0001606587-15-000008.txt : 20150121
0001606587-15-000008.hdr.sgml : 20150121
20150121110234
ACCESSION NUMBER: 0001606587-15-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150121
DATE AS OF CHANGE: 20150121
EFFECTIVENESS DATE: 20150121
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Baltimore-Washington Financial Advisors, Inc.
CENTRAL INDEX KEY: 0001555486
IRS NUMBER: 521677425
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15682
FILM NUMBER: 15537728
BUSINESS ADDRESS:
STREET 1: 5950 SYMPHONY WOODS ROAD
STREET 2: SUITE 600
CITY: COLUMBIA
STATE: MD
ZIP: 21044
BUSINESS PHONE: 410-461-3900
MAIL ADDRESS:
STREET 1: 5950 SYMPHONY WOODS ROAD
STREET 2: SUITE 600
CITY: COLUMBIA
STATE: MD
ZIP: 21044
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001555486
XXXXXXXX
12-31-2014
12-31-2014
false
Baltimore-Washington Financial Advisors, Inc.
5950 Symphony Woods Road
Suite 600
Columbia
MD
21044
13F HOLDINGS REPORT
028-15682
N
Robert Carpenter
Chief Compliance Officer
410-461-3900
Robert Carpenter
Columbia
MD
01-19-2015
0
267
336377
false
INFORMATION TABLE
2
form13InfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
3M CO COM
COM
88579Y101
6653
40487
SH
SOLE
NONE
39702
0
784
ABERDEEN ASIA-PAC PRIME INC COM
COM
003009107
5013
903294
SH
SOLE
NONE
764325
0
138968
ACCENTURE LTD ORD
SHS CLASS A
G1151C101
179
2000
SH
SOLE
NONE
2000
0
0
AES TRUST III PFD 6.75% CONV/CALL
PFD CV 6.75%
00808N202
10
200
SH
SOLE
NONE
200
0
0
AFLAC INC CM
COM
001055102
0
8
SH
SOLE
NONE
0
0
8
ALCATEL LUCENT SPONSORED ADR
SPONSORED ADR
013904305
2
572
SH
SOLE
NONE
572
0
0
ALTRIA GROUP INC COM
COM
02209S103
15
304
SH
SOLE
NONE
304
0
0
AMERICAN EXPRESS CO CM
COM
025816109
21
230
SH
SOLE
NONE
230
0
0
AMERICAN REALTY CAPITAL PROPTY COM
COM
02917T104
0
33
SH
SOLE
NONE
0
0
33
AMGEN INC COM
COM
031162100
1
4
SH
SOLE
NONE
0
0
4
ANIKA THERAPEUTICS INC COM
COM
035255108
1641
40290
SH
SOLE
NONE
38472
0
1817
APPLE INC COM
COM
037833100
9633
87275
SH
SOLE
NONE
84326
0
2948
ARES CAPITAL CORP COM
COM
04010L103
4256
272711
SH
SOLE
NONE
268531
0
4179
ARROW ELECTRONIC INC COM
COM
042735100
87
1500
SH
SOLE
NONE
1500
0
0
AT&T INC COM
COM
00206R102
171
5095
SH
SOLE
NONE
3821
0
1273
BANK OF NEW YORK MELLON CORP COM
COM
064058100
6956
171456
SH
SOLE
NONE
168245
0
3210
BARRICK GOLD CORP COM
COM
067901108
1
100
SH
SOLE
NONE
100
0
0
BAXTER INTERNATIONAL INC CM
COM
071813109
22
300
SH
SOLE
NONE
300
0
0
BCE INC COM
COM NEW
05534B760
11
233
SH
SOLE
NONE
0
0
233
BERKSHIRE HATHAWAY INC DEL CL B
CL B NEW
084670702
342
2276
SH
SOLE
NONE
1896
0
379
BHP BILLITON LIMITED ADR
SPONSORED ADR
088606108
21
450
SH
SOLE
NONE
450
0
0
BOEING CO COM
