Chief Compliance Officer

0001606587-15-000008.txt : 20150121 0001606587-15-000008.hdr.sgml : 20150121 20150121110234 ACCESSION NUMBER: 0001606587-15-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150121 DATE AS OF CHANGE: 20150121 EFFECTIVENESS DATE: 20150121 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Baltimore-Washington Financial Advisors, Inc. CENTRAL INDEX KEY: 0001555486 IRS NUMBER: 521677425 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15682 FILM NUMBER: 15537728 BUSINESS ADDRESS: STREET 1: 5950 SYMPHONY WOODS ROAD STREET 2: SUITE 600 CITY: COLUMBIA STATE: MD ZIP: 21044 BUSINESS PHONE: 410-461-3900 MAIL ADDRESS: STREET 1: 5950 SYMPHONY WOODS ROAD STREET 2: SUITE 600 CITY: COLUMBIA STATE: MD ZIP: 21044 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001555486 XXXXXXXX 12-31-2014 12-31-2014 false Baltimore-Washington Financial Advisors, Inc.

5950 Symphony Woods Road Suite 600 Columbia MD 21044

13F HOLDINGS REPORT 028-15682 N Robert Carpenter Chief Compliance Officer 410-461-3900 Robert Carpenter Columbia MD 01-19-2015 0 267 336377 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM COM 88579Y101 6653 40487 SH SOLE NONE 39702 0 784 ABERDEEN ASIA-PAC PRIME INC COM COM 003009107 5013 903294 SH SOLE NONE 764325 0 138968 ACCENTURE LTD ORD SHS CLASS A G1151C101 179 2000 SH SOLE NONE 2000 0 0 AES TRUST III PFD 6.75% CONV/CALL PFD CV 6.75% 00808N202 10 200 SH SOLE NONE 200 0 0 AFLAC INC CM COM 001055102 0 8 SH SOLE NONE 0 0 8 ALCATEL LUCENT SPONSORED ADR SPONSORED ADR 013904305 2 572 SH SOLE NONE 572 0 0 ALTRIA GROUP INC COM COM 02209S103 15 304 SH SOLE NONE 304 0 0 AMERICAN EXPRESS CO CM COM 025816109 21 230 SH SOLE NONE 230 0 0 AMERICAN REALTY CAPITAL PROPTY COM COM 02917T104 0 33 SH SOLE NONE 0 0 33 AMGEN INC COM COM 031162100 1 4 SH SOLE NONE 0 0 4 ANIKA THERAPEUTICS INC COM COM 035255108 1641 40290 SH SOLE NONE 38472 0 1817 APPLE INC COM COM 037833100 9633 87275 SH SOLE NONE 84326 0 2948 ARES CAPITAL CORP COM COM 04010L103 4256 272711 SH SOLE NONE 268531 0 4179 ARROW ELECTRONIC INC COM COM 042735100 87 1500 SH SOLE NONE 1500 0 0 AT&T INC COM COM 00206R102 171 5095 SH SOLE NONE 3821 0 1273 BANK OF NEW YORK MELLON CORP COM COM 064058100 6956 171456 SH SOLE NONE 168245 0 3210 BARRICK GOLD CORP COM COM 067901108 1 100 SH SOLE NONE 100 0 0 BAXTER INTERNATIONAL INC CM COM 071813109 22 300 SH SOLE NONE 300 0 0 BCE INC COM COM NEW 05534B760 11 233 SH SOLE NONE 0 0 233 BERKSHIRE HATHAWAY INC DEL CL B CL B NEW 084670702 342 2276 SH SOLE NONE 1896 0 379 BHP BILLITON LIMITED ADR SPONSORED ADR 088606108 21 450 SH SOLE NONE 450 0 0 BOEING CO COM COM 097023105 