLE None 0 0 0 COCA COLA STOCKS 191216100 46 1000 SH SOLE None 0 0 0 LINEAR TECH STOCKS 535678106 13 300 SH SOLE None 0 0 0 ELI LILLY & CO STOCKS 532457108 623 8647 SH SOLE None 0 0 0 LOCKHEED MARTIN CORP STOCKS 539830109 44 200 SH SOLE None 0 0 0 LINKEDIN CORP STOCKS 53578A108 2 20 SH SOLE None 0 0 0 ALLIANT ENERGY CORP STOCKS 018802108 777 10463 SH SOLE None 0 0 0 LOWES COMPANIES INC STOCKS 548661107 2149 28372 SH SOLE None 0 0 0 LAM RESEARCH CORP STOCKS 512807108 1318 15960 SH SOLE None 0 0 0 LEVEL 3 COMMUNICATIONS STOCKS 52729N100 27 517 SH SOLE None 0 0 0 LIVE NATION ENTMT INC STOCKS 538034109 0 3 SH SOLE None 0 0 0 MASTERCARD INC STOCKS 57636Q104 989 10467 SH SOLE None 0 0 0 MCDONALDS CORP STOCKS 580135101 51 405 SH SOLE None 0 0 0 MEDTRONIC INC STOCKS 585055106 30 400 SH SOLE None 0 0 0 MEI PHARMA INC STOCKS 55279B202 38 30355 SH SOLE None 0 0 0 METLIFE INC STOCKS 59156R108 5 109 SH SOLE None 0 0 0 MANULIFE FINANCIAL CORPF STOCKS 56501R106 102 7228 SH SOLE None 0 0 0 MOHAWK INDUSTRIES INC STOCKS 608190104 449 2350 SH SOLE None 0 0 0 3M COMPANY STOCKS 88579Y101 829 4977 SH SOLE None 0 0 0 MALLINCKRODT PUB STOCKS G5785G107 43 694 SH SOLE None 0 0 0 ALTRIA GROUP INC. STOCKS 02209S103 22 350 SH SOLE None 0 0 0 MONSANTO CO STOCKS 61166W101 130 1487 SH SOLE None 0 0 0 MERCK & CO INC STOCKS 58933Y105 653 12333 SH SOLE None 0 0 0 MICROSOFT CORP STOCKS 594918104 1649 29866 SH SOLE None 0 0 0 MOTOROLA SOLUTIONS INC STOCKS 620076307 1 14 SH SOLE None 0 0 0 VAIL RESORTS INC STOCKS 91879Q109 27 200 SH SOLE None 0 0 0 MANITOWOC CO. STOCKS 563571108 4 1000 SH SOLE None 0 0 0 NATIONAL GRID PLC ADR STOCKS 636274300 18 250 SH SOLE None 0 0 0 NORTEL NETWORKS CORP STOCKS 656568AE2 0 20 SH SOLE None 0 0 0 NUCOR CORP STOCKS 670346105 9 190 SH SOLE None 0 0 0 NOVOGEN LTD. STOCKS Q69941203 106 1062456 SH SOLE None 0 0 0 NOVO NORDISK A/S ADR STOCKS 670100205 1517 27994 SH SOLE None 0 0 0 NEW YORK COMMUNITY BANCORP INC STOCKS 649445103 1459 91739 SH SOLE None 0 0 0 REALTY INCOME CORP STOCKS 756109104 1066 17053 SH SOLE None 0 0 0 OMEGA HLTHCARE INVS INC STOCKS 681936100 940 26637 SH SOLE None 0 0 0 ONEOK PARTNERS LP STOCKS 68268N103 19 600 SH SOLE None 0 0 0 OMNICOM GROUP INC STOCKS 681919106 350 4200 SH SOLE None 0 0 0 ORACLE CORPORATION STOCKS 68389X105 98 2385 SH SOLE None 0 0 0 OCCIDENTAL PETROLEUM STOCKS 674599105 747 10920 SH SOLE None 0 0 0 PLAINS ALL AMERICAN PIPELINE L.P STOCKS 726503105 