COM
097023105
11
81
SH
SOLE
NONE
40
0
40
BOSTON BEER COMPANY COM CL A
CL A
100557107
29
100
SH
SOLE
NONE
100
0
0
BRF SA ADR
SPONSORED ADR
10552T107
23
1000
SH
SOLE
NONE
0
0
1000
BRISTOL-MYERS SQUIBB CM
COM
110122108
1
12
SH
SOLE
NONE
0
0
12
CAL-MAINE FOODS INC COM
COM NEW
128030202
7289
186756
SH
SOLE
NONE
184009
0
2746
CALPINE INC COM
COM NEW
131347304
11
490
SH
SOLE
NONE
490
0
0
CAMDEN PPTY TR SH BEN INT
SH BEN INT
133131102
5921
80185
SH
SOLE
NONE
78090
0
2094
CAPITAL ONE FINL CORP COM
COM
14040H105
1
10
SH
SOLE
NONE
0
0
10
CAPSTEAD MORTGAGE CORP COM
COM NO PAR
14067E506
42
3400
SH
SOLE
NONE
3400
0
0
CARDINAL HEALTH INC COM
COM
14149Y108
17
205
SH
SOLE
NONE
205
0
0
CAREFUSION CORP COM
COM
14170T101
2
27
SH
SOLE
NONE
27
0
0
CARLISLE COS INC COM
COM
142339100
180
2000
SH
SOLE
NONE
2000
0
0
CEDAR FAIR L P DEPOSITRY UNIT
DEPOSITRY UNIT
150185106
29
600
SH
SOLE
NONE
600
0
0
CHUBB CORP COM
COM
171232101
34
333
SH
SOLE
NONE
0
0
333
CISCO SYSTEMS INC COM
COM
17275R102
1423
51145
SH
SOLE
NONE
49618
0
1526
CITIGROUP INC COM
COM NEW
172967424
47
865
SH
SOLE
NONE
865
0
0
CME GROUP INC COM
COM
12572Q105
1
8
SH
SOLE
NONE
0
0
8
COCA COLA CO COM
COM
191216100
61
1440
SH
SOLE
NONE
720
0
720
COGNIZANT TECH SOLUTIONS CRP COM
CL A
192446102
22
416
SH
SOLE
NONE
0
0
416
COLGATE PALMOLIVE CO COM
COM
194162103
3616
52264
SH
SOLE
NONE
51491
0
772
COLONY FINANCIAL INC REIT
COM
19624R106
143
6000
SH
SOLE
NONE
6000
0
0
COLUMBIA PPTY TR INC COM
COM NEW
198287203
18
708
SH
SOLE
NONE
0
0
708
COMCAST CORP COM CL A
CL A
20030N101
9
157
SH
SOLE
NONE
78
0
78
CONOCOPHILLIPS CORP COM
COM
20825C104
6260
90645
SH
SOLE
NONE
88487
0
2158
CORE-MARK COMPANY COM
COM
218681104
16
266
SH
SOLE
NONE
0
0
266
CORRECTIONS CORP OF AMERICA COM
COM NEW
22025Y407
0
1
SH
SOLE
NONE
0
0
1
COSTAR GROUP INC COM
COM
22160N109
54
294
SH
SOLE
NONE
294
0
0
COSTCO WHOLESALE CORPORATION COM
COM
22160K105
12
83
SH
SOLE
NONE
83
0
0
CTRIP COM INTERNATIONAL LTD ADR
AMERICAN DEP SHS
22943F100
30
666
SH
SOLE
NONE
0
0
666
CURRENCY SHARES AUS DOLLAR TRUST
AUSTRALIAN DOL
23129U101
624
7640
SH
SOLE
NONE
7408
0
231
DANAHER CORP DEL COM
COM
235851102
171
2000
SH
SOLE
NONE
2000
0
0
DISCOVER FINL SVCS COM
COM
254709108
65
1000
SH
SOLE
NONE
1000
0
0
DNP SELECT INCOME FUND INC CLOSED END FUND
COM
23325P104
21
2019
SH
SOLE
NONE
0
0
2019
DOMINION RESOURCES INC COM
COM
25746U109
2894
37639
SH
SOLE
NONE
37037
0
602
DOVER CORP COM
COM
260003108
215
3000
SH
SOLE
NONE
3000
0
0
DOW CHEMICAL COM
COM
260543103
5760
126280
SH
SOLE
NONE
123308
0
2971
DUKE ENERGY HOLDINGS CORP COM
COM NEW
26441C204
3
40
SH
SOLE
NONE
0
0
40
DUNKIN BRANDS GROUP COM
COM
265504100
4
100