11 81 SH SOLE NONE 40 0 40 BOSTON BEER COMPANY COM CL A CL A 100557107 29 100 SH SOLE NONE 100 0 0 BRF SA ADR SPONSORED ADR 10552T107 23 1000 SH SOLE NONE 0 0 1000 BRISTOL-MYERS SQUIBB CM COM 110122108 1 12 SH SOLE NONE 0 0 12 CAL-MAINE FOODS INC COM COM NEW 128030202 7289 186756 SH SOLE NONE 184009 0 2746 CALPINE INC COM COM NEW 131347304 11 490 SH SOLE NONE 490 0 0 CAMDEN PPTY TR SH BEN INT SH BEN INT 133131102 5921 80185 SH SOLE NONE 78090 0 2094 CAPITAL ONE FINL CORP COM COM 14040H105 1 10 SH SOLE NONE 0 0 10 CAPSTEAD MORTGAGE CORP COM COM NO PAR 14067E506 42 3400 SH SOLE NONE 3400 0 0 CARDINAL HEALTH INC COM COM 14149Y108 17 205 SH SOLE NONE 205 0 0 CAREFUSION CORP COM COM 14170T101 2 27 SH SOLE NONE 27 0 0 CARLISLE COS INC COM COM 142339100 180 2000 SH SOLE NONE 2000 0 0 CEDAR FAIR L P DEPOSITRY UNIT DEPOSITRY UNIT 150185106 29 600 SH SOLE NONE 600 0 0 CHUBB CORP COM COM 171232101 34 333 SH SOLE NONE 0 0 333 CISCO SYSTEMS INC COM COM 17275R102 1423 51145 SH SOLE NONE 49618 0 1526 CITIGROUP INC COM COM NEW 172967424 47 865 SH SOLE NONE 865 0 0 CME GROUP INC COM COM 12572Q105 1 8 SH SOLE NONE 0 0 8 COCA COLA CO COM COM 191216100 61 1440 SH SOLE NONE 720 0 720 COGNIZANT TECH SOLUTIONS CRP COM CL A 192446102 22 416 SH SOLE NONE 0 0 416 COLGATE PALMOLIVE CO COM COM 194162103 3616 52264 SH SOLE NONE 51491 0 772 COLONY FINANCIAL INC REIT COM 19624R106 143 6000 SH SOLE NONE 6000 0 0 COLUMBIA PPTY TR INC COM COM NEW 198287203 18 708 SH SOLE NONE 0 0 708 COMCAST CORP COM CL A CL A 20030N101 9 157 SH SOLE NONE 78 0 78 CONOCOPHILLIPS CORP COM COM 20825C104 6260 90645 SH SOLE NONE 88487 0 2158 CORE-MARK COMPANY COM COM 218681104 16 266 SH SOLE NONE 0 0 266 CORRECTIONS CORP OF AMERICA COM COM NEW 22025Y407 0 1 SH SOLE NONE 0 0 1 COSTAR GROUP INC COM COM 22160N109 54 294 SH SOLE NONE 294 0 0 COSTCO WHOLESALE CORPORATION COM COM 22160K105 12 83 SH SOLE NONE 83 0 0 CTRIP COM INTERNATIONAL LTD ADR AMERICAN DEP SHS 22943F100 30 666 SH SOLE NONE 0 0 666 CURRENCY SHARES AUS DOLLAR TRUST AUSTRALIAN DOL 23129U101 624 7640 SH SOLE NONE 7408 0 231 DANAHER CORP DEL COM COM 235851102 171 2000 SH SOLE NONE 2000 0 0 DISCOVER FINL SVCS COM COM 254709108 65 1000 SH SOLE NONE 1000 0 0 DNP SELECT INCOME FUND INC CLOSED END FUND COM 23325P104 21 2019 SH SOLE NONE 0 0 2019 DOMINION RESOURCES INC COM COM 25746U109 2894 37639 SH SOLE NONE 37037 0 602 DOVER CORP COM COM 260003108 215 3000 SH SOLE NONE 3000 0 0 DOW CHEMICAL COM COM 260543103 5760 126280 SH SOLE NONE 123308 0 2971 DUKE ENERGY HOLDINGS CORP COM COM NEW 26441C204 3 40 SH SOLE NONE 0 0 40 DUNKIN BRANDS GROUP COM COM 265504100 4 100 SH SOLE NONE 100 