Chief Compliance Officer

0001062993-15-004080.txt : 20150730 0001062993-15-004080.hdr.sgml : 20150730 20150730113253 ACCESSION NUMBER: 0001062993-15-004080 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150730 DATE AS OF CHANGE: 20150730 EFFECTIVENESS DATE: 20150730 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Carnick & Kubik, LLC CENTRAL INDEX KEY: 0001555900 IRS NUMBER: 453307631 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15410 FILM NUMBER: 151015014 BUSINESS ADDRESS: STREET 1: 675 SOUTHPOINTE COURT, SUITE 102 CITY: COLORADO SPRINGS STATE: CO ZIP: 80906 BUSINESS PHONE: 719-579-8000 MAIL ADDRESS: STREET 1: POST OFFICE BOX 7 CITY: COLORADO SPRINGS STATE: CO ZIP: 80901 FORMER COMPANY: FORMER CONFORMED NAME: Carnick & Company, LLC DATE OF NAME CHANGE: 20120809 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001555900 XXXXXXXX 06-30-2015 06-30-2015 Carnick & Kubik, LLC

POST OFFICE BOX 7 COLORADO SPRINGS CO 80901

13F HOLDINGS REPORT 028-15410 N Craig Carnick Chief Compliance Officer 719-579-8000 Craig Carnick Colorado Springs CO 07-30-2015 0 119 122496 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE TALLGRASS ENERGY PARTNERS LP COM UNIT 874697105 273 5668 SH SOLE None 0 0 0 CENTURYLINK INC COM 156700106 1149 39095 SH SOLE None 0 0 0 ISHARES INTL SEL DIV ETF 464288448 1095 33857 SH SOLE None 0 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 558 34400 SH SOLE None 0 0 0 AMAZON COM INC COM 023135106 1090 2510 SH SOLE None 0 0 0 CINEMARK HOLDINGS INC COM 17243V102 659 16415 SH SOLE None 0 0 0 LOWES COS INC COM 548661107 715 10680 SH SOLE None 0 0 0 MAGNA INTL INC COM 559222401 1002 17866 SH SOLE None 0 0 0 PRICELINE GRP INC COM NEW 741503403 976 848 SH SOLE None 0 0 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 1205 15316 SH SOLE None 0 0 0 STARBUCKS CORP COM 855244109 1265 23591 SH SOLE None 0 0 0 TJX COS INC NEW COM 872540109 1294 19560 SH SOLE None 0 0 0 V F CORP COM 918204108 1383 19827 SH SOLE None 0 0 0 VIACOM INC NEW CL B 92553P201 543 8405 SH SOLE None 0 0 0 DISNEY WALT CO COM DISNEY 254687106 1207 10571 SH SOLE None 0 0 0 CHURCH & DWIGHT INC COM 171340102 632 7785 SH SOLE None 0 0 0 CLOROX CO DEL COM 189054109 586 5635 SH SOLE None 0 0 0 COLGATE PALMOLIVE CO COM 194162103 601 9185 SH SOLE None 0 0 0 COSTCO WHSL CORP NEW COM 22160K105 1362 10084 SH SOLE None 0 0 0 CVS HEALTH CORP COM 126650100 2285 21785 SH SOLE None 0 0 0 GENERAL MLS INC COM 370334104 598 10730 SH SOLE None 0 0 0 PROCTER & GAMBLE CO COM 742718109 557 7115 SH SOLE None 0 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1914 40200 SH SOLE None 0 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 635 7525 SH SOLE None 0 0 0 WAL-MART STORES INC COM 931142103 291 4100 SH SOLE None 0 0 0 APACHE CORP COM 037411105 561 9738 SH SOLE None 0 0 0 CIMAREX ENERGY CO COM 171798101 871 7897 SH SOLE None 0 0 0 CONOCOPHILLIPS COM 20825C104 498 8110 SH SOLE None 0 0 0 EOG RES INC COM 26875P101 820 9361 SH SOLE None 0 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 683 8785 SH SOLE None 0 0 0 PHILLIPS 66 COM 718546104 814 10107 SH SOLE None 0 0 0 WISCONSIN ENERGY CORP COM 976657106 1211 26920 SH SOLE None 0 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 2048 1000 SH SOLE None 0 0 0 BANK NEW YORK MELLON CORP COM 064058100 701 16705 SH SOLE None 0 0 0 CDN IMPERIAL BK COMM TORONTO COM 136069101 471 6390 SH SOLE None 0 0 0 CAPITAL ONE FINL CORP COM 14040H105 1095 12448 SH SOLE None 0 0 0 SCHWAB CHARLES CORP NEW COM 808513105 1007 30845 SH SOLE None 0 0 0 DISCOVER FINL SVCS COM 254709108 931 16159 SH SOLE None 0 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 271 1300 SH SOLE None 0 0 0 MASTERCARD INC CL A 57636Q104 698 7466 SH SOLE None 0 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 1687 91781 SH SOLE None 0 0 0 OMEGA HEALTHCARE INVS INC COM 681936100 490 14280 SH SOLE None 0 0 0 REALTY INCOME CORP COM 756109104 475 10700 SH SOLE None 0 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 3617 148365 SH SOLE None 0 0 0 TRAVELERS COMPANIES INC COM 89417E109 479 4960 SH SOLE None 0 0 0 US BANCORP DEL COM NEW 902973304 557 12825 SH SOLE None 0 0 0 WELLS FARGO & CO NEW COM 949746101 656 11664 SH SOLE None 0 0 0 ABBVIE INC COM 00287Y109 677 10078 SH SOLE None 0 0 0 AMGEN INC COM 031162100 1108 7217 SH SOLE None 0 0 0 ANTHEM INC COM 036752103 1366 8322 SH SOLE None 0 0 0 CENTENE CORP DEL COM 15135B101 1845 22950 SH