SH
SOLE
NONE
100
0
0
EAGLE BANCORP INC (MD) COM
COM
268948106
14
385
SH
SOLE
NONE
385
0
0
EATON VANCE MUN BOND CLOSED END FUND
COM
27827X101
38
2978
SH
SOLE
NONE
2978
0
0
EBAY INC COM
COM
278642103
2458
43805
SH
SOLE
NONE
42588
0
1216
ELI LILLY & CO COM
COM
532457108
14
200
SH
SOLE
NONE
200
0
0
ENGILITY HLDGS INC COM
COM
29285W104
1
16
SH
SOLE
NONE
16
0
0
ENTERGY CORP CM
COM
29364G103
9
100
SH
SOLE
NONE
100
0
0
EXELIS INC COM
COM
30162A108
0
20
SH
SOLE
NONE
20
0
0
EXELON CORPORATION COM
COM
30161N101
22
600
SH
SOLE
NONE
600
0
0
EXPRESS SCRIPTS HOLDING CO COM
COM
30219G108
5265
62181
SH
SOLE
NONE
60500
0
1680
EXXON MOBIL CORPORATION COM
COM
30231G102
2184
23625
SH
SOLE
NONE
22414
0
1211
F5 NETWORKS INC COM
COM
315616102
3432
26305
SH
SOLE
NONE
25491
0
813
FACEBOOK INC COM
CL A
30303M102
191
2450
SH
SOLE
NONE
2450
0
0
FASTENAL CO COM
COM
311900104
8
160
SH
SOLE
NONE
160
0
0
FIAT CHRYSLER AUTOMOBILES NV ORD NL0010877643
SHS
N31738102
3965
342415
SH
SOLE
NONE
331879
0
10535
FINANCIAL ENGINES INC COM
COM
317485100
759
20755
SH
SOLE
NONE
20063
0
691
FIRST TRUST ISE HEALTH CARE ALPHADEX FUND
HLTH CARE ALPH
33734X143
6
100
SH
SOLE
NONE
0
0
100
FORD MOTOR COM
COM PAR $0.01
345370860
12
750
SH
SOLE
NONE
750
0
0
GENERAL ELECTRIC CO COM
COM
369604103
23
900
SH
SOLE
NONE
900
0
0
GENTEX CORP COM
COM
371901109
2695
149160
SH
SOLE
NONE
144424
0
4735
GILEAD SCIENCES INC COM
COM
375558103
3457
36673
SH
SOLE
NONE
35567
0
1105
GOOGLE INC CL A
CL A
38259P508
1796
3384
SH
SOLE
NONE
3280
0
103
GOOGLE INC CLASS C
CL C
38259P706
3439
6534
SH
SOLE
NONE
6306
0
227
GREEN DOT CORP CL A
CL A
39304D102
2464
120255
SH
SOLE
NONE
114558
0
5696
GUGGENHEIM BULLETSHARES 2015
GUGG CRP BD 2015
18383M563
4
200
SH
SOLE
NONE
0
0
200
GUGGENHEIM S&P 500 EQ WGT UTILITIES ETF
GUG S&P500EQWTUT
78355W791
4
50
SH
SOLE
NONE
0
0
50
GUGGENHEIM S&P 500 EQUAL WEIGHT ETF
GUG S&P500 EQ WT
78355W106
2019
25223
SH
SOLE
NONE
13540
0
11682
HANCOCK JOHN INVS TR COM
COM
410142103
18
1000
SH
SOLE
NONE
1000
0
0
HARTFORD FINANCIAL SERVICES COM
COM
416515104
1
20
SH
SOLE
NONE
20
0
0
HASBRO INC COM
COM
418056107
16
300
SH
SOLE
NONE
300
0
0
HDFC BANK LTD ADR
ADR REPS 3 SHS
40415F101
11
208
SH
SOLE
NONE
208
0
0
HEALTHCARE TRUST OF AMERICA COM CL A
CL A NEW
42225P501
6217
230782
SH
SOLE
NONE
224345
0
6436
HEARTLAND PAYMENT SYSTEMS INC COM
COM
42235N108
11
200
SH
SOLE
NONE
0
0
200
HELMERICH & PAYNE INC COM
COM
423452101
1950
28930
SH
SOLE
NONE
27949
0
980
HESS CORPORATION COM
COM
42809H107
215
2915
SH
SOLE
NONE
2915
0
0
HOME DEPOT INC COM
COM
437076102
43
406
SH
SOLE
NONE
270
0
135
HONEYWELL INTERNATIONAL INC COM
COM
438516106
1
7
SH
SOLE
NONE
0
0
7