4 186 SH SOLE None 0 0 0 T. ROWE PRICE INTERNATIONAL STOCK ADV STOCKS 77956H823 10 629 SH SOLE None 0 0 0 PAYCHEX INC STOCKS 704326107 765 14157 SH SOLE None 0 0 0 PRICELINE.COM INC NEW STOCKS 741503403 1262 979 SH SOLE None 0 0 0 PIMCO CORP INCOME FUND STOCKS 72200U100 127 9200 SH SOLE None 0 0 0 PEPSI STOCKS 713448108 85 825 SH SOLE None 0 0 0 PFIZER INC STOCKS 717081103 89 3006 SH SOLE None 0 0 0 PROCTER & GAMBLE CO STOCKS 742718109 732 8889 SH SOLE None 0 0 0 POWERSHRS DYN PHARMACEUTIC STOCKS 73935X799 1589 26443 SH SOLE None 0 0 0 PROLOGIS STOCKS 743410102 4 99 SH SOLE None 0 0 0 PHILIP MORRIS INTL INC STOCKS 718172109 34 350 SH SOLE None 0 0 0 PPG INDUSTRIES INC STOCKS 693506107 2 16 SH SOLE None 0 0 0 PERRIGO CO STOCKS 714290103 160 1250 SH SOLE None 0 0 0 PROSPECT CAPITAL CORP STOCKS 74348T102 2 320 SH SOLE None 0 0 0 PHILLIPS 66 STOCKS 718546104 1028 11871 SH SOLE None 0 0 0 PENN WEST ENERGY TRUST STOCKS 707885109 0 100 SH SOLE None 0 0 0 PRAXAIR INC STOCKS 74005P104 109 950 SH SOLE None 0 0 0 QUALCOMM INC STOCKS 747525103 89 1750 SH SOLE None 0 0 0 ROYAL CARRBN CRUISES LTD STOCKS V7780T103 1021 12429 SH SOLE None 0 0 0 REGIONS FINANCIAL CP NEW STOCKS 7591EP100 3 350 SH SOLE None 0 0 0 ROCKWELL AUTO STOCKS 773903109 31 275 SH SOLE None 0 0 0 ROPER INDUSTRIES INC STOCKS 776696106 75 412 SH SOLE None 0 0 0 RPM INTERNATIONAL INC STOCKS 749685103 325 6872 SH SOLE None 0 0 0 RAYTHEON COMPANY NEW STOCKS 755111507 12 100 SH SOLE None 0 0 0 ROLLS-ROYCE GRP PLC ADRF STOCKS 775781206 283 28850 SH SOLE None 0 0 0 SAFETY INSURANCE GROUP STOCKS 78648T100 23 400 SH SOLE None 0 0 0 BOSTON BEER CO INC CL A STOCKS 100557107 40 215 SH SOLE None 0 0 0 STARBUCKS CORP STOCKS 855244109 1538 25757 SH SOLE None 0 0 0 SCHWAB U.S. LARGE-CAP ETF STOCKS 808524201 1032 21135 SH SOLE None 0 0 0 SOLARCITY CORP STOCKS 83416T100 2 90 SH SOLE None 0 0 0 SPECTRA ENERGY STOCKS 84756N109 47 1550 SH SOLE None 0 0 0 SHIP FINANCE INTL STOCKS G81075106 13 950 SH SOLE None 0 0 0 SHAW COMMUNICATIONS INC-B STOCKS 82028K200 561 29058 SH SOLE None 0 0 0 ISHARES SILVER TRUST STOCKS 46428Q109 3 200 SH SOLE None 0 0 0 SILVER WHEATON CORP STOCKS 828336107 8 500 SH SOLE None 0 0 0 SNAP-ON INC STOCKS 833034101 39 250 SH SOLE None 0 0 0 SANOFI AVENTIS ADR STOCKS 80105N105 469 11681 SH SOLE None 0 0 0 SOUTHERN CO NFSC STOCKS 842587107 31 600 SH SOLE None 0 0 0 STAPLES INC STOCKS 855030102 5 450 SH SOLE None 0 0 0 S P D R