0001606587-17-000201.txt : 20170317 0001606587-17-000201.hdr.sgml : 20170317 20170317153459 ACCESSION NUMBER: 0001606587-17-000201 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170317 DATE AS OF CHANGE: 20170317 EFFECTIVENESS DATE: 20170317 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Baltimore-Washington Financial Advisors, Inc. CENTRAL INDEX KEY: 0001555486 IRS NUMBER: 521677425 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-15682 FILM NUMBER: 17697733 BUSINESS ADDRESS: STREET 1: 5950 SYMPHONY WOODS ROAD STREET 2: SUITE 600 CITY: COLUMBIA STATE: MD ZIP: 21044 BUSINESS PHONE: 410-461-3900 MAIL ADDRESS: STREET 1: 5950 SYMPHONY WOODS ROAD STREET 2: SUITE 600 CITY: COLUMBIA STATE: MD ZIP: 21044 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001555486 XXXXXXXX 12-31-2016 12-31-2016 true 1 RESTATEMENT Baltimore-Washington Financial Advisors, Inc.

5950 Symphony Woods Road Suite 600 Columbia MD 21044

13F HOLDINGS REPORT 028-15682 N Robert Carpenter 410-461-3900 Robert Carpenter Columbia MD 03-16-2017 0 74 365306 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE AMN HEALTHCARE SERVICES INC COM COM 001744101 2422 63000 SH SOLE NONE 61796 0 1203 AT&T INC COM COM 00206R102 370 8707 SH SOLE NONE 8707 0 0 ALPHABET INC CLASS C CAP STK CL C 02079K107 6124 7935 SH SOLE NONE 7777 0 157 ALPHABET INC CL A CAP STK CL A 02079K305 2993 3778 SH SOLE NONE 3708 0 69 ANIKA THERAPEUTICS INC COM COM 035255108 207 4239 SH SOLE NONE 4239 0 0 APPLE INC COM COM 037833100 7978 68890 SH SOLE NONE 66141 0 2749 ARES CAPITAL CORP COM COM 04010L103 8057 488633 SH SOLE NONE 482204 0 6429 ARISTA NETWORKS INC COM COM 040413106 3715 38400 SH SOLE NONE 37684 0 715 BANK OF NEW YORK MELLON CORP COM COM 064058100 8638 182316 SH SOLE NONE 181014 0 1302 BERKSHIRE HATHAWAY INC DEL CL B CL B NEW 084670702 296 1817 SH SOLE NONE 1640 0 177 THE BLACKSTONE GROUP LP COM COM UNIT LTD 09253U108 6653 246138 SH SOLE NONE 242036 0 4102 CVS HEALTH CORPORATION COM COM 126650100 3416 43298 SH SOLE NONE 41790 0 1507 CAL-MAINE FOODS INC COM COM NEW 128030202 4890 110702 SH SOLE NONE 109891 0 811 CAMDEN PPTY TR SH BEN INT SH BEN INT 133131102 7483 89017 SH SOLE NONE 87713 0 1304 COLGATE PALMOLIVE CO COM COM 194162103 4708 71946 SH SOLE NONE 71365 0 580 WALT DISNEY CO COM COM DISNEY 254687106 8724 83711 SH SOLE NONE 82677 0 1033 EXPRESS SCRIPTS HOLDING CO COM COM 30219G108 5296 76989 SH SOLE NONE 75467 0 1521 EXXON MOBIL CORPORATION COM COM 30231G102 1864 20660 SH SOLE NONE 19446 0 1213 FACEBOOK INC COM CL A 30303M102 2621 22789 SH SOLE NONE 22369 0 419 GENTEX CORP COM COM 371901109 6017 305605 SH SOLE NONE 300147 0 5457 HEALTHCARE TRUST OF AMERICA COM CL A CL A NEW 42225P501 7020 241159 SH SOLE NONE 235859 0 5300 INTERCONTINENTAL EXCHANGE INC COM COM 45866F104 4827 85571 SH SOLE NONE 84234 0 1337 ISHARES SELECT DIVIDEND ETF SELECT DIVID ETF 464287168 8225 92870 SH SOLE NONE 69034 0 23836 ISHARES MSCI EAFE ETF MSCI EAFE ETF 464287465 207 3589 SH SOLE NONE 2871 0 717 ISHARES RUSSELL MID-CAP VALUE ETF RUS MDCP VAL ETF 464287473 874 10869 SH SOLE NONE 8661 0 2207 ISHARES RUSSELL MID-CAP ETF RUS MID-CAP ETF 464287499 5070 28349 SH SOLE NONE 21585 0 6763 ISHARES NASDAQ BIOTECHNOLOGY ETF NASDQ BIOTEC ETF 464287556 4799 18087 SH SOLE NONE 16442 0 1644 ISHARES US FINANCIAL SERVICES ETF U.S. FIN SVC ETF 464287770 4751 44718 SH SOLE NONE 39540 0 5177 ISHARES CORE S&P SMALL-CAP ETF CORE S&P SCP ETF 464287804 3638 26455 SH SOLE NONE 20550 0 5904 ISHARES S&P SMALL-CAP 600 GROWTH ETF SP SMCP600GR ETF 464287887 6073 40492 SH SOLE NONE 34253 0 6239 ISHARES US PREFERRED STOCK