HOST HOTELS AND RESORTS INC COM
COM
44107P104
0
9
SH
SOLE
NONE
9
0
0
HOWARD HUGHES CORP COM
COM
44267D107
130
1000
SH
SOLE
NONE
1000
0
0
HUBSHOT INC COM
COM
443573100
34
1000
SH
SOLE
NONE
1000
0
0
INTEL CORP COM
COM
458140100
21
592
SH
SOLE
NONE
296
0
296
INTL BUSINESS MACHINES COM
COM
459200101
66
413
SH
SOLE
NONE
413
0
0
ISHARES 1-3 YEAR CREDIT BND ETF
1-3 YR CR BD ETF
464288646
9142
86921
SH
SOLE
NONE
69814
0
17106
ISHARES COHEN & STEERS REIT ETF
COHEN&STEER REIT
464287564
1145
11823
SH
SOLE
NONE
5466
0
6356
ISHARES CORE S&P MID-CAP ETF
CORE S&P MCP ETF
464287507
29
200
SH
SOLE
NONE
200
0
0
ISHARES CORE S&P SMALL-CAP ETF
CORE S&P SCP ETF
464287804
466
4084
SH
SOLE
NONE
1944
0
2139
ISHARES CORE US AGGREGATE BOND ETF
CORE US AGGBD ET
464287226
2155
19569
SH
SOLE
NONE
11475
0
8093
ISHARES EUROPE ETF
EUROPE ETF
464287861
1445
33970
SH
SOLE
NONE
32514
0
1455
ISHARES FLOATING RATE BOND ETF
FLTG RATE BD ETF
46429B655
13
250
SH
SOLE
NONE
0
0
250
ISHARES GLOBAL TECH ETF
GLOBAL TECH ETF
464287291
684
7205
SH
SOLE
NONE
5764
0
1441
ISHARES IBOXX $ INVMNT GRD CORP BD ETF
IBOXX INV CP ETF
464287242
6
50
SH
SOLE
NONE
0
0
50
ISHARES INDIA 50 ETF
INDIA 50 ETF
464289529
336
11225
SH
SOLE
NONE
10690
0
534
ISHARES MSCI BRAZIL CAPPED ETF
MSCI BRZ CAP ETF
464286400
711
19450
SH
SOLE
NONE
18915
0
535
ISHARES MSCI EAFE ETF
MSCI EAFE ETF
464287465
4493
73845
SH
SOLE
NONE
56454
0
17390
ISHARES MSCI EAFE VALUE ETF
EAFE VALUE ETF
464288877
1385
27135
SH
SOLE
NONE
14260
0
12874
ISHARES MSCI GERMANY ETF
MSCI GERMANY ETF
464286806
9
333
SH
SOLE
NONE
0
0
333
ISHARES MSCI SINGAPORE ETF
MSCI SINGAP ETF
464286673
728
55685
SH
SOLE
NONE
52533
0
3151
ISHARES RUSSELL 1000 GROWTH ETF
RUS 1000 GRW ETF
464287614
18
193
SH
SOLE
NONE
128
0
64
ISHARES RUSSELL 1000 VALUE ETF
RUS 1000 VAL ETF
464287598
12
117
SH
SOLE
NONE
58
0
58
ISHARES RUSSELL 2000 ETF
RUSSELL 2000 ETF
464287655
14
118
SH
SOLE
NONE
118
0
0
ISHARES RUSSELL 2000 GROWTH ETF
RUS 2000 GRW ETF
464287648
1541
10822
SH
SOLE
NONE
6391
0
4430
ISHARES RUSSELL 2000 VALUE ETF
RUS 2000 VAL ETF
464287630
5
48
SH
SOLE
NONE
0
0
48
ISHARES RUSSELL MID-CAP ETF
RUS MID-CAP ETF
464287499
1221
7307
SH
SOLE
NONE
3035
0
4271
ISHARES RUSSELL MID-CAP VALUE ETF
RUS MDCP VAL ETF
464287473
771
10451
SH
SOLE
NONE
4613
0
5837
ISHARES S&P SMALL-CAP 600 VALUE ETF
SP SMCP600VL ETF
464287879
13
110
SH
SOLE
NONE
110
0
0
ISHARES SELECT DIVIDEND ETF
SELECT DIVID ETF
464287168
3986
50201
SH
SOLE
NONE
29074
0
21127
ISHARES TIPS BOND ETF
TIPS BD ETF
464287176
448
4004
SH
SOLE
NONE
3203
0
800
ISHARES US PREFERRED STOCK ETF
U.S. PFD STK ETF
464288687
2187
55442
SH
SOLE
NONE
39215
0
16227