S&P 500 ETF TR STOCKS 78462F103 3591 17473 SH SOLE None 0 0 0 SPDR S&P 500 GRWTH ETF STOCKS 78464A409 1336 13289 SH SOLE None 0 0 0 SPDR S&P 500 VALUE ETF STOCKS 78464A508 1308 13414 SH SOLE None 0 0 0 STRATASYS INC STOCKS M85548101 3 100 SH SOLE None 0 0 0 SEAGATE TECHNOLOGY STOCKS G7945M107 3 100 SH SOLE None 0 0 0 SUPER VALU STORES INC STOCKS 868536103 6 1000 SH SOLE None 0 0 0 SYNERGY RESOURCES CORP STOCKS 87164P103 85 11000 SH SOLE None 0 0 0 SYSCO CORP STOCKS 871829107 9 200 SH SOLE None 0 0 0 AT&T CORP STOCKS 00206R102 1236 31551 SH SOLE None 0 0 0 MOLSON COORS BREWING CLB STOCKS 60871R209 37 385 SH SOLE None 0 0 0 TELEPHONE & DATA STOCKS 879433837 861 34021 SH SOLE None 0 0 0 TEVA PHARMACEUTICAL STOCKS 881624209 712 13304 SH SOLE None 0 0 0 TIFFANY & CO STOCKS 886547108 249 3400 SH SOLE None 0 0 0 T J X COS INC STOCKS 872540109 1595 20352 SH SOLE None 0 0 0 TEMECULA VALLEY BANCORP (NV) STOCKS 87972L104 0 1000 SH SOLE None 0 0 0 TRIMBLE NAVIGATION STOCKS 896239100 35 1400 SH SOLE None 0 0 0 TRANSCANADA CORPORATION STOCKS 89353D107 4 100 SH SOLE None 0 0 0 TRAVELERS COMPANIES INC STOCKS 89417E109 643 5509 SH SOLE None 0 0 0 TESLA MOTORS INC. STOCKS 88160R101 52 228 SH SOLE None 0 0 0 TAIWAN SEMICONDUCTR ADRF STOCKS 874039100 107 4088 SH SOLE None 0 0 0 TELUS CORP NON VTG STOCKS 87971M103 609 18726 SH SOLE None 0 0 0 TIME WARNER CABLE STOCKS 88732J207 3 16 SH SOLE None 0 0 0 TIME WARNER INCORPORATED STOCKS 887317303 5 66 SH SOLE None 0 0 0 TEXAS INSTRUMENTS INC STOCKS 882508104 818 14250 SH SOLE None 0 0 0 TEXTRON INCORPORATED STOCKS 883203101 20 536 SH SOLE None 0 0 0 UNITED HEALTHCARE GROUP STOCKS 91324P102 769 5965 SH SOLE None 0 0 0 UNION PACIFIC CORP STOCKS 907818108 47 592 SH SOLE None 0 0 0 UNITED PARCEL SERVICE B STOCKS 911312106 32 300 SH SOLE None 0 0 0 U S BANCORP DEL STOCKS 902973304 589 14521 SH SOLE None 0 0 0 UNITED TECHNOLOGIES STOCKS 913017109 1123 11215 SH SOLE None 0 0 0 VISA INC CL A STOCKS 92826C839 8 100 SH SOLE None 0 0 0 V.F. CORP STOCKS 918204108 1435 22162 SH SOLE None 0 0 0 VORNADO RLTY TR STOCKS 929042851 1393 54396 SH SOLE None 0 0 0 VANGUARD REIT STOCKS 922908553 1178 14062 SH SOLE None 0 0 0 VALEANT PHARMA INTL STOCKS 91911K102 297 11293 SH SOLE None 0 0 0 VENTAS INC STOCKS 92276F100 169 2690 SH SOLE None 0 0 0 VERIZON COMMUNICATIONS STOCKS 92343V104 37 685 SH SOLE None 0 0 0 WATERS CORP. STOCKS 941848103 264 2000 SH SOLE None 0 0 0 WALGREEN