0 0 EAGLE BANCORP INC (MD) COM COM 268948106 14 385 SH SOLE NONE 385 0 0 EATON VANCE MUN BOND CLOSED END FUND COM 27827X101 38 2978 SH SOLE NONE 2978 0 0 EBAY INC COM COM 278642103 2458 43805 SH SOLE NONE 42588 0 1216 ELI LILLY & CO COM COM 532457108 14 200 SH SOLE NONE 200 0 0 ENGILITY HLDGS INC COM COM 29285W104 1 16 SH SOLE NONE 16 0 0 ENTERGY CORP CM COM 29364G103 9 100 SH SOLE NONE 100 0 0 EXELIS INC COM COM 30162A108 0 20 SH SOLE NONE 20 0 0 EXELON CORPORATION COM COM 30161N101 22 600 SH SOLE NONE 600 0 0 EXPRESS SCRIPTS HOLDING CO COM COM 30219G108 5265 62181 SH SOLE NONE 60500 0 1680 EXXON MOBIL CORPORATION COM COM 30231G102 2184 23625 SH SOLE NONE 22414 0 1211 F5 NETWORKS INC COM COM 315616102 3432 26305 SH SOLE NONE 25491 0 813 FACEBOOK INC COM CL A 30303M102 191 2450 SH SOLE NONE 2450 0 0 FASTENAL CO COM COM 311900104 8 160 SH SOLE NONE 160 0 0 FIAT CHRYSLER AUTOMOBILES NV ORD NL0010877643 SHS N31738102 3965 342415 SH SOLE NONE 331879 0 10535 FINANCIAL ENGINES INC COM COM 317485100 759 20755 SH SOLE NONE 20063 0 691 FIRST TRUST ISE HEALTH CARE ALPHADEX FUND HLTH CARE ALPH 33734X143 6 100 SH SOLE NONE 0 0 100 FORD MOTOR COM COM PAR $0.01 345370860 12 750 SH SOLE NONE 750 0 0 GENERAL ELECTRIC CO COM COM 369604103 23 900 SH SOLE NONE 900 0 0 GENTEX CORP COM COM 371901109 2695 149160 SH SOLE NONE 144424 0 4735 GILEAD SCIENCES INC COM COM 375558103 3457 36673 SH SOLE NONE 35567 0 1105 GOOGLE INC CL A CL A 38259P508 1796 3384 SH SOLE NONE 3280 0 103 GOOGLE INC CLASS C CL C 38259P706 3439 6534 SH SOLE NONE 6306 0 227 GREEN DOT CORP CL A CL A 39304D102 2464 120255 SH SOLE NONE 114558 0 5696 GUGGENHEIM BULLETSHARES 2015 GUGG CRP BD 2015 18383M563 4 200 SH SOLE NONE 0 0 200 GUGGENHEIM S&P 500 EQ WGT UTILITIES ETF GUG S&P500EQWTUT 78355W791 4 50 SH SOLE NONE 0 0 50 GUGGENHEIM S&P 500 EQUAL WEIGHT ETF GUG S&P500 EQ WT 78355W106 2019 25223 SH SOLE NONE 13540 0 11682 HANCOCK JOHN INVS TR COM COM 410142103 18 1000 SH SOLE NONE 1000 0 0 HARTFORD FINANCIAL SERVICES COM COM 416515104 1 20 SH SOLE NONE 20 0 0 HASBRO INC COM COM 418056107 16 300 SH SOLE NONE 300 0 0 HDFC BANK LTD ADR ADR REPS 3 SHS 40415F101 11 208 SH SOLE NONE 208 0 0 HEALTHCARE TRUST OF AMERICA COM CL A CL A NEW 42225P501 6217 230782 SH SOLE NONE 224345 0 6436 HEARTLAND PAYMENT SYSTEMS INC COM COM 42235N108 11 200 SH SOLE NONE 0 0 200 HELMERICH & PAYNE INC COM COM 423452101 1950 28930 SH SOLE NONE 27949 0 980 HESS CORPORATION COM COM 42809H107 215 2915 SH SOLE NONE 2915 0 0 HOME DEPOT INC COM COM 437076102 43 406 SH SOLE NONE 270 0 135 HONEYWELL INTERNATIONAL INC COM COM 438516106 1 7 SH SOLE NONE 0 0 7 HOST HOTELS AND