Chief Compliance Officer

0001062993-14-004527.txt : 20140805 0001062993-14-004527.hdr.sgml : 20140805 20140805105115 ACCESSION NUMBER: 0001062993-14-004527 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140805 DATE AS OF CHANGE: 20140805 EFFECTIVENESS DATE: 20140805 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Carnick & Kubik, LLC CENTRAL INDEX KEY: 0001555900 IRS NUMBER: 453307631 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15410 FILM NUMBER: 141015061 BUSINESS ADDRESS: STREET 1: 675 SOUTHPOINTE COURT, SUITE 102 CITY: COLORADO SPRINGS STATE: CO ZIP: 80906 BUSINESS PHONE: 719-579-8000 MAIL ADDRESS: STREET 1: POST OFFICE BOX 7 CITY: COLORADO SPRINGS STATE: CO ZIP: 80901 FORMER COMPANY: FORMER CONFORMED NAME: Carnick & Company, LLC DATE OF NAME CHANGE: 20120809 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001555900 XXXXXXXX 06-30-2014 06-30-2014 Carnick & Kubik, LLC

POST OFFICE BOX 7 COLORADO SPRINGS CO 80901

13F HOLDINGS REPORT 028-15410 N Craig Carnick Chief Compliance Officer 719-579-8000 Craig Carnick Colorado Springs CO 08-05-2014 0 107 100301 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE ISHARES INTL SEL DIV ETF 464288448 2442 61210 SH SOLE None 0 0 0 POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 204 13925 SH SOLE None 0 0 0 3M CO COM 88579Y101 561 3915 SH SOLE None 0 0 0 ABBVIE INC COM 00287Y109 626 11100 SH SOLE None 0 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 243 1800 SH SOLE None 0 0 0 AIR PRODS & CHEMS INC COM 009158106 515 4005 SH SOLE None 0 0 0 ALLIANT ENERGY CORP COM 018802108 540 8880 SH SOLE None 0 0 0 AMDOCS LTD SHS G02602103 796 17180 SH SOLE None 0 0 0 AMERICAN ELEC PWR INC COM 025537101 733 13135 SH SOLE None 0 0 0 APACHE CORP COM 037411105 933 9275 SH SOLE None 0 0 0 APPLE INC COM 037833100 1484 15964 SH SOLE None 0 0 0 APTARGROUP INC COM 038336103 473 7060 SH SOLE None 0 0 0 AT&T INC COM 00206R102 1049 29654 SH SOLE None 0 0 0 BAKER HUGHES INC COM 057224107 1396 18755 SH SOLE None 0 0 0 BANK NEW YORK MELLON CORP COM 064058100 618 16480 SH SOLE None 0 0 0 CDN IMPERIAL BK COMM TORONTO COM 136069101 480 5275 SH SOLE None 0 0 0 CAPITAL ONE FINL CORP COM 14040H105 902 10918 SH SOLE None 0 0 0 CAPSTEAD MTG CORP COM NO PAR 14067E506 991 75360 SH SOLE None 0 0 0 CENTERPOINT ENERGY INC COM 15189T107 519 20315 SH SOLE None 0 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 1038 15490 SH SOLE None 0 0 0 CHUBB CORP COM 171232101 479 5200 SH SOLE None 0 0 0 CHURCH & DWIGHT INC COM 171340102 499 7135 SH SOLE None 0 0 0 CIMAREX ENERGY CO COM 171798101 1420 9900 SH SOLE None 0 0 0 CINEMARK HOLDINGS INC COM 17243V102 525 14840 SH SOLE None 0 0 0 CLOROX CO DEL COM 189054109 482 5275 SH SOLE None 0 0 0 COLGATE PALMOLIVE CO COM 194162103 706 10360 SH SOLE None 0 0 0 COLUMBIA PPTY TR INC COM NEW 198287203 465 17876 SH SOLE None 0 0 0 CONOCOPHILLIPS COM 20825C104 555 6475 SH SOLE None 0 0 0 COSTCO WHSL CORP NEW COM 22160K105 1030 8942 SH SOLE None 0 0 0 CVS CAREMARK CORPORATION COM 126650100 1788 23717 SH SOLE None 0 0 0 DIGITAL RLTY TR INC COM 253868103 1072 18375 SH SOLE None 0 0 0 EOG RES INC COM 26875P101 1643 14061 SH SOLE None 0 0 0 EATON CORP PLC SHS G29183103 1285 16650 SH SOLE None 0 0 0 LILLY ELI & CO COM 532457108 489 7862 SH SOLE None 0 0 0 FASTENAL CO COM 311900104 819 16550 SH SOLE None 0 0 0 GENERAL MLS INC COM 370334104 524 9980 SH SOLE None 0 0 0 GENTEX CORP COM 371901109 853 29325 SH SOLE None 0 0 0 GILEAD SCIENCES INC COM 375558103 867 10460 SH SOLE None 0 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 218 1300 SH SOLE None 0 0 0 GOOGLE INC CL A 38259P508 1003 1715 SH SOLE None 0 0 0 GOOGLE INC CL A 38259P508 984 1710 SH SOLE None 0 0 0 CLAYMORE EXCHANGE TRD FD TR GUG MULTI ASSET 18383M506 274 10475 SH SOLE None 0 0 0 HARLEY DAVIDSON INC COM 412822108 767 10975 SH SOLE None 0 0 0 HARRIS CORP DEL COM 413875105 824 10880 SH SOLE None 0 0 0 IDEXX LABS INC COM 45168D104 808 6050 SH SOLE None 0 0 0 INTEGRYS ENERGY GROUP INC COM 