0001181431-14-039595.txt : 20141223 0001181431-14-039595.hdr.sgml : 20141223 20141223205949 ACCESSION NUMBER: 0001181431-14-039595 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141222 FILED AS OF DATE: 20141223 DATE AS OF CHANGE: 20141223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pike Corp CENTRAL INDEX KEY: 0001317577 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL WORK [1731] IRS NUMBER: 203112047 STATE OF INCORPORATION: NC FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 100 PIKE WAY CITY: MOUNT AIRY STATE: NC ZIP: 27030 BUSINESS PHONE: (336) 789-2171 MAIL ADDRESS: STREET 1: 100 PIKE WAY CITY: MOUNT AIRY STATE: NC ZIP: 27030 FORMER COMPANY: FORMER CONFORMED NAME: Pike Electric CORP DATE OF NAME CHANGE: 20050707 FORMER COMPANY: FORMER CONFORMED NAME: Pike Holdings, Inc. DATE OF NAME CHANGE: 20050214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harshbarger Timothy G. CENTRAL INDEX KEY: 0001555584 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32582 FILM NUMBER: 141308372 MAIL ADDRESS: STREET 1: 100 PIKE WAY STREET 2: PO BOX 868 CITY: MOUNT AIRY STATE: NC ZIP: 27030 4 1 rrd420728.xml X0306 4 2014-12-22 0 0001317577 Pike Corp PIKE 0001555584 Harshbarger Timothy G. 100 PIKE WAY PO BOX 868 MOUNT AIRY NC 27030 0 1 0 0 Senior VP of Human Resources Common Stock 2014-12-22 4 D 0 31249 12.00 D 0 D Option to buy 15.48 2014-12-22 4 D 0 30000 D 2017-12-01 Common Stock 30000 0 D Option to buy 8.81 2014-12-22 4 D 0 26275 D 2018-11-03 Common Stock 26275 0 D Option to buy 11.33 2014-12-22 4 D 0 18530 D 2019-09-01 Common Stock 18530 0 D Option to buy 9.61 2014-12-22 4 D 0 20261 D 2021-03-01 Common Stock 20261 0 D Restricted Stock Units 0 2014-12-22 4 D 0 3623 0 D Common Stock 3623 0 D Option to buy 9.22 2014-12-22 4 D 0 22607 D 2022-03-01 Common Stock 22607 0 D Restricted Stock Units 0 2014-12-22 4 D 0 12320 0 D Common Stock 12320 0 D Pursuant to the Agreement and Plan of Merger, dated as of August 4, 2014, among the Issuer, Pioneer Parent, Inc. and Pioneer Merger Sub, Inc. (the "Merger Agreement"), these shares were cancelled and converted into the right to receive $12.00 in cash per share, without interest and less any applicable withholding taxes. Pursuant to the Merger Agreement, each of these options became fully vested and was cancelled and converted into the right to receive cash consideration, without interest and less any applicable withholding taxes, equal to the product of (i) the number of shares of the Issuer's common stock subject to the option and (ii) the excess, if any, of $12.00 over the per share exercise price of the option. All of these options were vested and exercisable as of December 22, 2014. Pursuant to the Merger Agreement, these restricted stock units became fully vested and were cancelled and converted into the right to receive $12.00 in cash per share of the Issuer's common stock subject to such restricted stock units, without interest and less any applicable withholding taxes. These restricted stock units would have vested on February 1, 2015. 15,071 of these options were vested and exercisable as of December 22, 2014 and 7,536 of these options would have vested on March 1, 2015. These restricted stock units would have vested in equal amounts on January 30 of each of 2015 and 2016. /s/ James R. Wyche by power of attorney for Timothy G. Harshbarger 2014-12-23