JOHNSON & JOHNSON COM
COM
478160104
42
406
SH
SOLE
NONE
203
0
203
JOHNSON CTLS INC COM
COM
478366107
7177
148467
SH
SOLE
NONE
145447
0
3019
JP MORGAN CHASE & CO COM
COM
46625H100
5
73
SH
SOLE
NONE
36
0
36
KINDER MORGAN INC WARRANT
*W EXP 05/25/201
49456B119
21
5000
SH
SOLE
NONE
5000
0
0
KNOWLES CORP COM
COM
49926D109
35
1500
SH
SOLE
NONE
1500
0
0
KOHLS CORP COM
COM
500255104
16
260
SH
SOLE
NONE
260
0
0
L-3 COMMUNICATIONS CORP COM
COM
502424104
12
99
SH
SOLE
NONE
99
0
0
LABORATORY CORP OF AMERICA COM
COM NEW
50540R409
3649
33818
SH
SOLE
NONE
33102
0
715
LEVEL 3 COMMUNICATIONS INC COM
COM NEW
52729N308
0
2
SH
SOLE
NONE
2
0
0
LIBERTY BROADBAND CORP COM CL A
COM SER A
530307107
14
274
SH
SOLE
NONE
274
0
0
LIBERTY BROADBAND CORP COM CL C
COM SER C
530307305
27
550
SH
SOLE
NONE
550
0
0
LIBERTY BROADBAND CORP RIGHT
RIGHT 01/09/2015
530307115
2
166
SH
SOLE
NONE
166
0
0
LIBERTY INTERACTIVE CORP SERIES A INTERACTIVE COM
INT COM SER A
53071M104
200
6800
SH
SOLE
NONE
6800
0
0
LIBERTY INTERACTIVE CORP VENTURES SERIES A
LBT VENT COM A
53071M880
36
966
SH
SOLE
NONE
966
0
0
LIBERTY MEDIA CORP DELAWARE CLASS A
CL A
531229102
39
1100
SH
SOLE
NONE
1100
0
0
LIBERTY MEDIA CORP DELAWARE COM
COM SER C
531229300
77
2200
SH
SOLE
NONE
2200
0
0
M & T BANK CORPORATION COM
COM
55261F104
84
669
SH
SOLE
NONE
669
0
0
MARATHON PETE CORP COM
COM
56585A102
2440
27032
SH
SOLE
NONE
26160
0
872
MARKEL CP COM
COM
570535104
2992
4381
SH
SOLE
NONE
4214
0
166
MARKET VECTORS EMRGING MKTS LOCAL CURRENCY
EM LC CURR DBT
57060U522
747
35281
SH
SOLE
NONE
20821
0
14459
MARKET VECTORS SHORT MUNI INDEX
MKTVEC SMUNETF
57060U803
107
6100
SH
SOLE
NONE
6100
0
0
MARRIOTT INTERNATIONAL INC CLASS A NEW
CL A
571903202
63
806
SH
SOLE
NONE
806
0
0
MARTHA STEWART LIVING CL A
CL A
573083102
0
30
SH
SOLE
NONE
30
0
0
MARTIN MARIETTA MATLS INC COM
COM
573284106
153
1387
SH
SOLE
NONE
1387
0
0
MATERION CORPORATION COM
COM
576690101
18
500
SH
SOLE
NONE
500
0
0
MCCORMICK & CO INC COM NON VTG
COM NON VTG
579780206
2
33
SH
SOLE
NONE
33
0
0
MCCORMICK & CO INC VTG COM
COM VTG
579780107
27
350
SH
SOLE
NONE
350
0
0
MCKESSON CORP COM
COM
58155Q103
1
5
SH
SOLE
NONE
0
0
5
MEDASSETS INC COM
COM
584045108
1025
51880
SH
SOLE
NONE
50397
0
1482
MEDTRONIC INC COM
COM
585055106
22
310
SH
SOLE
NONE
0
0
310
MERCK & CO INC. COM
COM
58933Y105
2762
48627
SH
SOLE
NONE
48204
0
422
MICROSOFT CORP COM
COM
594918104
6342
136533
SH
SOLE
NONE
133700
0
2832
MICROVISION COM
COM NEW
594960304
0
125
SH
SOLE
NONE
125
0
0
MOLSON COORS BREWING CL B
CL B
60871R209
8
104
SH
SOLE
NONE
104
0
0
MONOGRAM RESIDENTIAL TRUST INC COM
COM
60979P105
28
2985
SH
SOLE
NONE
2985
0
0
NATIONAL OILWELL VARCO INC COM
