Chief Compliance Officer

0001606587-21-000609.txt : 20210506 0001606587-21-000609.hdr.sgml : 20210506 20210506154728 ACCESSION NUMBER: 0001606587-21-000609 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210506 DATE AS OF CHANGE: 20210506 EFFECTIVENESS DATE: 20210506 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Baltimore-Washington Financial Advisors, Inc. CENTRAL INDEX KEY: 0001555486 IRS NUMBER: 521677425 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15682 FILM NUMBER: 21897483 BUSINESS ADDRESS: STREET 1: 5950 SYMPHONY WOODS ROAD STREET 2: SUITE 600 CITY: COLUMBIA STATE: MD ZIP: 21044 BUSINESS PHONE: 410-461-3900 MAIL ADDRESS: STREET 1: 5950 SYMPHONY WOODS ROAD STREET 2: SUITE 600 CITY: COLUMBIA STATE: MD ZIP: 21044 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001555486 XXXXXXXX 03-31-2021 03-31-2021 false Baltimore-Washington Financial Advisors, Inc.

5950 Symphony Woods Road Suite 600 Columbia MD 21044

13F HOLDINGS REPORT 028-15682 N Robert Carpenter Chief Compliance Officer 410-461-3900 Robert Carpenter Columbia MD 05-03-2021 0 122 981677 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COMPANY COM COM 88579Y101 470 2441 SH SOLE NONE 2375 0 66 ADOBE INC COM COM 00724F101 11918 25071 SH SOLE NONE 25001 0 70 ALIBABA GROUP HOLDING LTD ADR SPONSORED SPONSORED ADS 01609W102 16723 73759 SH SOLE NONE 73634 0 125 ALPHABET INC COM CL A CAP STK CL A 02079K305 7583 3676 SH SOLE NONE 3628 0 48 ALPHABET INC COM CL C CAP STK CL C 02079K107 20008 9672 SH SOLE NONE 9642 0 30 AMAZON COM INC COM COM 023135106 23700 7660 SH SOLE NONE 7617 0 43 AMERICAN EXPRESS CO COM COM 025816109 265 1877 SH SOLE NONE 1877 0 0 AMN HEALTHCARE SERVICES INC COM COM 001744101 5302 71942 SH SOLE NONE 71662 0 280 APPLE INC COM COM 037833100 29038 237724 SH SOLE NONE 233891 0 3833 ARES CAPITAL CORP COM COM 04010L103 225 12073 SH SOLE NONE 9402 0 2671 ARISTA NETWORKS INC COM COM 040413106 5967 19767 SH SOLE NONE 19767 0 0 AT&T INC COM COM 00206R102 306 10141 SH SOLE NONE 10141 0 0 BERKSHIRE HATHAWAY INC COM CL B CL B NEW 084670702 689 2697 SH SOLE NONE 2220 0 477 BLACKROCK INC COM COM 09247X101 10712 14208 SH SOLE NONE 14138 0 70 BLACKSTONE GROUP INC COM COM 09260D107 18348 246186 SH SOLE NONE 246186 0 0 BOEING CO COM COM 097023105 414 1627 SH SOLE NONE 1627 0 0 BOOKING HOLDINGS INC COM COM 09857L108 10878 4669 SH SOLE NONE 4659 0 10 BOSTON BEER CO INC COM CL A CL A 100557107 229 190 SH SOLE NONE 190 0 0 BRISTOL-MYERS SQUIBB CO COM COM 110122108 440 6976 SH SOLE NONE 6976 0 0 BUTTERFLY NETWORK INC COM COM CL A 124155102 2731 162322 SH SOLE NONE 162322 0 0 CHEWY INC COM CL A CL A 16679L109 7684 90717 SH SOLE NONE 90717 0 0 CHIPOTLE MEXICAN GRILL COM COM 169656105 10144 7140 SH SOLE NONE 7140 0 0 COCA-COLA CO COM COM 191216100 273 5181 SH SOLE NONE 4676 0 505 COPART