BOOTS ALLIANCE INC COM STOCKS 931427108 684 8114 SH SOLE None 0 0 0 WESTERN DIGITAL CORPORATION STOCKS 958102105 14 300 SH SOLE None 0 0 0 WISCONSIN EGY CP HLDG CO STOCKS 976657106 1630 27143 SH SOLE None 0 0 0 WELLS FARGO STOCKS 949746101 762 15754 SH SOLE None 0 0 0 WHOLE FOODS MARKET INC. STOCKS 966837106 25 802 SH SOLE None 0 0 0 WASHINGTON MUTUAL INC STOCKS 94106L109 18 300 SH SOLE None 0 0 0 WALMART STOCKS 931142103 281 4100 SH SOLE None 0 0 0 WEST PHARM SRVC INC STOCKS 955306105 69 1000 SH SOLE None 0 0 0 WESTCORE PLUS BOND STOCKS 957904675 1492 138439 SH SOLE None 0 0 0 CIMAREX ENERGY CO STOCKS 171798101 968 9947 SH SOLE None 0 0 0 XCEL ENERGY INC STOCKS 98389B100 3 60 SH SOLE None 0 0 0 SECTOR SPDR ENGY SELECT STOCKS 81369Y506 7 120 SH SOLE None 0 0 0 SECTOR SPDR FINCL SELECT STOCKS 81369Y605 3738 166140 SH SOLE None 0 0 0 SECTOR SPDR INDL SELECT STOCKS 81369Y704 2413 43506 SH SOLE None 0 0 0 SECTOR SPDR TECH SELECT STOCKS 81369Y803 3357 75669 SH SOLE None 0 0 0 SECTOR SPDR TR CON STPLS STOCKS 81369Y308 2410 45427 SH SOLE None 0 0 0 SECTOR SPDR UTIL SELECT STOCKS 81369Y886 1682 33907 SH SOLE None 0 0 0 SPDR HEALTH CARE SELECT STOCKS 81369Y209 491 7238 SH SOLE None 0 0 0 CONSUMER DISCRET SELECT STOCKS 81369Y407 254 3209 SH SOLE None 0 0 0 EXXON MOBIL CORPORATION STOCKS 30231G102 585 7002 SH SOLE None 0 0 0 DENTSPLY INTL INC STOCKS 249030107 201 3265 SH SOLE None 0 0 0 ZIMMER HOLDINGS INC STOCKS 98956P102 29 272 SH SOLE None 0 0 0 ADAMS & WELD CNTYS COLO SCH DI FNON 005518VF9 113 100000 SH SOLE None 0 0 0 ADAMS CNTY COLO CTFS PARTN FNON 005596DZ1 283 250000 SH SOLE None 0 0 0 Allied World Ass FNON 01959EAA6 102 100000 SH SOLE None 0 0 0 ANTELOPE WTR SYS GEN IMPT DIST FNON 03672RAX9 60 55000 SH SOLE None 0 0 0 ANTELOPE WTR SYS GEN IMPT DIST FNON 03672RAY7 33 30000 SH SOLE None 0 0 0 ANTELOPE WTR SYS GEN IMPT DIST FNON 03672RAZ4 306 260000 SH SOLE None 0 0 0 ANTHEM WEST MET DIST COLO FNON 03675EAA5 114 100000 SH SOLE None 0 0 0 AVALONBAY CMNTYS INC MTN BE FNON 05348EAL3 102 100000 SH SOLE None 0 0 0 Barclays S&P PPN STOCK 06740LNY7 30 20000 SH SOLE None 0 0 0 BEACON PT MET DIST COLO FNON 07367LAP0 118 100000 SH SOLE None 0 0 0 BENTON WASH REGL PUB WTR AUTH FNON 083389CE4 334 300000 SH SOLE None 0 0 0 BLUE VALLEY REC COMMN KANS CTF FNON 096079FM5 203 180000 SH SOLE None 0 0 0 BUCKEYE ARIZ UN HIGH SCH DIST FNON 118106FW8 11 10000 SH SOLE None 0 0 0 CAPITAL ONE FINL CORP 