RESORTS INC COM COM 44107P104 0 9 SH SOLE NONE 9 0 0 HOWARD HUGHES CORP COM COM 44267D107 130 1000 SH SOLE NONE 1000 0 0 HUBSHOT INC COM COM 443573100 34 1000 SH SOLE NONE 1000 0 0 INTEL CORP COM COM 458140100 21 592 SH SOLE NONE 296 0 296 INTL BUSINESS MACHINES COM COM 459200101 66 413 SH SOLE NONE 413 0 0 ISHARES 1-3 YEAR CREDIT BND ETF 1-3 YR CR BD ETF 464288646 9142 86921 SH SOLE NONE 69814 0 17106 ISHARES COHEN & STEERS REIT ETF COHEN&STEER REIT 464287564 1145 11823 SH SOLE NONE 5466 0 6356 ISHARES CORE S&P MID-CAP ETF CORE S&P MCP ETF 464287507 29 200 SH SOLE NONE 200 0 0 ISHARES CORE S&P SMALL-CAP ETF CORE S&P SCP ETF 464287804 466 4084 SH SOLE NONE 1944 0 2139 ISHARES CORE US AGGREGATE BOND ETF CORE US AGGBD ET 464287226 2155 19569 SH SOLE NONE 11475 0 8093 ISHARES EUROPE ETF EUROPE ETF 464287861 1445 33970 SH SOLE NONE 32514 0 1455 ISHARES FLOATING RATE BOND ETF FLTG RATE BD ETF 46429B655 13 250 SH SOLE NONE 0 0 250 ISHARES GLOBAL TECH ETF GLOBAL TECH ETF 464287291 684 7205 SH SOLE NONE 5764 0 1441 ISHARES IBOXX $ INVMNT GRD CORP BD ETF IBOXX INV CP ETF 464287242 6 50 SH SOLE NONE 0 0 50 ISHARES INDIA 50 ETF INDIA 50 ETF 464289529 336 11225 SH SOLE NONE 10690 0 534 ISHARES MSCI BRAZIL CAPPED ETF MSCI BRZ CAP ETF 464286400 711 19450 SH SOLE NONE 18915 0 535 ISHARES MSCI EAFE ETF MSCI EAFE ETF 464287465 4493 73845 SH SOLE NONE 56454 0 17390 ISHARES MSCI EAFE VALUE ETF EAFE VALUE ETF 464288877 1385 27135 SH SOLE NONE 14260 0 12874 ISHARES MSCI GERMANY ETF MSCI GERMANY ETF 464286806 9 333 SH SOLE NONE 0 0 333 ISHARES MSCI SINGAPORE ETF MSCI SINGAP ETF 464286673 728 55685 SH SOLE NONE 52533 0 3151 ISHARES RUSSELL 1000 GROWTH ETF RUS 1000 GRW ETF 464287614 18 193 SH SOLE NONE 128 0 64 ISHARES RUSSELL 1000 VALUE ETF RUS 1000 VAL ETF 464287598 12 117 SH SOLE NONE 58 0 58 ISHARES RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 14 118 SH SOLE NONE 118 0 0 ISHARES RUSSELL 2000 GROWTH ETF RUS 2000 GRW ETF 464287648 1541 10822 SH SOLE NONE 6391 0 4430 ISHARES RUSSELL 2000 VALUE ETF RUS 2000 VAL ETF 464287630 5 48 SH SOLE NONE 0 0 48 ISHARES RUSSELL MID-CAP ETF RUS MID-CAP ETF 464287499 1221 7307 SH SOLE NONE 3035 0 4271 ISHARES RUSSELL MID-CAP VALUE ETF RUS MDCP VAL ETF 464287473 771 10451 SH SOLE NONE 4613 0 5837 ISHARES S&P SMALL-CAP 600 VALUE ETF SP SMCP600VL ETF 464287879 13 110 SH SOLE NONE 110 0 0 ISHARES SELECT DIVIDEND ETF SELECT DIVID ETF 464287168 3986 50201 SH SOLE NONE 29074 0 21127 ISHARES TIPS BOND ETF TIPS BD ETF 464287176 448 4004 SH SOLE NONE 3203 0 800 ISHARES US PREFERRED STOCK ETF U.S. PFD STK ETF 464288687 2187 55442 SH SOLE NONE 39215 0 16227 JOHNSON & JOHNSON COM COM 478160104 42 406 SH SOLE NONE 203 0 203 JOHNSON CTLS INC COM COM 478366107 7177 148467 SH SOLE NONE 145447 0 3019 JP MORGAN CHASE & CO COM COM 46625H100 5 73 SH SOLE NONE 36 0 36 KINDER MORGAN INC WARRANT *W EXP 05/25/201 49456B119 21 5000 SH SOLE NONE 5000 0 0 KNOWLES CORP COM COM 49926D109 35 1500 SH SOLE NONE 1500 0 0 KOHLS CORP COM COM 500255104 16 260 SH SOLE NONE 260 0 0 L-3 COMMUNICATIONS CORP COM COM 502424104 12 99 SH SOLE NONE 99 0 0 LABORATORY CORP OF AMERICA COM COM NEW 50540R409 3649 33818 SH SOLE NONE 33102 0 715 LEVEL 3 COMMUNICATIONS INC COM COM NEW 52729N308 0 2 SH SOLE NONE 2 0 0 LIBERTY BROADBAND CORP COM CL A COM SER A 530307107 14 274 SH SOLE NONE 274 0 0 LIBERTY BROADBAND CORP COM CL C COM SER C 530307305 27 550 SH SOLE NONE 550 0 0 LIBERTY BROADBAND CORP RIGHT RIGHT 01/09/2015 530307115 2 166 SH SOLE NONE 166 0 0 LIBERTY INTERACTIVE CORP SERIES A INTERACTIVE COM INT COM SER A 53071M104 200 6800 SH SOLE NONE 6800 0 0 LIBERTY INTERACTIVE CORP VENTURES SERIES A LBT VENT COM A 53071M880 36 966 SH SOLE NONE 966 0 0 LIBERTY MEDIA CORP DELAWARE CLASS A CL A 531229102 39 1100 SH SOLE NONE 1100 0 0 LIBERTY MEDIA CORP DELAWARE COM COM SER C 531229300 77 2200 SH SOLE NONE 2200 0 0 M & T BANK CORPORATION COM COM 55261F104 84 669 SH SOLE NONE 669 0 0 MARATHON PETE CORP COM COM 56585A102 2440 27032 SH SOLE NONE 26160 0 872 MARKEL CP COM COM 570535104 2992 4381 SH SOLE NONE 4214 0 166 MARKET VECTORS EMRGING MKTS LOCAL CURRENCY EM LC CURR DBT 57060U522 747 35281 SH SOLE NONE 20821 0 14459 MARKET VECTORS SHORT MUNI INDEX MKTVEC SMUNETF 57060U803 107 6100 SH SOLE NONE 6100 0 0 MARRIOTT INTERNATIONAL INC CLASS A NEW CL A 571903202 63 806 SH SOLE NONE 806 0 0 MARTHA STEWART LIVING CL A CL A 573083102 0 30 SH SOLE NONE 30 0 0 MARTIN MARIETTA MATLS INC COM COM 573284106 153 1387 SH SOLE NONE 1387 0 0 MATERION CORPORATION COM COM 576690101 18 500 SH SOLE NONE 500 0 0 MCCORMICK & CO INC COM NON VTG COM NON VTG 579780206 2 33 SH SOLE NONE 33 0 0 MCCORMICK & CO INC VTG COM COM VTG 579780107 27 350 SH SOLE NONE 350 0 0 MCKESSON CORP COM COM 58155Q103 1 5 SH SOLE NONE 0 0 5 MEDASSETS INC COM COM 584045108 1025 51880 SH SOLE NONE 50397 0 1482 MEDTRONIC INC COM COM 585055106 22 310 SH SOLE NONE 0 0 310 MERCK & CO INC. COM COM 58933Y105 2762 48627 SH SOLE NONE 48204 0 422 MICROSOFT CORP COM COM 594918104 6342 136533 SH SOLE NONE 133700 0 2832 MICROVISION COM COM NEW 594960304 0 125 SH SOLE NONE 125 0 0 MOLSON COORS BREWING CL B CL B 60871R209 8 104 SH SOLE NONE 104 0 0 MONOGRAM RESIDENTIAL TRUST INC COM COM 60979P105 28 2985 SH SOLE NONE 2985 0 0 NATIONAL OILWELL VARCO INC