0001214659-12-004417.txt : 20121009 0001214659-12-004417.hdr.sgml : 20121008 20121009071236 ACCESSION NUMBER: 0001214659-12-004417 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121009 DATE AS OF CHANGE: 20121009 EFFECTIVENESS DATE: 20121009 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIERSHALE FINANCIAL GROUP, INC. CENTRAL INDEX KEY: 0001554815 IRS NUMBER: 364406135 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15003 FILM NUMBER: 121133574 BUSINESS ADDRESS: STREET 1: 407 E. CONGRESS PARKWAY SUITE C CITY: CRYSTAL LAKE STATE: IL ZIP: 60014 BUSINESS PHONE: 815-455-6453 MAIL ADDRESS: STREET 1: 407 E. CONGRESS PARKWAY SUITE C CITY: CRYSTAL LAKE STATE: IL ZIP: 60014 13F-HR 1 c10512013fhr.txt REPORT FOR THE QUARTER ENDED SEPTEMBER 30, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: __ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Piershale Financial Group Address: 407 E. Congress Parkway, Suite C Crystal Lake, IL 60014 Form 13F File Number: 028-15003 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Matthew Nadeau Title: Analyst Phone: 815-455-6453 Signature, Place, and Date of Signing: /s/ Matthew Nadeau Crystal Lake, IL October 5, 2012 ------------------------- ---------------------------- -------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 115 FORM 13F INFORMATION TABLE VALUE TOTAL: 72,063 (thousands) LIST OF OTHER INCLUDED MANAGERS: None Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. 1 None As of 09/30/2012 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRTN MANAGERS SOLE SHARED NONE AFLAC INC COM 1055102 0 10 SH SOLE 0 0 10 ABBOTT LABS COM 2824100 315 4588 SH SOLE 0 0 4588 APPLE INC COM 37833100 3209 4811 SH SOLE 0 0 4811 BP PLC SPONSORED ADR 55622104 13 304 SH SOLE 0 0 304 BANK OF AMERICA CORPORATION COM 60505104 6 637 SH SOLE 0 0 637 BARRICK GOLD CORP COM 67901108 8 201 SH SOLE 0 0 201 BECTON DICKINSON & CO COM 75887109 2752 35031 SH SOLE 0 0 35031 BERKSHIRE HATHAWAY INC DEL CL B NEW 84670702 5 60 SH SOLE 0 0 60 BOEING CO COM 97023105 19 266 SH SOLE 0 0 266 BOSTON SCIENTIFIC CORP COM 101137107 1 100 SH SOLE 0 0 100 CVS CAREMARK CORPORATION COM 126650100 5 106 SH SOLE 0 0 106 CATERPILLAR INC DEL COM 149123101 26 300 SH SOLE 0 0 300 CELGENE CORP COM 151020104 2666 34889 SH SOLE 0 0 34889 COACH INC COM 189754104 5 81 SH SOLE 0 0 81 COCA COLA CO COM 191216100 4 94 SH SOLE 0 0 94 CONTINENTAL RESOURCES INC COM 212015101 2642 34359 SH SOLE 0 0 34359 CRANE CO COM 224399105 48 1199 SH SOLE 0 0 1199 DENTSPLY INTL INC NEW COM 249030107 23 610 SH SOLE 0 0 610 DIGITAL RLTY TR INC COM 253868103 3 48 SH SOLE 0 0 48 EBAY INC COM 278642103 0 5 SH SOLE 0 0 5 EXPRESS SCRIPTS HLDG CO COM 30219G108 3102 49531 SH SOLE 0 0 49531 