COM
637071101
3278
50027
SH
SOLE
NONE
48900
0
1126
NATIONAL RETAIL PROPERTIES INC COM
COM
637417106
10
250
SH
SOLE
NONE
250
0
0
NCR CORP COM
COM
62886E108
5
167
SH
SOLE
NONE
167
0
0
NET 1 UEPS TECHNOLOGIES INC COM
COM NEW
64107N206
2464
216140
SH
SOLE
NONE
203573
0
12566
NEUBERGER BERMAN MLP INCOME FD COM
COM
64129H104
9
500
SH
SOLE
NONE
0
0
500
NEW MEDIA INVT GROUP INC COM
COM
64704V106
21
895
SH
SOLE
NONE
895
0
0
NEW RESIDENTIAL INVT CORP COM
COM NEW
64828T201
158
12400
SH
SOLE
NONE
12400
0
0
NEW SR INVT GROUP INC COM
COM
648691103
34
2066
SH
SOLE
NONE
2066
0
0
NEWCASTLE INVESTMENT CORP COM
COM PAR $0.01
65105M603
19
4132
SH
SOLE
NONE
4132
0
0
NIC INC COM
COM
62914B100
2920
162325
SH
SOLE
NONE
155198
0
7126
NORFOLK SOUTHERN CORP COM
COM
655844108
26
235
SH
SOLE
NONE
235
0
0
NOVARTIS AG ADR
SPONSORED ADR
66987V109
5
50
SH
SOLE
NONE
50
0
0
NUVEEN MD PREM INCOME MUN FD COM
COM
67061Q107
25
2001
SH
SOLE
NONE
2001
0
0
OAKTREE CAPITAL GROUP LLC UNIT CLASS A
UNIT CL A
674001201
3107
59950
SH
SOLE
NONE
58758
0
1191
OCCIDENTAL PETROLEUM CORP COM
COM
674599105
5066
62848
SH
SOLE
NONE
61679
0
1168
OLD NATL BANCORP IND COM
COM
680033107
12
800
SH
SOLE
NONE
800
0
0
ORACLE CORP COM
COM
68389X105
62
1373
SH
SOLE
NONE
1373
0
0
PANERA BREAD CO CL A
CL A
69840W108
17
100
SH
SOLE
NONE
100
0
0
PARKER HANNIFIN CORP COM
COM
701094104
6348
49230
SH
SOLE
NONE
48009
0
1220
PEPSICO INC COM
COM
713448108
7057
74628
SH
SOLE
NONE
73616
0
1011
PFIZER INC COM
COM
717081103
107
3438
SH
SOLE
NONE
3438
0
0
PHH CORP COM
COM NEW
693320202
90
3750
SH
SOLE
NONE
3750
0
0
PHILIP MORRIS INTL COM
COM
718172109
41
500
SH
SOLE
NONE
500
0
0
PHILLIPS 66 COM
COM
718546104
3251
45347
SH
SOLE
NONE
44255
0
1092
PIMCO MUNI INCOME FUND CLOSED-END FUND
COM
72200R107
44
3058
SH
SOLE
NONE
3058
0
0
PIONEER NATURAL RESOURCES CO COM
COM
723787107
30
200
SH
SOLE
NONE
200
0
0
PLAINS ALL AMERICAN PIPELINE LP UNIT
UNIT LTD PARTN
726503105
6234
121480
SH
SOLE
NONE
120541
0
938
PNC FINL CORP COM
COM
693475105
59
650
SH
SOLE
NONE
0
0
650
POWERSHARES FTSE RAFI US 1000 PORTFOLIO
FTSE RAFI 1000
73935X583
101
1100
SH
SOLE
NONE
1100
0
0
POWERSHARES QQQ
UNIT SER 1
73935A104
5291
51246
SH
SOLE
NONE
34873
0
16372
PRECISION CASTPARTS CORP COM
COM
740189105
10
40
SH
SOLE
NONE
40
0
0
PRICE SMART INC COM
COM
741511109
6
66
SH
SOLE
NONE
66
0
0
PROCTER GAMBLE CO COM
COM
742718109
494
5423
SH
SOLE
NONE
4880
0
542
PROGRESSIVE CORP OHIO COM
COM
743315103
304
11250
SH
SOLE
NONE
11250
0
0
PROLOGIS COM
COM
74340W103
14
325
SH
SOLE
NONE
325
0
0
PRUDENTIAL FINANCIAL INC COM
COM
744320102
10
111
SH
SOLE
NONE
111
0
0
PUBLIC STORAGE COM
COM
74460D109
61
328