COM COM 637071101 3278 50027 SH SOLE NONE 48900 0 1126 NATIONAL RETAIL PROPERTIES INC COM COM 637417106 10 250 SH SOLE NONE 250 0 0 NCR CORP COM COM 62886E108 5 167 SH SOLE NONE 167 0 0 NET 1 UEPS TECHNOLOGIES INC COM COM NEW 64107N206 2464 216140 SH SOLE NONE 203573 0 12566 NEUBERGER BERMAN MLP INCOME FD COM COM 64129H104 9 500 SH SOLE NONE 0 0 500 NEW MEDIA INVT GROUP INC COM COM 64704V106 21 895 SH SOLE NONE 895 0 0 NEW RESIDENTIAL INVT CORP COM COM NEW 64828T201 158 12400 SH SOLE NONE 12400 0 0 NEW SR INVT GROUP INC COM COM 648691103 34 2066 SH SOLE NONE 2066 0 0 NEWCASTLE INVESTMENT CORP COM COM PAR $0.01 65105M603 19 4132 SH SOLE NONE 4132 0 0 NIC INC COM COM 62914B100 2920 162325 SH SOLE NONE 155198 0 7126 NORFOLK SOUTHERN CORP COM COM 655844108 26 235 SH SOLE NONE 235 0 0 NOVARTIS AG ADR SPONSORED ADR 66987V109 5 50 SH SOLE NONE 50 0 0 NUVEEN MD PREM INCOME MUN FD COM COM 67061Q107 25 2001 SH SOLE NONE 2001 0 0 OAKTREE CAPITAL GROUP LLC UNIT CLASS A UNIT CL A 674001201 3107 59950 SH SOLE NONE 58758 0 1191 OCCIDENTAL PETROLEUM CORP COM COM 674599105 5066 62848 SH SOLE NONE 61679 0 1168 OLD NATL BANCORP IND COM COM 680033107 12 800 SH SOLE NONE 800 0 0 ORACLE CORP COM COM 68389X105 62 1373 SH SOLE NONE 1373 0 0 PANERA BREAD CO CL A CL A 69840W108 17 100 SH SOLE NONE 100 0 0 PARKER HANNIFIN CORP COM COM 701094104 6348 49230 SH SOLE NONE 48009 0 1220 PEPSICO INC COM COM 713448108 7057 74628 SH SOLE NONE 73616 0 1011 PFIZER INC COM COM 717081103 107 3438 SH SOLE NONE 3438 0 0 PHH CORP COM COM NEW 693320202 90 3750 SH SOLE NONE 3750 0 0 PHILIP MORRIS INTL COM COM 718172109 41 500 SH SOLE NONE 500 0 0 PHILLIPS 66 COM COM 718546104 3251 45347 SH SOLE NONE 44255 0 1092 PIMCO MUNI INCOME FUND CLOSED-END FUND COM 72200R107 44 3058 SH SOLE NONE 3058 0 0 PIONEER NATURAL RESOURCES CO COM COM 723787107 30 200 SH SOLE NONE 200 0 0 PLAINS ALL AMERICAN PIPELINE LP UNIT UNIT LTD PARTN 726503105 6234 121480 SH SOLE NONE 120541 0 938 PNC FINL CORP COM COM 693475105 59 650 SH SOLE NONE 0 0 650 POWERSHARES FTSE RAFI US 1000 PORTFOLIO FTSE RAFI 1000 73935X583 101 1100 SH SOLE NONE 1100 0 0 POWERSHARES QQQ UNIT SER 1 73935A104 5291 51246 SH SOLE NONE 34873 0 16372 PRECISION CASTPARTS CORP COM COM 740189105 10 40 SH SOLE NONE 40 0 0 PRICE SMART INC COM COM 741511109 6 66 SH SOLE NONE 66 0 0 PROCTER GAMBLE CO COM COM 742718109 494 5423 SH SOLE NONE 4880 0 542 PROGRESSIVE CORP OHIO COM COM 743315103 304 11250 SH SOLE NONE 11250 0 0 PROLOGIS COM COM 74340W103 14 325 SH SOLE NONE 325 0 0 PRUDENTIAL FINANCIAL INC COM COM 744320102 10 111 SH SOLE NONE 111 0 0 PUBLIC STORAGE COM COM 74460D109 61 328 SH