FORD MTR CO DEL COM PAR $0.01 345370860 7 750 SH SOLE 0 0 750 GENERAL DYNAMICS CORP COM 369550108 2684 40586 SH SOLE 0 0 40586 GENERAL ELECTRIC CO COM 369604103 1 57 SH SOLE 0 0 57 GRAINGER W W INC COM 384802104 6 30 SH SOLE 0 0 30 GUESS INC COM 401617105 2412 94896 SH SOLE 0 0 94896 HALLIBURTON CO COM 406216101 2443 72502 SH SOLE 0 0 72502 HEALTHSOUTH CORP COM NEW 421924309 10 427 SH SOLE 0 0 427 HOLLYFRONTIER CORP COM 436106108 2751 66668 SH SOLE 0 0 66668 INTEL CORP COM 458140100 19 842 SH SOLE 0 0 842 INTERNATIONAL BUSINESS MACHS COM 459200101 207 1000 SH SOLE 0 0 1000 ISHARES TR MSCI EAFE INDEX 464287465 3375 63684 SH SOLE 0 0 63684 ISHARES TR S&P SMLCAP 600 464287804 3252 42201 SH SOLE 0 0 42201 ISHARES TR DJ US BAS MATL 464287838 3512 51870 SH SOLE 0 0 51870 JOHNSON & JOHNSON COM 478160104 8 123 SH SOLE 0 0 123 KOHLS CORP COM 500255104 10 200 SH SOLE 0 0 200 LINCOLN NATL CORP IND COM 534187109 7 287 SH SOLE 0 0 287 MCDONALDS CORP COM 580135101 20 214 SH SOLE 0 0 214 MICROSOFT CORP COM 594918104 23 775 SH SOLE 0 0 775 MODINE MFG CO COM 607828100 4 500 SH SOLE 0 0 500 MOTOROLA SOLUTIONS INC COM NEW 620076307 74 1456 SH SOLE 0 0 1456 NATIONAL OILWELL VARCO INC COM 637071101 24 294 SH SOLE 0 0 294 NEWPARK RES INC COM PAR $.01NEW 651718504 1 125 SH SOLE 0 0 125 NOKIA CORP SPONSORED ADR 654902204 0 20 SH SOLE 0 0 20 OCCIDENTAL PETE CORP DEL COM 674599105 46 539 SH SOLE 0 0 539 PEPSICO INC COM 713448108 47 670 SH SOLE 0 0 670 PFIZER INC COM 717081103 11 455 SH SOLE 0 0 455 PIONEER NAT RES CO COM 723787107 10 93 SH SOLE 0 0 93 PRUDENTIAL FINL INC COM 744320102 15 268 SH SOLE 0 0 268 PULTE GROUP INC COM 745867101 0 10 SH SOLE 0 0 10 ROCKWELL AUTOMATION INC COM 773903109 222 3188 SH SOLE 0 0 3188 ROCKWELL COLLINS INC COM 774341101 2893 53937 SH SOLE 0 0 53937 ROSS STORES INC COM 778296103 3 41 SH SOLE 0 0 41 SCHEIN HENRY INC COM 806407102 145 1830 SH SOLE 0 0 1830 STANLEY BLACK & DECKER INC COM 854502101 3 40 SH SOLE 0 0 40 STRYKER CORP COM 863667101 2744 49301 SH SOLE 0 0 49301 SYSCO CORP COM 871829107 101 3246 SH SOLE 0 0 3246 TCF FINL CORP COM 872275102 2 177 SH SOLE 0 0 177 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 8 202 SH SOLE 0 0 202 U S G CORP COM NEW 903293405 2 90 SH SOLE 0 0 90 UNITED PARCEL SERVICE INC CL B 911312106 9 120 SH SOLE 0 0 120 V F CORP COM 918204108 2 15 SH SOLE 0 0 15 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 258 6007 SH SOLE 0 0 6007 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 3347 80217 SH SOLE 0 0 80217 VANGUARD INDEX FDS REIT ETF 922908553 3471 53431 SH SOLE 0 0 53431 VANGUARD INDEX FDS TOTAL STK MKT 922908769 264 3583 SH SOLE 0 0 3583 WALGREEN CO COM 931422109 3699 101501 SH SOLE 0 0 101501 WHOLE FOODS MKT