SOLE None 0 0 0 LILLY ELI & CO COM 532457108 669 8012 SH SOLE None 0 0 0 GILEAD SCIENCES INC COM 375558103 1054 9003 SH SOLE None 0 0 0 IDEXX LABS INC COM 45168D104 603 9400 SH SOLE None 0 0 0 MEI PHARMA INC COM NEW 55279B202 52 30355 SH SOLE None 0 0 0 NOVO-NORDISK A S ADR 670100205 1234 22540 SH SOLE None 0 0 0 POWERSHARES ETF TRUST DYN PHRMA PORT 73935X799 1739 22204 SH SOLE None 0 0 0 SANOFI SPONSORED ADR 80105N105 455 9180 SH SOLE None 0 0 0 BOEING CO COM 097023105 604 10225 SH SOLE None 0 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1052 8626 SH SOLE None 0 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 5619 25293 SH SOLE None 0 0 0 3M CO COM 88579Y101 477 3091 SH SOLE None 0 0 0 SMITH A O COM 831865209 738 10250 SH SOLE None 0 0 0 BOEING CO COM 097023105 600 4325 SH SOLE None 0 0 0 FASTENAL CO COM 311900104 698 16550 SH SOLE None 0 0 0 FEDEX CORP COM 31428X106 939 5508 SH SOLE None 0 0 0 HONEYWELL INTL INC COM 438516106 576 5650 SH SOLE None 0 0 0 MOHAWK INDS INC COM 608190104 449 2350 SH SOLE None 0 0 0 PRECISION CASTPARTS CORP COM 740189105 480 2400 SH SOLE None 0 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1985 36714 SH SOLE None 0 0 0 TEXTRON INC COM 883203101 978 21920 SH SOLE None 0 0 0 UNION PAC CORP COM 907818108 1433 15030 SH SOLE None 0 0 0 UNITED PARCEL SERVICE INC CL B 911312106 537 5545 SH SOLE None 0 0 0 AIR PRODS & CHEMS INC COM 009158106 609 4450 SH SOLE None 0 0 0 APTARGROUP INC COM 038336103 530 8315 SH SOLE None 0 0 0 BALL CORP COM 058498106 553 7885 SH SOLE None 0 0 0 RPM INTL INC COM 749685103 639 13050 SH SOLE None 0 0 0 SYNERGY RES CORP COM 87164P103 126 11000 SH SOLE None 0 0 0 APPLE INC COM 037833100 1927 15365 SH SOLE None 0 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 537 6695 SH SOLE None 0 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 639 12775 SH SOLE None 0 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 1177 14799 SH SOLE None 0 0 0 CISCO SYS INC COM 17275R102 533 19400 SH SOLE None 0 0 0 FACEBOOK INC CL A 30303M102 1074 12517 SH SOLE None 0 0 0 GOOGLE INC CL A 38259P508 1142 2114 SH SOLE None 0 0 0 GOOGLE INC CL A 38259P508 704 1353 SH SOLE None 0 0 0 ISHARES TR U.S. TECH ETF 464287721 2170 20731 SH SOLE None 0 0 0 LAM RESEARCH CORP COM 512807108 1100 13525 SH SOLE None 0 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 961 20255 SH SOLE None 0 0 0 MICROSOFT CORP COM 594918104 967 21906 SH SOLE None 0 0 0 PAYCHEX INC COM 704326107 605 12900 SH SOLE None 0 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 474 9975 SH SOLE None 0 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 2793 67465 SH SOLE None 0 0 0 WATERS CORP COM 941848103 257 2000 SH SOLE None 0 0 0 TELUS CORP COM 87971M103 553 16065 SH SOLE None 0 0 0 ALLIANT ENERGY CORP COM 018802108 554 9605 SH SOLE None 0 0 0 AMERICAN ELEC PWR INC COM 025537101 790 14905 SH SOLE None 0 0 0 CENTERPOINT ENERGY INC COM 15189T107 451 23715 SH SOLE None 0 0 0 ENTERGY CORP NEW COM 29364G103 507 7190 SH SOLE None 0 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1157 27911 SH SOLE None 0 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 5471 53038 SH SOLE None 0 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 1117 7226 SH SOLE None 0 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 970 9510 SH SOLE None 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2817 13687 SH SOLE None 0 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 1270 16667 SH SOLE None 0 0 0 AT&T INC COM 00206R102 1027 28906 SH SOLE None 0 0 0 CAPSTEAD MTG CORP COM NO PAR 14067E506 927 83520 SH SOLE None 0 0 0 DIGITAL RLTY TR INC COM 253868103 1328 19912 SH SOLE None 0 0 0 KEYCORP NEW PFD 7.75% SR A 493267405 1395 10646 SH SOLE None 0 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 241 1930 SH SOLE None 0 0 0 ISHARES TR CORE S&P500 ETF 464287200 552 2664 SH SOLE None 0 0 0 SPDR SERIES TRUST S&P 500 VALUE 78464A508 923 9233 SH SOLE None 0 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 3171 27846 SH SOLE None 0 0 0 ISHARES TR S&P 500 VAL ETF 464287408 3180 34483 SH SOLE None 0 0 0 ISHARES TR N AMER TECH ETF 464287549 259 2496 SH SOLE None 0 0 0 ISHARES TR S&P MC 400GR ETF 464287606 669 3948 SH SOLE None 0 0 0 ISHARES TR S&P MC 400GR ETF 464287606 634 4914 SH SOLE None 0 0 0 ISHARES TR SP SMCP600GR ETF 464287887 332 2538 SH SOLE None 0 0 0 ISHARES TR SP SMCP600VL ETF 464287879 204 1730 SH SOLE None 0 0 0