Chief Compliance Officer

0001606587-15-000108.txt : 20150408 0001606587-15-000108.hdr.sgml : 20150408 20150408122302 ACCESSION NUMBER: 0001606587-15-000108 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150408 DATE AS OF CHANGE: 20150408 EFFECTIVENESS DATE: 20150408 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Baltimore-Washington Financial Advisors, Inc. CENTRAL INDEX KEY: 0001555486 IRS NUMBER: 521677425 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15682 FILM NUMBER: 15758401 BUSINESS ADDRESS: STREET 1: 5950 SYMPHONY WOODS ROAD STREET 2: SUITE 600 CITY: COLUMBIA STATE: MD ZIP: 21044 BUSINESS PHONE: 410-461-3900 MAIL ADDRESS: STREET 1: 5950 SYMPHONY WOODS ROAD STREET 2: SUITE 600 CITY: COLUMBIA STATE: MD ZIP: 21044 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001555486 XXXXXXXX 03-31-2015 03-31-2015 false Baltimore-Washington Financial Advisors, Inc.

5950 Symphony Woods Road Suite 600 Columbia MD 21044

13F HOLDINGS REPORT 028-15682 N Robert Carpenter Chief Compliance Officer 410-461-3900 Robert Carpenter Columbia MD 04-07-2015 0 322 343498 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM COM 88579Y101 6531 39592 SH SOLE NONE 38969 0 623 ABERDEEN ASIA-PAC PRIME INC COM COM 003009107 4679 869635 SH SOLE NONE 829259 0 40375 ACCENTURE LTD ORD SHS CLASS A G1151C101 187 2000 SH SOLE NONE 2000 0 0 AES TRUST III PFD 6.75% CONV/CALL PFD CV 6.75% 00808N202 10 200 SH SOLE NONE 200 0 0 ALCATEL LUCENT SPONSORED ADR SPONSORED ADR 013904305 1 286 SH SOLE NONE 286 0 0 ALLIANCEBERNSTEIN HOLDING LP COM UNIT LTD PARTN 01881G106 2 68 SH SOLE NONE 68 0 0 ALTRIA GROUP INC COM COM 02209S103 15 304 SH SOLE NONE 304 0 0 AMERICA FIRST MULTIFAMILY INV LP UNIT BEN UNIT CTF 02364V107 1 134 SH SOLE NONE 134 0 0 AMERICAN EAGLE OUTFITTERS COM COM 02553E106 1 34 SH SOLE NONE 34 0 0 AMERICAN EXPRESS CO CM COM 025816109 18 230 SH SOLE NONE 230 0 0 ANIKA THERAPEUTICS INC COM COM 035255108 1807 43890 SH SOLE NONE 42355 0 1534 APPLE INC COM COM 037833100 10865 87315 SH SOLE NONE 84365 0 2949 APPLIED MATERIALS INC COM COM 038222105 3 134 SH SOLE NONE 134 0 0 ARCHER DANIELS MIDLAND CO COM COM 039483102 2 34 SH SOLE NONE 34 0 0 ARES CAPITAL CORP COM COM 04010L103 5463 318153 SH SOLE NONE 312369 0 5784 ARROW ELECTRONIC INC COM COM 042735100 92 1500 SH SOLE NONE 1500 0 0 AT&T INC COM COM 00206R102 164 5016 SH SOLE NONE 4012 0 1003 ATWOOD OCEANICS INC COM COM 050095108 2 68 SH SOLE NONE 68 0 0 BANK OF NEW YORK MELLON CORP COM COM 064058100 6879 170959 SH SOLE NONE 167757 0 3201 BARNES GROUP INC COM COM 067806109 3 68 SH SOLE NONE 68 0 0 BARRICK GOLD CORP COM COM 067901108 1 68 SH SOLE NONE 68 0 0 BAXTER INTERNATIONAL INC CM COM 071813109 21 300 SH SOLE NONE 300 0 0 BCE INC COM COM NEW 05534B760 10 233 SH SOLE NONE 0 0 233 BECTON DICKINSON & CO COM COM 075887109 0 2 SH SOLE NONE 2 0 0 BERKSHIRE HATHAWAY INC DEL CL B CL B NEW 084670702 328 2270 SH SOLE NONE 2270 0 0 BHP BILLITON