INC COM COM 217204106 5471 50376 SH SOLE NONE 50376 0 0 COSTCO WHOLESALE CORP COM COM 22160K105 9799 27802 SH SOLE NONE 27762 0 40 CSX CORP COM COM 126408103 1292 13403 SH SOLE NONE 13403 0 0 DOMINION ENERGY INC COM COM 25746U109 282 3719 SH SOLE NONE 3719 0 0 EXELON CORP COM COM 30161N101 310 7110 SH SOLE NONE 7110 0 0 EXXON MOBIL CORPORATION COM COM 30231G102 775 13890 SH SOLE NONE 13651 0 238 FACEBOOK INC COM CL A CL A 30303M102 17345 58893 SH SOLE NONE 58663 0 230 GLOBAL X FDS FINTECH ETF FINTECH ETF 37954Y814 13945 316010 SH SOLE NONE 315210 0 800 HANNON ARMSTRONG SUSTAINABLE I COM USD0.01 COM 41068X100 13056 232727 SH SOLE NONE 231727 0 1000 HOME DEPOT INC COM COM 437076102 13548 44383 SH SOLE NONE 44283 0 100 INMODE LTD COM SHS M5425M103 10397 143668 SH SOLE NONE 143568 0 100 INTERCONTINENTAL EXCHANGE INC COM COM 45866F104 15012 134423 SH SOLE NONE 133936 0 487 INVESCO EXCHANGE TRADED FD TR S&P500 EQL TEC ETF S&P500 EQL TEC 46137V282 17717 65657 SH SOLE NONE 65187 0 470 INVESCO EXCHANGE TRADED FD TR S&P500 EQL WGT ETF S&P500 EQL WGT 46137V357 13471 95095 SH SOLE NONE 94419 0 676 INVESCO QQQ TRUST UNIT SER 1 ETF UNIT SER 1 46090E103 40698 127528 SH SOLE NONE 126953 0 575 ISHARES TRUST BROAD USD HIGH ETF BROAD USD HIGH 46435U853 2695 65438 SH SOLE NONE 64438 0 1000 ISHARES TRUST CORE MSCI EAFE ETF CORE MSCI EAFE 46432F842 324 4497 SH SOLE NONE 4497 0 0 ISHARES TRUST CORE S&P SCP ETF CORE S&P SCP ETF 464287804 5669 52238 SH SOLE NONE 52238 0 0 ISHARES TRUST CORE S&P500 ETF CORE S&P500 ETF 464287200 6239 15683 SH SOLE NONE 15683 0 0 ISHARES TRUST CORE US AGGBD ET ETF CORE US AGGBD ET 464287226 241 2124 SH SOLE NONE 2124 0 0 ISHARES TRUST NASDAQ BIOTECH ETF NASDAQ BIOTECH 464287556 10493 69697 SH SOLE NONE 69337 0 360 ISHARES TRUST PFD AND INCM SEC ETF PFD AND INCM SEC 464288687 10821 281803 SH SOLE NONE 279926 0 1876 ISHARES TRUST RUS 1000 GRW ETF RUS 1000 GRW ETF 464287614 374 1540 SH SOLE NONE 1540 0 0 ISHARES TRUST RUS MDCP VAL ETF RUS MDCP VAL ETF 464287473 2104 19257 SH SOLE NONE 18857 0 400 ISHARES TRUST RUS MID CAP ETF RUS MID CAP ETF 464287499 10699 144723 SH SOLE NONE 144723 0 0 ISHARES TRUST S&P SML 600 GWT ETF S&P SML 600 GWT 464287887 13111 102247 SH SOLE NONE 101777 0 470 ISHARES TRUST U.S. FIN SVC ETF U.S. FIN SVC ETF 464287770 8539 49857 SH SOLE NONE 49857 0 0 ISHARES TRUST U.S. MED DVC ETF U.S. MED DVC ETF 464288810 15346 46453 SH SOLE NONE 46353 0 100 JOHNSON & JOHNSON COM COM 478160104 12036 73239 SH SOLE NONE 72705 0 534 JP MORGAN CHASE & CO COM COM 46625H100 15695 103104 SH SOLE NONE 103104 0 0 LABORATORY CORP AMER HLDGS COM COM NEW 50540R409 17635 69152 SH SOLE NONE 68777 0 375 MARRIOTT INTERNATIONAL INC COM CL A CL A 571903202 6729 45432 SH SOLE NONE 45229 0 203 MCCORMICK & COMPANY INC COM COM NON VTG 579780206 10583 118699 SH SOLE NONE 