6.15%09/01/2016 FTAX 14040HAN5 102 100000 SH SOLE None 0 0 0 Chesapeake Energy Corp FTAX 165167CC9 14 25000 SH SOLE None 0 0 0 CHESTERFIELD VY TRANSN DEV DIS FNON 166533BD0 510 500000 SH SOLE None 0 0 0 COLORADO EDL & CULTURAL FACS A FNON 19645RE56 194 165000 SH SOLE None 0 0 0 COLORADO EDL & CULTURAL FACS A FNON 19645RH95 267 225000 SH SOLE None 0 0 0 COLORADO EDL & CULTURAL FACS A FNON 19645RJ28 88 75000 SH SOLE None 0 0 0 COLORADO EDL & CULTURAL FACS A FNON 19645RJ36 117 100000 SH SOLE None 0 0 0 COLORADO ST BUR INVESTIGATION FNON 196709AP4 335 300000 SH SOLE None 0 0 0 COLORADO WTR RES & PWR DEV AUT FNON 19679RRY8 176 160000 SH SOLE None 0 0 0 CONAGRA FOODS INC FTAX 205887AF9 996 808000 SH SOLE None 0 0 0 CROWLEY TEX INDPT SCH DIST FOR FNON 228130AP5 297 260000 SH SOLE None 0 0 0 EAGLE CNTY COLO CTFS PARTN FNON 26947NCN8 122 100000 SH SOLE None 0 0 0 EAGLE MTN UT W/S 5%21 UTIL COMB DUE FNON 26970TCC9 21 20000 SH SOLE None 0 0 0 EAGLE MTN UT W/S 5%21 UTIL COMB DUE FNON 26970TCL9 85 80000 SH SOLE None 0 0 0 EAST CHERRY CREEK VY WTR & SAN FNON 271579CR3 169 150000 SH SOLE None 0 0 0 ERIE COLO WTR ENTERPRISE REV FNON 295017EE3 227 200000 SH SOLE None 0 0 0 ERIE COLO CTFS PARTN FNON 29502MAS2 363 300000 SH SOLE None 0 0 0 EXELON GENERATION CO 4.25%06/15/2022-202 FTAX 30161MAL7 1421 1355000 SH SOLE None 0 0 0 EXPRESS SCRIPTS HLDG CO FTAX 30219GAM0 1131 1090000 SH SOLE None 0 0 0 FOOTHILLS PK & REC DIST COLO C FNON 34511PBQ7 422 350000 SH SOLE None 0 0 0 FRANKFORT IND HIGH SCH ELEM SC FNON 352193DL7 193 175000 SH SOLE None 0 0 0 FRANKLIN CNTY KANS UNI SCH DIS FNON 352802GG1 608 500000 SH SOLE None 0 0 0 GRAND CNTY COLO LIBR DIST CTFS FNON 385306BC8 108 100000 SH SOLE None 0 0 0 GRAND CNTY COLO LIBR DIST CTFS FNON 385306BD6 81 75000 SH SOLE None 0 0 0 GRAND CNTY COLO LIBR DIST CTFS FNON 385306BE4 191 180000 SH SOLE None 0 0 0 GRAND CNTY COLO LIBR DIST CTFS FNON 385306BF1 258 245000 SH SOLE None 0 0 0 GRAYS HARBOR CNTY WASH PUB UTI FNON 389532JH6 10 10000 SH SOLE None 0 0 0 GRAYS HARBOR CNTY WASH PUB UTI FNON 389532JJ2 52 50000 SH SOLE None 0 0 0 GRAYS HARBOR CNTY WASH PUB UTI FNON 389532JP8 21 20000 SH SOLE None 0 0 0 GRAYS HARBOR CNTY WASH PUB UTI FNON 389532JQ6 93 90000 SH SOLE None 0 0 0 HAWAII ST 5%23 GO UTX DUE FNON 4197917H5 71 65000 SH SOLE None 0 0 0 HAWAII ST FNON 419792GW0 54 50000 SH SOLE None 0 0 0 HAWAII ST FNON 419792HD1 5 5000 SH SOLE None 0 0 0 JOHNSON CNTY KANS UNI SCH