LIMITED ADR SPONSORED ADR 088606108 21 450 SH SOLE NONE 450 0 0 BOEING CO COM COM 097023105 11 76 SH SOLE NONE 76 0 0 BOSTON BEER COMPANY COM CL A CL A 100557107 27 100 SH SOLE NONE 100 0 0 BRF SA ADR SPONSORED ADR 10552T107 20 1000 SH SOLE NONE 0 0 1000 BRIXMOR PROPERTY GROUP INC COM COM 11120U105 3 100 SH SOLE NONE 0 0 100 CAL-MAINE FOODS INC COM COM NEW 128030202 7363 188509 SH SOLE NONE 185043 0 3465 CALPINE INC COM COM NEW 131347304 11 490 SH SOLE NONE 490 0 0 CALUMET SPECIALTY PRODUCTS PTR COM UT LTD PARTNER 131476103 2 68 SH SOLE NONE 68 0 0 CAMDEN PPTY TR SH BEN INT SH BEN INT 133131102 6354 81330 SH SOLE NONE 79530 0 1800 CANADIAN PAC RAILWAY LTD COM COM 13645T100 6 34 SH SOLE NONE 34 0 0 CARDINAL HEALTH INC COM COM 14149Y108 19 205 SH SOLE NONE 205 0 0 CARLISLE COS INC COM COM 142339100 185 2000 SH SOLE NONE 2000 0 0 CEDAR FAIR L P DEPOSITRY UNIT DEPOSITRY UNIT 150185106 34 600 SH SOLE NONE 600 0 0 CELGENE CORP COM COM 151020104 2369 20548 SH SOLE NONE 19798 0 749 CENOVUS ENERGY INC COM COM 15135U109 2 100 SH SOLE NONE 100 0 0 CENTURYLINK INC COM COM 156700106 2 68 SH SOLE NONE 68 0 0 CHEVRON CORP COM COM 166764100 34 325 SH SOLE NONE 325 0 0 CHUBB CORP COM COM 171232101 34 333 SH SOLE NONE 0 0 333 CISCO SYSTEMS INC COM COM 17275R102 2 68 SH SOLE NONE 68 0 0 COCA COLA CO COM COM 191216100 42 1040 SH SOLE NONE 346 0 693 COGNIZANT TECH SOLUTIONS CRP COM CL A 192446102 26 416 SH SOLE NONE 0 0 416 COLGATE PALMOLIVE CO COM COM 194162103 3632 52385 SH SOLE NONE 51357 0 1027 COLONY FINANCIAL INC REIT COM 19624R106 78 3000 SH SOLE NONE 3000 0 0 COMCAST CORP COM CL A CL A 20030N101 101 1790 SH SOLE NONE 1790 0 0 COMMERCIAL METALS CO COM COM 201723103 1 68 SH SOLE NONE 68 0 0 CONAGRA FOODS INC COM COM 205887102 2 68 SH SOLE NONE 68 0 0 CONOCOPHILLIPS CORP COM COM 20825C104 5799 93147 SH SOLE NONE 90899 0 2248 CORE-MARK COMPANY COM COM 218681104 17 266 SH SOLE NONE 0 0 266 CORRECTIONS CORP OF AMERICA COM COM NEW 22025Y407 0 1 SH SOLE NONE 0 0 1 COSTAR GROUP INC COM COM 22160N109 58 294 SH SOLE NONE 294 0 0 COSTCO WHOLESALE CORPORATION COM COM 22160K105 13 83 SH SOLE NONE 83 0 0 CST BRANDS INC COM COM 12646R105 0 8 SH SOLE NONE 8 0 0 CTRIP COM INTERNATIONAL LTD ADR AMERICAN DEP SHS 22943F100 39 666 SH SOLE NONE 0 0 666 CURRENCY SHARES AUS DOLLAR TRUST AUSTRALIAN DOL 23129U101 641 8400 SH SOLE NONE 8110 0 289 CVS HEALTH CORPORATION COM COM 126650100 56 541 SH SOLE NONE 541 0 0 DANAHER CORP DEL COM COM 235851102 170 2000 SH SOLE NONE 2000 0 0 DELUXE CORP COM COM 248019101 5 68 SH SOLE NONE 68 0 0 DENBURY RESOURCES INC. COM COM NEW 247916208 0 68 SH SOLE NONE 68 0 0 DIREXION SHARES TRUST ENERGY BULL 3X SHARES DLY ENRGY BULL3X 25459W888 3 50 SH SOLE NONE 0 0 50 DIREXION SHS ETF DAILY S&P 500 BULL 1.25X SHS DLY SP500 BULL 25490K109 5 200 SH SOLE NONE 0 0 200 DISCOVER FINL SVCS COM COM 254709108 56 1000 SH SOLE NONE 1000 0 0 DNP SELECT INCOME FUND INC CLOSED END FUND COM 23325P104 21 