SH
SOLE
NONE
328
0
0
PUBLIC SVC ENTERPRISE GROUP COM
COM
744573106
4206
101565
SH
SOLE
NONE
98082
0
3482
QUALCOMM INC COM
COM
747525103
5547
74620
SH
SOLE
NONE
72956
0
1664
QUANTUM FUEL SYSTEMS TEC COM
COM PAR $0.02
74765E307
0
10
SH
SOLE
NONE
10
0
0
RAYONIER INC COM
COM
754907103
0
6
SH
SOLE
NONE
6
0
0
REALTY INCOME CORPORATION COM
COM
756109104
2650
55545
SH
SOLE
NONE
54222
0
1322
RETAIL OPPORTUNITY INVST CORP COM
COM
76131N101
17
1000
SH
SOLE
NONE
1000
0
0
ROCKWELL AUTOMATION INC COM
COM
773903109
5955
53548
SH
SOLE
NONE
52317
0
1230
ROCKWELL COLLINS COM
COM
774341101
26
304
SH
SOLE
NONE
304
0
0
SCHLUMBERGER LTD COM
COM
806857108
14
166
SH
SOLE
NONE
166
0
0
SEASPAN CORP COM
SHS
Y75638109
3
183
SH
SOLE
NONE
0
0
183
SELECT SECTOR SPDR TRUST CONSUMER DIS SELECT INDEX
SBI CONS DISCR
81369Y407
3
46
SH
SOLE
NONE
46
0
0
SELECT SECTOR SPDR TRUST ENERGY SELECT INDEX
SBI INT-ENERGY
81369Y506
4
55
SH
SOLE
NONE
0
0
55
SELECT SECTOR SPDR TRUST HEALTH CARE SELECT INDEX
SBI HEALTHCARE
81369Y209
3041
44466
SH
SOLE
NONE
27871
0
16594
SEMPRA ENERGY COM
COM
816851109
111
1000
SH
SOLE
NONE
1000
0
0
SIRIUS XM HOLDINGS INC COM
COM
82968B103
4
1000
SH
SOLE
NONE
1000
0
0
SMUCKER J M CO COM
COM NEW
832696405
196
1945
SH
SOLE
NONE
1945
0
0
SODASTREAM INTERNATIONAL LTD COM
USD SHS
M9068E105
241
11960
SH
SOLE
NONE
11561
0
398
SOLAR WINDS COM
COM
83416B109
2718
54540
SH
SOLE
NONE
52659
0
1880
SOUTHERN CO COM
COM
842587107
34
700
SH
SOLE
NONE
700
0
0
SOUTHWEST AIRLINES CO COM
COM
844741108
30
700
SH
SOLE
NONE
700
0
0
SPDR BARCLAYS CONVERTIBLE SEC ETF
BRC CNV SECS ETF
78464A359
5
100
SH
SOLE
NONE
0
0
100
SPDR DJ WILSHRE INTL REAL ESTATE
DJ INTL RL ETF
78463X863
232
5590
SH
SOLE
NONE
2511
0
3078
SPDR DOW JONES REIT EFT
DJ REIT ETF
78464A607
369
4057
SH
SOLE
NONE
1661
0
2395
SPDR EMERGING SMALL CAP
S&P EMKTSC ETF
78463X756
351
7920
SH
SOLE
NONE
3168
0
4752
SPDR GOLD TR GOLD SHS ETF
GOLD SHS
78463V107
73
645
SH
SOLE
NONE
483
0
161
SPDR S&P HI YLD DIV ARISTOCRATS IDX
S&P DIVID ETF
78464A763
1260
15993
SH
SOLE
NONE
7108
0
8885
SPDR S&P MIDCAP 400 ETF TRUST
UTSER1 S&PDCRP
78467Y107
378
1431
SH
SOLE
NONE
1155
0
275
SPDR TR S&P 500 ETF TR
TR UNIT
78462F103
129
626
SH
SOLE
NONE
208
0
417
ST JUDE MED INC COM
COM
790849103
5235
80503
SH
SOLE
NONE
78832
0
1670
STARBUCKS CORP COM
COM
855244109
35
425
SH
SOLE
NONE
425
0
0
STARWOOD HOTELS & RESORTS COM
COM
85590A401
0
3
SH
SOLE
NONE
3
0
0
STARZ SERIES A COM
COM SER A
85571Q102
33
1100
SH
SOLE
NONE
1100
0
0
STATE STREET CORP COM
COM
857477103
3962
50477
SH
SOLE
NONE
49817
0
659
STRYKER CORP COM
COM
863667101
3132
33204
SH
SOLE
NONE
31955
0
1248
SUBURBAN PROPANE PARTNERS LP COM