45822P105 1775 24960 SH SOLE None 0 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 218 1200 SH SOLE None 0 0 0 INVESCO LTD SHS G491BT108 1006 26645 SH SOLE None 0 0 0 ISHARES U.S. TECH ETF 464287721 1931 19935 SH SOLE None 0 0 0 ISHARES RUS 1000 GRW ETF 464287614 688 7568 SH SOLE None 0 0 0 ISHARES RUS 1000 VAL ETF 464287598 5160 50954 SH SOLE None 0 0 0 ISHARES RUS 2000 GRW ETF 464287648 2455 17733 SH SOLE None 0 0 0 ISHARES RUS 2000 VAL ETF 464287630 1759 17036 SH SOLE None 0 0 0 ISHARES S&P 500 GRWT ETF 464287309 2010 19112 SH SOLE None 0 0 0 ISHARES S&P 500 VAL ETF 464287408 1870 20716 SH SOLE None 0 0 0 ISHARES S&P MC 400GR ETF 464287606 1735 12125 SH SOLE None 0 0 0 ISHARES S&P MC 400GR ETF 464287606 658 4191 SH SOLE None 0 0 0 ISHARES S&P MC 400VL ETF 464287705 670 5278 SH SOLE None 0 0 0 ISHARES SP SMCP600GR ETF 464287887 647 5355 SH SOLE None 0 0 0 ISHARES SP SMCP600VL ETF 464287879 581 5034 SH SOLE None 0 0 0 ISHARES CORE S&P500 ETF 464287200 340 1726 SH SOLE None 0 0 0 JOHNSON & JOHNSON COM 478160104 523 4995 SH SOLE None 0 0 0 JOHNSON CTLS INC COM 478366107 775 15530 SH SOLE None 0 0 0 KEYCORP NEW PFD 7.75% SR A 493267405 1292 9865 SH SOLE None 0 0 0 LOWES COS INC COM 548661107 549 11430 SH SOLE None 0 0 0 MASTERCARD INC CL A 57636Q104 481 6541 SH SOLE None 0 0 0 MCDONALDS CORP COM 580135101 446 4425 SH SOLE None 0 0 0 MEI PHARMA INC COM NEW 55279B202 192 30355 SH SOLE None 0 0 0 MOHAWK INDS INC COM 608190104 325 2350 SH SOLE None 0 0 0 NOVO-NORDISK A S ADR 670100205 979 21205 SH SOLE None 0 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 757 7375 SH SOLE None 0 0 0 OMEGA HEALTHCARE INVS INC COM 681936100 462 12525 SH SOLE None 0 0 0 PAYCHEX INC COM 704326107 479 11525 SH SOLE None 0 0 0 PEPSICO INC COM 713448108 505 5650 SH SOLE None 0 0 0 PHILLIPS 66 COM 718546104 796 9900 SH SOLE None 0 0 0 POTASH CORP SASK INC COM 73755L107 0 12450 SH SOLE None 0 0 0 POWERSHARES ETF TRUST DYN PHRMA PORT 73935X799 2303 37704 SH SOLE None 0 0 0 PRECISION CASTPARTS CORP COM 740189105 454 1800 SH SOLE None 0 0 0 PROSPECT CAPITAL CORPORATION COM 74348T102 1374 129295 SH SOLE None 0 0 0 QUALCOMM INC COM 747525103 479 6050 SH SOLE None 0 0 0 REALTY INCOME CORP COM 756109104 441 9925 SH SOLE None 0 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 620 15400 SH SOLE None 0 0 0 RPM INTL INC COM 749685103 537 11625 SH SOLE None 0 0 0 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 226 2941 SH SOLE None 0 0 0 SANOFI SPONSORED ADR 80105N105 475 8930 SH SOLE None 0 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2953 129875 SH SOLE None 0 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2749 50859 SH SOLE None 0 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 2286 59600 SH SOLE None 0 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1493 33450 SH SOLE None 0 0 0 SIGNATURE BK NEW YORK N Y COM 82669G104 848 6720 SH SOLE None 0 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 1243 16235 SH SOLE None 0 0 0 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 526 6512 SH SOLE None 0 0 0 SYNERGY RES CORP COM 87164P103 146 11000 SH SOLE None 0 0 0 TJX COS INC NEW COM 872540109 1148 21600 SH SOLE None 0 0 0 TELUS CORP COM 87971M103 494 13265 SH SOLE None 0 0 0 US BANCORP DEL COM NEW 902973304 486 11225 SH SOLE None 0 0 0 UNILEVER PLC SPON ADR NEW 904767704 664 14650 SH SOLE None 0 0 0 UNION PAC CORP COM 907818108 586 5872 SH SOLE None 0 0 0 UNITED PARCEL SERVICE INC CL B 911312106 503 4895 SH SOLE None 0 0 0 V F CORP COM 918204108 1156 18347 SH SOLE None 0 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 4161 32989 SH SOLE None 0 0 0 VALERO ENERGY CORP NEW COM 91913Y100 735 14665 SH SOLE None 0 0 0 VIACOM INC NEW CL B 92553P201 636 7335 SH SOLE None 0 0 0 WALGREEN CO COM 931422109 463 6250 SH SOLE None 0 0 0 WAL-MART STORES INC COM 931142103 308 4100 SH SOLE None 0 0 0 WATERS CORP COM 941848103 264 2525 SH SOLE None 0 0 0 WELLS FARGO & CO NEW COM 949746101 561 10674 SH SOLE None 0 0 0