DIST FNON 478710UE4 412 380000 SH SOLE None 0 0 0 KENTUCKY ST PPTY & BLDGS COMMN FNON 49151FMX5 872 720000 SH SOLE None 0 0 0 KINDER MORGAN INC DEL PFD SER A FNON 49456B200 14 300 SH SOLE None 0 0 0 KING CNTY WASH PUB HOSP DIST N FNON 494791QW9 556 450000 SH SOLE None 0 0 0 LEAVENWORTH CNTY KANS UNI SCH FNON 522218JT4 932 770000 SH SOLE None 0 0 0 LOUISIANA LOC GOVT ENVIRONMENT FNON 546282K86 361 300000 SH SOLE None 0 0 0 MASCO CORP 6.125% 10/03/2016 FNON 574599BD7 103 100000 SH SOLE None 0 0 0 MCLEAN CNTY ILL PUB BLDG COMMN FNON 581872GP7 469 390000 SH SOLE None 0 0 0 MOUNT PLESANT CALIF ELEM SCH FNON 622344FF1 30 65000 SH SOLE None 0 0 0 NORTH CAROLINA MUN PWR AGY NO FNON 6582034P6 27 25000 SH SOLE None 0 0 0 NORTH CAROLINA MUN PWR AGY NO FNON 6582034W1 5 5000 SH SOLE None 0 0 0 NORTH HARRISON IND MIDDLE SCH FNON 65957FAK8 223 200000 SH SOLE None 0 0 0 NNORTHEAST MET INTER SCH DIST N FNON 664259DF2 111 100000 SH SOLE None 0 0 0 ONEOK PARTNERS L P 6.15%10/01/2016 FTAX 68268NAB9 101 100000 SH SOLE None 0 0 0 PARK CREEK MET DIST COLO REV FNON 700387CY7 121 100000 SH SOLE None 0 0 0 PASCO WASH WTR & SWR REV FNON 702571PR5 361 300000 SH SOLE None 0 0 0 QUALCOMM INC FTAX 747525AF0 1263 1220000 SH SOLE None 0 0 0 RANGE VIEW LIBR DIST COLO CTFS FNON 75289FBG4 243 200000 SH SOLE None 0 0 0 RICHARDSON TEX FNON 763227QS7 35 35000 SH SOLE None 0 0 0 ST PAUL MINN SALES TAX REV FNON 79307TBZ2 304 250000 SH SOLE None 0 0 0 SEDGWICK CNTY KANS UNI SCH DIS FNON 815662JE2 671 600000 SH SOLE None 0 0 0 SEDGWICK CNTY KANS UNI SCH DIS FNON 815670LW2 278 250000 SH SOLE None 0 0 0 SEMINOLE CNTY FLA WTR & SWR RE FNON 816705JC2 569 500000 SH SOLE None 0 0 0 SOUTHFIELD MICH LIBR BLDG AUTH FNON 844211CU4 613 500000 SH SOLE None 0 0 0 STONEGATE VLG MET DIST COLO WT FNON 86181SAM0 125 105000 SH SOLE None 0 0 0 TEXAS TRANSN COMMN CENT TEX TP FNON 88283KAT5 685 590000 SH SOLE None 0 0 0 THORNTON COLO DEV AUTH TAX INC FNON 885277EH2 476 400000 SH SOLE None 0 0 0 THURSTON CNTY WASH SCH DIST NO FNON 886155MX5 227 200000 SH SOLE None 0 0 0 VIRGINIA ST RES AUTH INFRASTRU FNON 92818LEM0 21 20000 SH SOLE None 0 0 0 WELD CNTY COLO SCH DIST NO RE FNON 949232DE9 348 300000 SH SOLE None 0 0 0 WEST MIFFLIN PA SAN SWR MUN AU FNON 954507DD8 702 600000 SH SOLE None 0 0 0 WEST TRAVIS CNTY TEX PUB UTIL FNON 95632CCA5 151 135000 SH SOLE None 0 0 0 WHEATLANDS MET DIST NO 2 COLO FNON 962714AN1 178 150000 SH SOLE None 0 0 0 