UNIT LTD PARTN
864482104
2603
60205
SH
SOLE
NONE
59362
0
842
SYSCO CORP COM
COM
871829107
5214
131380
SH
SOLE
NONE
127563
0
3816
TEEKAY OFFSHORE PARTNERS COM
PARTNERSHIP UN
Y8565J101
54
2000
SH
SOLE
NONE
2000
0
0
TERADATA CORP COM
COM
88076W103
6
140
SH
SOLE
NONE
140
0
0
TEXAS INSTRUMENTS INC COM
COM
882508104
5981
111871
SH
SOLE
NONE
109958
0
1912
THE BLACKSTONE GROUP LP COM
COM UNIT LTD
09253U108
5871
173554
SH
SOLE
NONE
169983
0
3571
UDR INC COM
COM
902653104
33
1080
SH
SOLE
NONE
1080
0
0
UNDER ARMOUR INC COM CLASS A
CL A
904311107
61
900
SH
SOLE
NONE
900
0
0
UNION PAC CORP COM
COM
907818108
88
737
SH
SOLE
NONE
491
0
245
UNITED TECH CORP COM
COM
913017109
6050
52612
SH
SOLE
NONE
51447
0
1164
US BANCORP COM (NEW)
COM NEW
902973304
5528
122975
SH
SOLE
NONE
119296
0
3678
V F CORP COM
COM
918204108
3636
48551
SH
SOLE
NONE
47265
0
1286
VALERO ENERGY CORP NEW COM
COM
91913Y100
10
200
SH
SOLE
NONE
200
0
0
VANGUARD CRSP US LARGE CAP INDEX
LARGE CAP ETF
922908637
5312
56282
SH
SOLE
NONE
37358
0
18923
VANGUARD CRSP US LARGE CAP VALUE IND ET
VALUE ETF
922908744
6473
76617
SH
SOLE
NONE
51148
0
25468
VANGUARD CRSP US MID CAP INDEX
MID CAP ETF
922908629
3063
24791
SH
SOLE
NONE
16652
0
8138
VANGUARD CRSP US SMALL CAP VALUE IND ET
SM CP VAL ETF
922908611
3213
30373
SH
SOLE
NONE
20102
0
10271
VANGUARD EMERGING MARKETS ETF
FTSE EMR MKT ETF
922042858
5810
145188
SH
SOLE
NONE
106736
0
38451
VANGUARD HIGH DIVIDEND YIELD ETF
HIGH DIV YLD
921946406
364
5295
SH
SOLE
NONE
2407
0
2888
VANGUARD INFO TECH INDEX
INF TECH ETF
92204A702
5
50
SH
SOLE
NONE
50
0
0
VANGUARD REIT ETF INDEX
REIT ETF
922908553
14
176
SH
SOLE
NONE
0
0
176
VANGUARD SHORT TERM BOND FUND
SHORT TRM BOND
921937827
282
3528
SH
SOLE
NONE
3024
0
504
VANGUARD SHORT TERM CORP BOND ETF
SHRT TRM CORP BD
92206C409
7635
95886
SH
SOLE
NONE
80066
0
15819
VANGUARD TOTAL STOCK MARKET ETF
TOTAL STK MKT
922908769
574
5413
SH
SOLE
NONE
2273
0
3139
VECTRUS INC COM
COM
92242T101
0
1
SH
SOLE
NONE
1
0
0
VENTAS INC COM
COM
92276F100
11
158
SH
SOLE
NONE
158
0
0
VMWARE INC COM
CL A COM
928563402
5
66
SH
SOLE
NONE
66
0
0
WALT DISNEY CO COM
COM DISNEY
254687106
60
639
SH
SOLE
NONE
639
0
0
WELLS FARGO & CO COM
COM
949746101
7115
129784
SH
SOLE
NONE
126329
0
3454
WESTERN ASSET INTERMEDIATE MUN CLOSED END FUND
COM
958435109
40
4145
SH
SOLE
NONE
4145
0
0
WHITEWAVE FOODS CO COM
COM
966244105
12
350
SH
SOLE
NONE
350
0
0
WILLIAMS COS INC COM
COM
969457100
180
4000
SH
SOLE
NONE
4000
0
0
WYNDHAM WORLDWIDE CORP COM
COM
98310W108
34
396
SH
SOLE
NONE
396
0
0
XYLEM INC COM
COM
98419M100
1
20
SH
SOLE
NONE
20
0
0
YUM! BRANDS INC COM
COM
988498101
12
166
SH
SOLE
NONE
166
0
0