2019 SH SOLE NONE 0 0 2019 DOMINION RESOURCES INC COM COM 25746U109 2529 35685 SH SOLE NONE 34778 0 907 DOVER CORP COM COM 260003108 207 3000 SH SOLE NONE 3000 0 0 DOW CHEMICAL COM COM 260543103 5826 121430 SH SOLE NONE 118889 0 2540 DUNKIN BRANDS GROUP COM COM 265504100 5 100 SH SOLE NONE 100 0 0 DYNAMIC MATERIALS CORP COM COM 267888105 1 68 SH SOLE NONE 68 0 0 E M C CORP MASS COM COM 268648102 2 68 SH SOLE NONE 68 0 0 EAGLE BANCORP INC (MD) COM COM 268948106 15 385 SH SOLE NONE 385 0 0 EATON VANCE MUN BOND CLOSED END FUND COM 27827X101 38 2978 SH SOLE NONE 2978 0 0 EBAY INC COM COM 278642103 2564 44455 SH SOLE NONE 43488 0 966 ELI LILLY & CO COM COM 532457108 15 200 SH SOLE NONE 200 0 0 ENCANA CORPORATION COM COM 292505104 1 100 SH SOLE NONE 100 0 0 ENGILITY HLDGS INC COM COM 29286C107 0 16 SH SOLE NONE 16 0 0 ENTERGY CORP CM COM 29364G103 8 100 SH SOLE NONE 100 0 0 EXELIS INC COM COM 30162A108 0 20 SH SOLE NONE 20 0 0 EXELON CORPORATION COM COM 30161N101 27 803 SH SOLE NONE 803 0 0 EXPRESS SCRIPTS HOLDING CO COM COM 30219G108 5502 63412 SH SOLE NONE 61743 0 1668 EXXON MOBIL CORPORATION COM COM 30231G102 1908 22451 SH SOLE NONE 21489 0 962 F5 NETWORKS INC COM COM 315616102 2981 25931 SH SOLE NONE 25107 0 823 FASTENAL CO COM COM 311900104 8 200 SH SOLE NONE 200 0 0 FIAT CHRYSLER AUTOMOBILES NV ORD NL0010877643 SHS N31738102 5698 349370 SH SOLE NONE 338836 0 10533 FIREEYE INC COM COM 31816Q101 1 30 SH SOLE NONE 30 0 0 FIRST TRUST ISE HEALTH CARE ALPHADEX FUND HLTH CARE ALPH 33734X143 7 100 SH SOLE NONE 0 0 100 FORD MOTOR COM COM PAR $0.01 345370860 12 750 SH SOLE NONE 750 0 0 FRONTIER COMMUNICATIONS CORP 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4918 76645 SH SOLE NONE 60332 0 16312 ISHARES MSCI EAFE VALUE ETF EAFE VALUE ETF 464288877 2463 46221 SH SOLE NONE 27322 0 18898 ISHARES MSCI SINGAPORE ETF MSCI SINGAP ETF 464286673 631 49295 SH SOLE NONE 46080 0 3214 ISHARES NATIONAL AMT-FREE MUNI BND ETF NAT AMT FREE BD 464288414 33 300 SH SOLE NONE 300 0 0 ISHARES RUSSELL 1000 GROWTH ETF RUS 1000 GRW ETF 464287614 17 174 SH SOLE NONE 87 0 87 ISHARES RUSSELL 1000 VALUE ETF RUS 1000 VAL ETF 464287598 10 100 SH SOLE NONE 0 0 100 ISHARES RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 15 118 SH SOLE NONE 118 0 0 ISHARES RUSSELL 2000 GROWTH ETF RUS 2000 GRW ETF 464287648 2146 14160 SH SOLE NONE 8062 0 6097 ISHARES RUSSELL 2000 VALUE ETF RUS 2000 VAL ETF 464287630 5 48 SH SOLE NONE 0 0 48 ISHARES RUSSELL MID-CAP ETF RUS MID-CAP ETF 464287499 1258 7267 SH SOLE NONE 3008 0 4258 ISHARES RUSSELL MID-CAP VALUE ETF RUS MDCP VAL ETF 464287473 796 10576 SH SOLE NONE 4731 0 5845 ISHARES SELECT DIVIDEND ETF SELECT DIVID ETF 464287168 3789 48608 SH SOLE NONE 27449 0 21158 ISHARES TIPS BOND ETF TIPS BD ETF 464287176 519 4571 SH SOLE NONE 3839 0 731 ISHARES TRUST CORE DIV GROWTH ETF CORE DIV GRWTH 46434V621 3 100 SH SOLE NONE 0 0 100 ISHARES US PREFERRED STOCK ETF U.S. PFD STK ETF 