SOLE NONE 328 0 0 PUBLIC SVC ENTERPRISE GROUP COM COM 744573106 4206 101565 SH SOLE NONE 98082 0 3482 QUALCOMM INC COM COM 747525103 5547 74620 SH SOLE NONE 72956 0 1664 QUANTUM FUEL SYSTEMS TEC COM COM PAR $0.02 74765E307 0 10 SH SOLE NONE 10 0 0 RAYONIER INC COM COM 754907103 0 6 SH SOLE NONE 6 0 0 REALTY INCOME CORPORATION COM COM 756109104 2650 55545 SH SOLE NONE 54222 0 1322 RETAIL OPPORTUNITY INVST CORP COM COM 76131N101 17 1000 SH SOLE NONE 1000 0 0 ROCKWELL AUTOMATION INC COM COM 773903109 5955 53548 SH SOLE NONE 52317 0 1230 ROCKWELL COLLINS COM COM 774341101 26 304 SH SOLE NONE 304 0 0 SCHLUMBERGER LTD COM COM 806857108 14 166 SH SOLE NONE 166 0 0 SEASPAN CORP COM SHS Y75638109 3 183 SH SOLE NONE 0 0 183 SELECT SECTOR SPDR TRUST CONSUMER DIS SELECT INDEX SBI CONS DISCR 81369Y407 3 46 SH SOLE NONE 46 0 0 SELECT SECTOR SPDR TRUST ENERGY SELECT INDEX SBI INT-ENERGY 81369Y506 4 55 SH SOLE NONE 0 0 55 SELECT SECTOR SPDR TRUST HEALTH CARE SELECT INDEX SBI HEALTHCARE 81369Y209 3041 44466 SH SOLE NONE 27871 0 16594 SEMPRA ENERGY COM COM 816851109 111 1000 SH SOLE NONE 1000 0 0 SIRIUS XM HOLDINGS INC COM COM 82968B103 4 1000 SH SOLE NONE 1000 0 0 SMUCKER J M CO COM COM NEW 832696405 196 1945 SH SOLE NONE 1945 0 0 SODASTREAM INTERNATIONAL LTD COM USD SHS M9068E105 241 11960 SH SOLE NONE 11561 0 398 SOLAR WINDS COM COM 83416B109 2718 54540 SH SOLE NONE 52659 0 1880 SOUTHERN CO COM COM 842587107 34 700 SH SOLE NONE 700 0 0 SOUTHWEST AIRLINES CO COM COM 844741108 30 700 SH SOLE NONE 700 0 0 SPDR BARCLAYS CONVERTIBLE SEC ETF BRC CNV SECS ETF 78464A359 5 100 SH SOLE NONE 0 0 100 SPDR DJ WILSHRE INTL REAL ESTATE DJ INTL RL ETF 78463X863 232 5590 SH SOLE NONE 2511 0 3078 SPDR DOW JONES REIT EFT DJ REIT ETF 78464A607 369 4057 SH SOLE NONE 1661 0 2395 SPDR EMERGING SMALL CAP S&P EMKTSC ETF 78463X756 351 7920 SH SOLE NONE 3168 0 4752 SPDR GOLD TR GOLD SHS ETF GOLD SHS 78463V107 73 645 SH SOLE NONE 483 0 161 SPDR S&P HI YLD DIV ARISTOCRATS IDX S&P DIVID ETF 78464A763 1260 15993 SH SOLE NONE 7108 0 8885 SPDR S&P MIDCAP 400 ETF TRUST UTSER1 S&PDCRP 78467Y107 378 1431 SH SOLE NONE 1155 0 275 SPDR TR S&P 500 ETF TR TR UNIT 78462F103 129 626 SH SOLE NONE 208 0 417 ST JUDE MED INC COM COM 790849103 5235 80503 SH SOLE NONE 78832 0 1670 STARBUCKS CORP COM COM 855244109 35 425 SH SOLE NONE 425 0 0 STARWOOD HOTELS & RESORTS COM COM 85590A401 0 3 SH SOLE NONE 3 0 0 STARZ SERIES A COM COM SER A 85571Q102 33 1100 SH SOLE NONE 1100 0 0 STATE STREET CORP COM COM 857477103 3962 50477 SH SOLE NONE 49817 0 659 STRYKER CORP COM COM 863667101 3132 33204 SH SOLE NONE 31955 0 1248 SUBURBAN PROPANE PARTNERS LP