INC COM 966837106 2638 27088 SH SOLE 0 0 27088 YUM BRANDS INC COM 988498101 42 629 SH SOLE 0 0 629 TARGET CORP COM 87612E106 57 903 SH SOLE 0 0 903 USEC INC COM 90333E108 1 1000 SH SOLE 0 0 1000 AT&T INC COM 00206R102 743 19713 SH SOLE 0 0 19713 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 5 437 SH SOLE 0 0 437 BIOGEN IDEC INC COM 09062X103 1 10 SH SOLE 0 0 10 CISCO SYS INC COM 17275R102 19 1000 SH SOLE 0 0 1000 CLIFFS NATURAL RESOURCES INC COM 18683K101 1 30 SH SOLE 0 0 30 CONSOL ENERGY INC COM 20854P109 5 180 SH SOLE 0 0 180 CROSS TIMBERS RTY TR TR UNIT 22757R109 6 200 SH SOLE 0 0 200 DOMINOS PIZZA INC COM 25754A201 6 150 SH SOLE 0 0 150 EQUINIX INC COM NEW 29444U502 19 93 SH SOLE 0 0 93 EXELON CORP COM 30161N101 86 2419 SH SOLE 0 0 2419 EXXON MOBIL CORP COM 30231G102 572 6250 SH SOLE 0 0 6250 FRONTIER COMMUNICATIONS CORP COM 35906A108 2 359 SH SOLE 0 0 359 GT ADVANCED TECHNOLOGIES INC COM 36191U106 0 68 SH SOLE 0 0 68 GENERAL MTRS CO COM 37045V100 0 1 SH SOLE 0 0 1 GENERAL MTRS CO *W EXP 07/10/201 37045V118 1 44 SH SOLE 0 0 44 GENERAL MTRS CO *W EXP 07/10/201 37045V126 0 44 SH SOLE 0 0 44 ICG GROUP INC COM 44928D108 0 5 SH SOLE 0 0 5 ISHARES SILVER TRUST ISHARES 46428Q109 27 800 SH SOLE 0 0 800 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 23 674 SH SOLE 0 0 674 MACYS INC COM 55616P104 8 202 SH SOLE 0 0 202 MARATHON PETE CORP COM 56585A102 5 100 SH SOLE 0 0 100 MONSANTO CO NEW COM 61166W101 10 106 SH SOLE 0 0 106 NETAPP INC COM 64110D104 2488 75667 SH SOLE 0 0 75667 NVIDIA CORP COM 67066G104 7 540 SH SOLE 0 0 540 ORACLE CORP COM 68389X105 16 500 SH SOLE 0 0 500 PPL CORP COM 69351T106 15 515 SH SOLE 0 0 515 PANERA BREAD CO CL A 69840W108 12 73 SH SOLE 0 0 73 PROSPECT CAPITAL CORPORATION COM 74348T102 5 400 SH SOLE 0 0 400 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 3391 64996 SH SOLE 0 0 64996 SPDR S&P 500 ETF TR TR UNIT 78462F103 2 13 SH SOLE 0 0 13 SPDR GOLD TRUST GOLD SHS 78463V107 10 61 SH SOLE 0 0 61 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 3387 18827 SH SOLE 0 0 18827 SOUTHERN COPPER CORP COM 84265V105 2475 72034 SH SOLE 0 0 72034 SUNCOKE ENERGY INC COM 86722A103 2 106 SH SOLE 0 0 106 SUNOCO INC COM 86764P109 9 200 SH SOLE 0 0 200 TETRA TECH INC NEW COM 88162G103 12 440 SH SOLE 0 0 440 3M CO COM 88579Y101 13 145 SH SOLE 0 0 145 VERIZON COMMUNICATIONS INC COM 92343V104 68 1496 SH SOLE 0 0 1496 ZIPCAR INC COM 98974X103 5 600 SH SOLE 0 0 600 ZYNGA INC CL A 98986T108 0 28 SH SOLE 0 0 28 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2856 40786 SH SOLE 0 0 40786 COVIDIEN PLC SHS G2554F113 11 182 SH SOLE 0 0 182 ORACLE CORP CALL 68389X905 -1 5 SH CALL SOLE 0 0 5 CATERPILLAR INC DEL CALL 149123901 -1 3 SH CALL SOLE 0 0 3