ETF U.S. PFD STK ETF 464288687 8405 225886 SH SOLE NONE 192637 0 33249 ISHARES US INSURANCE ETF U.S. INSRNCE ETF 464288786 646 10895 SH SOLE NONE 9783 0 1111 ISHARES CORE MSCI EAFE ETF CORE MSCI EAFE 46432F842 4148 77345 SH SOLE NONE 76518 0 827 JOHNSON & JOHNSON COM COM 478160104 8978 77933 SH SOLE NONE 75752 0 2180 LABORATORY CORP OF AMERICA COM COM NEW 50540R409 4921 38335 SH SOLE NONE 37614 0 720 MARKEL CP COM COM 570535104 4902 5420 SH SOLE NONE 5336 0 83 MERCK & CO INC. COM COM 58933Y105 4704 79914 SH SOLE NONE 78567 0 1346 MICROSOFT CORP COM COM 594918104 9598 154458 SH SOLE NONE 151525 0 2932 OAKTREE CAPITAL GROUP LLC UNIT CLASS A UNIT CL A 674001201 3483 92885 SH SOLE NONE 90979 0 1905 OMEGA HEALTHCARE INVESTORS INC COM COM 681936100 7055 225715 SH SOLE NONE 221183 0 4532 PAYPAL HLDGS INC COM COM 70450Y103 3833 97125 SH SOLE NONE 94957 0 2167 PEPSICO INC COM COM 713448108 8132 77729 SH SOLE NONE 76757 0 971 PHILLIPS 66 COM COM 718546104 451 5225 SH SOLE NONE 5225 0 0 POWERSHARES QQQ UNIT SER 1 73935A104 8645 72967 SH SOLE NONE 52974 0 19993 PRICELINE GROUP INC COM COM NEW 741503403 6503 4436 SH SOLE NONE 4380 0 55 PUBLIC SVC ENTERPRISE GROUP COM COM 744573106 258 5894 SH SOLE NONE 5501 0 392 QUALCOMM INC COM COM 747525103 3434 52682 SH SOLE NONE 52356 0 325 RPM INTERNATIONAL INC COM COM 749685103 252 4694 SH SOLE NONE 0 0 4694 ROCKWELL AUTOMATION INC COM COM 773903109 6939 51631 SH SOLE NONE 51002 0 629 GUGGENHEIM S&P 500 EQUAL WEIGHT ETF GUG S&P500 EQ WT 78355W106 6238 72001 SH SOLE NONE 68605 0 3396 GUGGENHEIM S&P 500 EQ WGT ENERGY ETF GUG S&P500EQWTEN 78355W866 1272 19875 SH SOLE NONE 19396 0 478 SPDR TR S&P 500 ETF TR TR UNIT 78462F103 1220 5461 SH SOLE NONE 4633 0 827 SPDR S&P HI YLD DIV ARISTOCRATS IDX S&P DIVID ETF 78464A763 3409 39852 SH SOLE NONE 37527 0 2324 SPDR S&P MIDCAP 400 ETF TRUST UTSER1 S&PDCRP 78467Y107 1372 4550 SH SOLE NONE 4270 0 280 SPDR SERIES TRUST SSGA US LRG CP LW VLTY IND ETF SSGA US LRG ETF 78468R804 1814 22582 SH SOLE NONE 19986 0 2595 SCHWAB SCH US REIT ETF US REIT ETF 808524847 3513 85618 SH SOLE NONE 64681 0 20937 SELECT SECTOR SPDR TRUST HEALTH CARE SELECT INDEX SBI HEALTHCARE 81369Y209 4687 68000 SH SOLE NONE 51852 0 16147 STRYKER CORP COM COM 863667101 7515 62727 SH SOLE NONE 61128 0 1599 TEXAS INSTRUMENTS INC COM COM 882508104 9530 130605 SH SOLE NONE 128803 0 1801 3M CO COM COM 88579Y101 7525 42140 SH SOLE NONE 41567 0 573 US BANCORP COM (NEW) COM NEW 902973304 8267 160947 SH SOLE NONE 159198 0 1749 VCA INC COM COM 918194101 1089 15870 SH SOLE NONE 15622 0 247 V F CORP COM COM 918204108 488 9150 SH SOLE NONE 9150 0 0 VANGUARD HIGH DIVIDEND YIELD ETF HIGH DIV YLD 921946406 1243 16407 SH SOLE NONE 15677 0 729 VANGUARD INTL BOND INDEX ETF INTL BD IDX ETF 92203J407 3227 59444 SH SOLE NONE 48456 0 10987 VANGUARD SHORT TERM CORP BOND ETF SHRT TRM CORP BD 92206C409 10463 131831 SH SOLE NONE 111341 0 20489 VANGUARD CRSP US SMALL CAP VALUE IND ET SM CP VAL ETF 922908611 4481 37034 SH SOLE NONE 31514 0 5519 VANGUARD CRSP US MID CAP INDEX MID CAP ETF 922908629 8258 62737 SH SOLE NONE 60406 0 2330 VANGUARD CRSP US LARGE CAP INDEX LARGE CAP ETF 922908637 11957 116807 SH SOLE NONE 89777 0 27030 VANGUARD CRSP US LARGE CAP VALUE IND ET VALUE ETF 922908744 10713 115190 SH SOLE NONE 88139 0 27051 VISA INC CLASS A COM CL A 92826C839 5404 69272 SH SOLE NONE 67590 0 1682 WELLS FARGO & CO COM COM 949746101 8287 150374 SH SOLE NONE 147979 0 2394 ALLERGAN PLC PFD SER A PFD CONV SER A G0177J116 4738 6215 SH SOLE NONE 6154 0 60 ROYAL CARIBBEAN CRUISES LTD COM COM V7780T103 5353 65260 SH SOLE NONE 64285 0 974