118699 0 0 MEDTRONIC PLC COM SHS G5960L103 205 1743 SH SOLE NONE 1743 0 0 MERCK & CO INC COM COM 58933Y105 223 2900 SH SOLE NONE 2900 0 0 MICROSOFT CORP COM COM 594918104 31534 133752 SH SOLE NONE 133235 0 517 NETFLIX INC COM COM 64110L106 311 598 SH SOLE NONE 598 0 0 NIKE INC COM CL B CL B 654106103 8314 62567 SH SOLE NONE 62202 0 365 NUVEEN ESG NUVEEN ESG LRG CAP GRWTH ETF NUVEEN ESG LRGCP 67092P201 866 14941 SH SOLE NONE 14941 0 0 NVIDIA CORP COM COM 67066G104 11820 22139 SH SOLE NONE 22139 0 0 PAYPAL HOLDINGS INC COM COM 70450Y103 19534 80442 SH SOLE NONE 80272 0 170 PEPSICO INC COM COM 713448108 223 1577 SH SOLE NONE 1146 0 430 PETIQ INC COM CL A COM CL A 71639T106 3842 108972 SH SOLE NONE 108972 0 0 PINTEREST INC COM CL A CL A 72352L106 10343 139718 SH SOLE NONE 138493 0 1225 PROCTER & GAMBLE CO COM COM 742718109 270 1995 SH SOLE NONE 1881 0 114 ROCKET COMPANIES INC COM CL A COM CL A 77311W101 6627 287025 SH SOLE NONE 286275 0 750 ROYAL CARIBBEAN GROUP COM COM V7780T103 6195 72367 SH SOLE NONE 72048 0 318 SALESFORCE.COM INC COM COM 79466L302 7682 36261 SH SOLE NONE 36211 0 50 SCHWAB (CHARLES) CORP COM COM 808513105 8081 123985 SH SOLE NONE 123682 0 302 SELECT SECTOR SPDR TRUST SBI HEALTHCARE ETF SBI HEALTHCARE 81369Y209 16937 145085 SH SOLE NONE 145085 0 0 SPDR INDEX SHARES FUNDS PORTFOLIO DEVLPD ETF PORTFOLIO DEVLPD 78463X889 4150 117385 SH SOLE NONE 117385 0 0 SPDR INDEX SHARES FUNDS PORTFOLIO EMG MK ETF PORTFOLIO EMG MK 78463X509 2621 59889 SH SOLE NONE 59889 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP ETF UTSER1 S&PDCRP 78467Y107 5153 10824 SH SOLE NONE 10824 0 0 SPDR S&P500 ETF TRUST TR UNIT ETF TR UNIT 78462F103 16113 40657 SH SOLE NONE 40467 0 190 SPDR SERIES TRUST NYSE TECH ETF NYSE TECH ETF 78464A102 333 2304 SH SOLE NONE 2304 0 0 SPDR SERIES TRUST PORTFOLIO AGRGTE ETF PORTFOLIO AGRGTE 78464A649 6039 203704 SH SOLE NONE 203704 0 0 SPDR SERIES TRUST PORTFOLIO S&P 400 MID CAP ETF PORTFOLIO S&P400 78464A847 1464 32003 SH SOLE NONE 32003 0 0 SPDR SERIES TRUST PORTFOLIO S&P 500 ETF PORTFOLIO S&P500 78464A854 10420 223574 SH SOLE NONE 223574 0 0 SPDR SERIES TRUST PORTFOLIO S&P 600 SM CAP ETF PORTFOLIO S&P600 78468R853 2773 65602 SH SOLE NONE 65602 0 0 SPDR SERIES TRUST PORTFOLIO SHORT ETF PORTFOLIO SHORT 78464A474 5779 184574 SH SOLE NONE 184574 0 0 SPDR SERIES TRUST PRTFLO S&P500 GW ETF PRTFLO S&P500 GW 78464A409 4176 74043 SH SOLE NONE 74043 0 0 SPDR SERIES TRUST PRTFLO S&P500 VL ETF PRTFLO S&P500 VL 78464A508 2745 72447 SH SOLE NONE 72447 0 0 SPDR SERIES TRUST S&P 400 MDCP GRW ETF S&P 400 MDCP GRW 78464A821 243 3244 SH SOLE NONE 3244 0 0 SPDR SERIES TRUST S&P 400 MDCP VAL ETF S&P 400 MDCP VAL 78464A839 296 4525 SH SOLE NONE 4525 0 0 SPDR SERIES TRUST S&P 500 ESG ETF S&P 500 ESG ETF 78468R531 788 21333 SH SOLE NONE 21333 0 0 SPDR SERIES TRUST