0001181431-14-039595.txt : 20141223
0001181431-14-039595.hdr.sgml : 20141223
20141223205949
ACCESSION NUMBER: 0001181431-14-039595
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141222
FILED AS OF DATE: 20141223
DATE AS OF CHANGE: 20141223
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pike Corp
CENTRAL INDEX KEY: 0001317577
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL WORK [1731]
IRS NUMBER: 203112047
STATE OF INCORPORATION: NC
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 100 PIKE WAY
CITY: MOUNT AIRY
STATE: NC
ZIP: 27030
BUSINESS PHONE: (336) 789-2171
MAIL ADDRESS:
STREET 1: 100 PIKE WAY
CITY: MOUNT AIRY
STATE: NC
ZIP: 27030
FORMER COMPANY:
FORMER CONFORMED NAME: Pike Electric CORP
DATE OF NAME CHANGE: 20050707
FORMER COMPANY:
FORMER CONFORMED NAME: Pike Holdings, Inc.
DATE OF NAME CHANGE: 20050214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Harshbarger Timothy G.
CENTRAL INDEX KEY: 0001555584
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32582
FILM NUMBER: 141308372
MAIL ADDRESS:
STREET 1: 100 PIKE WAY
STREET 2: PO BOX 868
CITY: MOUNT AIRY
STATE: NC
ZIP: 27030
4
1
rrd420728.xml
X0306
4
2014-12-22
0
0001317577
Pike Corp
PIKE
0001555584
Harshbarger Timothy G.
100 PIKE WAY
PO BOX 868
MOUNT AIRY
NC
27030
0
1
0
0
Senior VP of Human Resources
Common Stock
2014-12-22
4
D
0
31249
12.00
D
0
D
Option to buy
15.48
2014-12-22
4
D
0
30000
D
2017-12-01
Common Stock
30000
0
D
Option to buy
8.81
2014-12-22
4
D
0
26275
D
2018-11-03
Common Stock
26275
0
D
Option to buy
11.33
2014-12-22
4
D
0
18530
D
2019-09-01
Common Stock
18530
0
D
Option to buy
9.61
2014-12-22
4
D
0
20261
D
2021-03-01
Common Stock
20261
0
D
Restricted Stock Units
0
2014-12-22
4
D
0
3623
0
D
Common Stock
3623
0
D
Option to buy
9.22
2014-12-22
4
D
0
22607
D
2022-03-01
Common Stock
22607
0
D
Restricted Stock Units
0
2014-12-22
4
D
0
12320
0
D
Common Stock
12320
0
D
Pursuant to the Agreement and Plan of Merger, dated as of August 4, 2014, among the Issuer, Pioneer Parent, Inc. and Pioneer Merger Sub, Inc. (the "Merger Agreement"), these shares were cancelled and converted into the right to receive $12.00 in cash per share, without interest and less any applicable withholding taxes.
Pursuant to the Merger Agreement, each of these options became fully vested and was cancelled and converted into the right to receive cash consideration, without interest and less any applicable withholding taxes, equal to the product of (i) the number of shares of the Issuer's common stock subject to the option and (ii) the excess, if any, of $12.00 over the per share exercise price of the option.
All of these options were vested and exercisable as of December 22, 2014.
Pursuant to the Merger Agreement, these restricted stock units became fully vested and were cancelled and converted into the right to receive $12.00 in cash per share of the Issuer's common stock subject to such restricted stock units, without interest and less any applicable withholding taxes.
These restricted stock units would have vested on February 1, 2015.
15,071 of these options were vested and exercisable as of December 22, 2014 and 7,536 of these options would have vested on March 1, 2015.
These restricted stock units would have vested in equal amounts on January 30 of each of 2015 and 2016.
/s/ James R. Wyche by power of attorney for Timothy G. Harshbarger
2014-12-23