Whirlpool Corp FTAX 963320AH9 102 100000 SH SOLE None 0 0 0 WILDGRASS MET DIST COLO FNON 96811RAH0 243 215000 SH SOLE None 0 0 0 WILL CNTY ILL CMNTY CONS SCH D FNON 968717RX8 255 240000 SH SOLE None 0 0 0 WILL CNTY ILL CMNTY CONS SCH D FNON 968717RZ3 63 60000 SH SOLE None 0 0 0 WOODLAND PARK COLO GEN FD FNON 97966LAM3 572 510000 SH SOLE None 0 0 0 WYANDOTTE CNTY/KANS CITY KANS FNON 982671Y94 511 450000 SH SOLE None 0 0 0 YUMA CNTY ARIZ FREE LIBR DIST FNON 988589CM7 362 325000 SH SOLE None 0 0 0 ZOETIS INC FTAX 98978VAB9 1662 1685000 SH SOLE None 0 0 0 Care Capital Propert STOCK 141624106 22 808 SH SOLE None 0 0 0 CARETRUST REIT INC STOCK 14174T107 3 200 SH SOLE None 0 0 0 ELIO MOTORS INC STOCK 28661D102 19 900 SH SOLE None 0 0 0 ENERGY RECOVERY INC STOCK 29270J100 4 350 SH SOLE None 0 0 0 ISHARES CORE S&P TOTAL US STOCK MKT STOCK 464287150 28 304 SH SOLE None 0 0 0 ISHARES US FINANCIAL SERVICES STOCK 464287770 1009 12435 SH SOLE None 0 0 0 MONDELEZ INTERNATIONAL INC STOCK 609207105 20 500 SH SOLE None 0 0 0 MANITOWOC FOODSERVICE INC STOCK 563568104 15 1000 SH SOLE None 0 0 0 GLOBAL X MLP ETF STOCK 37950E473 146 15000 SH SOLE None 0 0 0 NORTHLAND POWER INC STOCK 666511100 3 200 SH SOLE None 0 0 0 NOVOCURE LTD ORD SHS STOCK G6674U108 14 1000 SH SOLE None 0 0 0 ORGANOVO HOLDINGS INC STOCK 68620A104 0 150 SH SOLE None 0 0 0 PEOPLE S UNITED FINANCIAL INC STOCK 712704105 612 38419 SH SOLE None 0 0 0 IQ Hedge Multi-Strategy Tracker ETF STOCK 45409B107 3 100 SH SOLE None 0 0 0 First FIRST TRUST NASDAQ CLN EDGE GRNE STOCK 33733E500 257 17380 SH SOLE None 0 0 0 FLEXSHARES QUALITY DIVIDEND ETF STOCK 33939L860 3486 96543 SH SOLE None 0 0 0 NEW SENIOR INVESTMENT GROUP INC STOCK 648691103 6 600 SH SOLE None 0 0 0 STRATA SKIN SCIENCES INC STOCK 86272A107 1 600 SH SOLE None 0 0 0 TEXTAINER GROUP HOLDINGS LTD STOCK G8766E109 7 500 SH SOLE None 0 0 0 ISHARES MSCI USA MINIMUM VOLATILITY STOCK 46429B697 3 66 SH SOLE None 0 0 0 VANGUARD ENERGY ETF STOCK 92204A306 1141 13300 SH SOLE None 0 0 0 VANGUARD FTSE DEVELOPED MARKETS ETF STOCK 921943858 1459 40660 SH SOLE None 0 0 0 Vanguard FTSE Europe ETF STOCK 922042874 8 165 SH SOLE None 0 0 0 Vanguard FTSE Pacific ETF STOCK 922042866 2 33 SH SOLE None 0 0 0 Vanguard FTSE All-World ex-US Sm-Cp ETF STOCK 922042718 2 20 SH SOLE None 0 0 0 WP GLIMCHER INC STOCK 92939N102 3 350 SH SOLE None 0 0 0 22ND CENTURY GROUP INC. STOCK 90137F103 0 150 SH SOLE None 0 0 0