464288687 2873 71618 SH SOLE NONE 52887 0 18731 JABIL CIRCUIT INC COM COM 466313103 2 66 SH SOLE NONE 66 0 0 JOHNSON & JOHNSON COM COM 478160104 101 1000 SH SOLE NONE 666 0 333 JOHNSON CTLS INC COM COM 478366107 7598 150641 SH SOLE NONE 146569 0 4071 JP MORGAN CHASE & CO COM COM 46625H100 4 58 SH SOLE NONE 58 0 0 KELLY SVCS INC CL A CL A 488152208 1 66 SH SOLE NONE 66 0 0 KINDER MORGAN INC COM COM 49456B101 3 73 SH SOLE NONE 73 0 0 KINDER MORGAN INC WARRANT *W EXP 05/25/201 49456B119 10 2500 SH SOLE NONE 2500 0 0 KNOWLES CORP COM COM 49926D109 29 1500 SH SOLE NONE 1500 0 0 KRISPY KREME DOUGHNUTS COM COM 501014104 2 100 SH SOLE NONE 0 0 100 L-3 COMMUNICATIONS CORP COM COM 502424104 12 99 SH SOLE NONE 99 0 0 LABORATORY CORP OF AMERICA COM COM NEW 50540R409 4169 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COM COM 58933Y105 2894 50352 SH SOLE NONE 49520 0 832 MFA FINANCIAL INC REITS COM 55272X102 0 33 SH SOLE NONE 33 0 0 MFS CHARTER INCOME TR SH BEN INT SH BEN INT 552727109 0 33 SH SOLE NONE 33 0 0 MICROSOFT CORP COM COM 594918104 5380 132343 SH SOLE NONE 130164 0 2178 MICROVISION COM COM NEW 594960304 0 125 SH SOLE NONE 125 0 0 MIDDLESEX WATER CO COM COM 596680108 2 66 SH SOLE NONE 66 0 0 MILLER HERMAN INC COM COM 600544100 2 66 SH SOLE NONE 66 0 0 MOLSON COORS BREWING CL B CL B 60871R209 8 104 SH SOLE NONE 104 0 0 MORGAN STANLEY INCOME SECURITIES INC INCOME SECS INC 61745P874 1 66 SH SOLE NONE 66 0 0 MOTOROLA INC COM COM NEW 620076307 1 19 SH SOLE NONE 19 0 0 MYLAN N V COM SHS EURO N59465109 4 66 SH SOLE NONE 66 0 0 MYRIAD GENETICS INC COM COM 62855J104 1720 48595 SH SOLE NONE 47155 0 1439 NATIONAL OILWELL VARCO INC COM COM 637071101 1077 21553 SH SOLE NONE 20713 0 839 NATIONAL RETAIL PROPERTIES INC COM COM 637417106 10 250 SH SOLE NONE 250 0 0 NCR CORP COM COM 62886E108 4 142 SH SOLE 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COM COM PAR $0.02 74765E307 0 10 SH SOLE NONE 10 0 0 RAYONIER INC COM COM 754907103 0 6 SH SOLE NONE 6 0 0 REALTY INCOME CORPORATION COM COM 756109104 2869 55600 SH SOLE NONE 54296 0 1303 REPUBLIC SERVICES INC COM COM 760759100 3 66 SH SOLE NONE 66 0 0 RETAIL OPPORTUNITY INVST CORP COM COM 76131N101 18 1000 SH SOLE NONE 1000 0 0 ROCKWELL AUTOMATION INC COM COM 773903109 6152 53035 SH SOLE NONE 51807 0 1228 ROCKWELL COLLINS COM COM 774341101 29 304 SH SOLE NONE 304 0 0 ROLLINS INC COM COM 775711104 9 378 SH SOLE NONE 378 0 0 ROSS STORES INC COM COM 778296103 53 500 SH SOLE NONE 500 0 0 ROYAL DUTCH SHELL PLC ADR CLASS A SPONS ADR A 780259206 2 33 SH SOLE NONE 33 0 0 SCHLUMBERGER LTD COM COM 806857108 14 166 SH SOLE NONE 166 0 0 SELECT SECTOR SPDR TRUST ENERGY SELECT INDEX SBI INT-ENERGY 81369Y506 4 55 SH SOLE NONE 0 0 55 SELECT SECTOR SPDR TRUST HEALTH CARE SELECT INDEX SBI HEALTHCARE 81369Y209 3275 45171 SH SOLE NONE 28022 0 17148 SEMPRA ENERGY COM COM 816851109 109 1000 SH SOLE NONE 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