COM UNIT LTD PARTN 864482104 2603 60205 SH SOLE NONE 59362 0 842 SYSCO CORP COM COM 871829107 5214 131380 SH SOLE NONE 127563 0 3816 TEEKAY OFFSHORE PARTNERS COM PARTNERSHIP UN Y8565J101 54 2000 SH SOLE NONE 2000 0 0 TERADATA CORP COM COM 88076W103 6 140 SH SOLE NONE 140 0 0 TEXAS INSTRUMENTS INC COM COM 882508104 5981 111871 SH SOLE NONE 109958 0 1912 THE BLACKSTONE GROUP LP COM COM UNIT LTD 09253U108 5871 173554 SH SOLE NONE 169983 0 3571 UDR INC COM COM 902653104 33 1080 SH SOLE NONE 1080 0 0 UNDER ARMOUR INC COM CLASS A CL A 904311107 61 900 SH SOLE NONE 900 0 0 UNION PAC CORP COM COM 907818108 88 737 SH SOLE NONE 491 0 245 UNITED TECH CORP COM COM 913017109 6050 52612 SH SOLE NONE 51447 0 1164 US BANCORP COM (NEW) COM NEW 902973304 5528 122975 SH SOLE NONE 119296 0 3678 V F CORP COM COM 918204108 3636 48551 SH SOLE NONE 47265 0 1286 VALERO ENERGY CORP NEW COM COM 91913Y100 10 200 SH SOLE NONE 200 0 0 VANGUARD CRSP US LARGE CAP INDEX LARGE CAP ETF 922908637 5312 56282 SH SOLE NONE 37358 0 18923 VANGUARD CRSP US LARGE CAP VALUE IND ET VALUE ETF 922908744 6473 76617 SH SOLE NONE 51148 0 25468 VANGUARD CRSP US MID CAP INDEX MID CAP ETF 922908629 3063 24791 SH SOLE NONE 16652 0 8138 VANGUARD CRSP US SMALL CAP VALUE IND ET SM CP VAL ETF 922908611 3213 30373 SH SOLE NONE 20102 0 10271 VANGUARD EMERGING MARKETS ETF FTSE EMR MKT ETF 922042858 5810 145188 SH SOLE NONE 106736 0 38451 VANGUARD HIGH DIVIDEND YIELD ETF HIGH DIV YLD 921946406 364 5295 SH SOLE NONE 2407 0 2888 VANGUARD INFO TECH INDEX INF TECH ETF 92204A702 5 50 SH SOLE NONE 50 0 0 VANGUARD REIT ETF INDEX REIT ETF 922908553 14 176 SH SOLE NONE 0 0 176 VANGUARD SHORT TERM BOND FUND SHORT TRM BOND 921937827 282 3528 SH SOLE NONE 3024 0 504 VANGUARD SHORT TERM CORP BOND ETF SHRT TRM CORP BD 92206C409 7635 95886 SH SOLE NONE 80066 0 15819 VANGUARD TOTAL STOCK MARKET ETF TOTAL STK MKT 922908769 574 5413 SH SOLE NONE 2273 0 3139 VECTRUS INC COM COM 92242T101 0 1 SH SOLE NONE 1 0 0 VENTAS INC COM COM 92276F100 11 158 SH SOLE NONE 158 0 0 VMWARE INC COM CL A COM 928563402 5 66 SH SOLE NONE 66 0 0 WALT DISNEY CO COM COM DISNEY 254687106 60 639 SH SOLE NONE 639 0 0 WELLS FARGO & CO COM COM 949746101 7115 129784 SH SOLE NONE 126329 0 3454 WESTERN ASSET INTERMEDIATE MUN CLOSED END FUND COM 958435109 40 4145 SH SOLE NONE 4145 0 0 WHITEWAVE FOODS CO COM COM 966244105 12 350 SH SOLE NONE 350 0 0 WILLIAMS COS INC COM COM 969457100 180 4000 SH SOLE NONE 4000 0 0 WYNDHAM WORLDWIDE CORP COM COM 98310W108 34 396 SH SOLE NONE 396 0 0 XYLEM INC COM COM 98419M100 1 20 SH SOLE NONE 20 0 0 YUM! BRANDS INC COM COM 988498101 12 166 SH SOLE NONE 166 0 0