S&P 600 SMCP GRW ETF S&P 600 SMCP GRW 78464A201 812 9470 SH SOLE NONE 9470 0 0 SPDR SERIES TRUST S&P 600 SMCP VAL ETF S&P 600 SMCP VAL 78464A300 445 5428 SH SOLE NONE 4928 0 500 SPDR SERIES TRUST S&P DIVID ETF S&P DIVID ETF 78464A763 5372 45518 SH SOLE NONE 45518 0 0 SPDR SERIES TRUST S&P INS ETF S&P INS ETF 78464A789 255 6966 SH SOLE NONE 6966 0 0 SPDR SERIES TRUST S&P1500MOMTILT ETF S&P1500MOMTILT 78468R705 961 5783 SH SOLE NONE 5783 0 0 SPDR SERIES TRUST SSGA US LRG ETF SSGA US LRG ETF 78468R804 7995 63794 SH SOLE NONE 63794 0 0 SPDR SERIES TRUST WELLS FG PFD ETF WELLS FG PFD ETF 78464A292 1169 26917 SH SOLE NONE 26617 0 300 SPOTIFY TECHNOLOGY S.A. COM SHS L8681T102 7507 28016 SH SOLE NONE 27916 0 100 SS&C TECHNOLOGIES HOLDINGS INC COM COM 78467J100 305 4366 SH SOLE NONE 4366 0 0 STARBUCKS CORP COM COM 855244109 9777 89478 SH SOLE NONE 88993 0 485 STRYKER CORP COM COM 863667101 17522 71935 SH SOLE NONE 71570 0 365 TAIWAN SEMICONDUCTOR MANUFACTU ADR SPONSORED SPONSORED ADS 874039100 5642 47704 SH SOLE NONE 47704 0 0 TESLA INC COM COM 88160R101 1311 1963 SH SOLE NONE 1963 0 0 TEXAS INSTRUMENTS INC COM COM 882508104 23746 125651 SH SOLE NONE 125509 0 141 UNITEDHEALTH GROUP INC COM COM 91324P102 14523 39033 SH SOLE NONE 38878 0 155 UTZ BRANDS INC COM CL A COM CL A 918090101 2313 93313 SH SOLE NONE 93313 0 0 VANGUARD DIV APP ETF DIV APP ETF 921908844 15465 105147 SH SOLE NONE 105031 0 116 VANGUARD HIGH DIV YLD ETF HIGH DIV YLD 921946406 7833 77492 SH SOLE NONE 74979 0 2512 VANGUARD INTL BD IDX ETF INTL BD IDX ETF 92203J407 213 3730 SH SOLE NONE 3730 0 0 VANGUARD LARGE CAP ETF LARGE CAP ETF 922908637 38878 209811 SH SOLE NONE 208070 0 1741 VANGUARD MID CAP ETF MID CAP ETF 922908629 14426 65179 SH SOLE NONE 64889 0 290 VANGUARD REAL ESTATE ETF REAL ESTATE ETF 922908553 278 3026 SH SOLE NONE 1625 0 1401 VANGUARD S&P 500 ETF SHS S&P 500 ETF SHS 922908363 2026 5562 SH SOLE NONE 5562 0 0 VANGUARD SHORT TERM TREAS ETF SHORT TERM TREAS 92206C102 262 4260 SH SOLE NONE 4260 0 0 VANGUARD SHRT TRM CORP BD ETF SHRT TRM CORP BD 92206C409 19352 234580 SH SOLE NONE 234255 0 325 VANGUARD SM CP VAL ETF SM CP VAL ETF 922908611 5250 31703 SH SOLE NONE 31703 0 0 VANGUARD TAX EXEMPT BD ETF TAX EXEMPT BD 922907746 687 12581 SH SOLE NONE 12581 0 0 VANGUARD TOTAL BND MRKT ETF TOTAL BND MRKT 921937835 11763 138856 SH SOLE NONE 138856 0 0 VANGUARD TOTAL STK MKT ETF TOTAL STK MKT 922908769 305 1478 SH SOLE NONE 584 0 894 VANGUARD VALUE ETF VALUE ETF 922908744 18232 138695 SH SOLE NONE 137355 0 1339 VERIZON COMMUNICATIONS COM COM 92343V104 249 4290 SH SOLE NONE 4070 0 220 VISA INC COM CL A COM CL A 92826C839 18025 85132 SH SOLE NONE 84734 0 397 WALT DISNEY COMPANY (THE) COM COM 254687106 19015 103051 SH SOLE NONE 102828 0 223 YETI HOLDINGS INC COM COM 98585X104 7165 99225 SH SOLE NONE 99225 0 0