0001554656-13-000001.txt : 20130211 0001554656-13-000001.hdr.sgml : 20130211 20130211134920 ACCESSION NUMBER: 0001554656-13-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130211 DATE AS OF CHANGE: 20130211 EFFECTIVENESS DATE: 20130211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Raub Brock Capital Management LP CENTRAL INDEX KEY: 0001554656 IRS NUMBER: 272620760 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15157 FILM NUMBER: 13590623 BUSINESS ADDRESS: STREET 1: 700 LARKSPUR LANDING CIRCLE STREET 2: SUITE 240 CITY: LARKSPUR STATE: CA ZIP: 94939 BUSINESS PHONE: 415-927-6990 MAIL ADDRESS: STREET 1: 700 LARKSPUR LANDING CIRCLE STREET 2: SUITE 240 CITY: LARKSPUR STATE: CA ZIP: 94939 13F-HR 1 201213F2.txt RAUB BROCK CAPITAL LP INITIAL 13F FILING FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Raub Brock Capital Management LP Address: 700 Larkspur Landing Circle, Suite 240 Larkspur, CA 94939 __________________________________________ Form 13F File Number: 28-____________ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard Alpert Title: Principal Phone: (415) 927-6990 Signature, Place, and Date of Signing: Richard Alpert, ____________________________________ Larkspur, CA February 1, 2013 [Signature] [City, State] Date] Report Type (Check only one.): [ ]13F HOLDINGS REPORT (Check here if all holdings of this reporting mngr reported in this report) [ ]13F NOTICE (Check here if no holdings reported are in this report,& all holdings are reported by other reporting manager(s). [ X ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting mngr are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-13411 Envestnet FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 34 Form 13F Information Table Value Total: $145,858,296 __________ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state NONE and omit the column headings and list entries.] NONE FORM 13F INFORMATION TABLE VALU INVESTMNT OTHR VOTNG NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SHR DISCRETION MNGR AUTH Vangrd Sht-Trm Corp Bnd SRT-TRM CRP 92206C409 6851 85301 SOLE NONE NovoNordisk AS ADR ADR 670100205 6379 39087 SOLE NONE Vangrd Tot Bnd Mrkt ETF TOtBND MKT 921937835 6284 74787 SOLE NONE Vanguard Interm-Term Crp Bnd INT-TRM CRP 92206C870 6197 70691 SOLE NONE Magellan Midstream Pts COM UNIT RP LP 559080106 6100 141240 SOLE NONE Canadian Natl Rail Co COM 136375102 5946 65330 SOLE NONE Accenture PLC shs CLS A G1151C101 5839 87797 SOLE NONE TJX Companies, Inc. COM 872540109 5816 137018 SOLE NONE Hormel Food Corp COM 440452100 5657 181248 SOLE NONE Colgate-Palmolive COM 194162103 5591 53484 SOLE NONE Walgreen Company COM 931422109 5550 149947 SOLE NONE Nike, Inc. Class B CL B 654106103 5547 107508 SOLE NONE Xilinx, Inc. COM 983919101 5541 154502 SOLE NONE Grainger, W.W. Inc. COM 384802104 5530 27325 SOLE NONE T Rowe Price Group,Inc. COM 74144T108 5497 84413 SOLE NONE Praxair, Inc. COM 74005P104 5437 49680 SOLE NONE Toronto Dominion Bank COM NEW 891160509 5392 63945 SOLE NONE Medtronic, Inc. COM 585055106 5317 129611 SOLE NONE Baxter InternationalInc COM 071813109 5246 78704 SOLE NONE C H Robinson Worldwide COM NEW 12541W209 5112 80864 SOLE NONE McDonalds Corp COM 580135101 5077 57551 SOLE NONE Target Corporation COM 87612E106 4903 82863 SOLE NONE Factset Research Systems COM 303075105 4770 54170 SOLE NONE Vanguard Intl Eqty Indx ALLWRLD EXUS 922042775 4461 97519 SOLE NONE SPDR DJ Wilshire Glbal DJ GLB RL ES ETF78463X749 4399 104436 SOLE NONE SPDR S&P Globl Natural Res GLB NAT RS 78463X541 4008 77736 SOLE NONE Towers Watson & Co CL A 891894107 1158 20600 SOLE NONE Vanguard Dividend Apprec DIV AP ETF 921908844 496 8324 SOLE NONE Central Goldtrust TR UNIT 15354610 409 6522 SOLE NONE Exxon Mobil Corporation COM 30231G102 401 4635 SOLE NONE Bank Of Marin Bancorp COM 063425102 381 10164 SOLE NONE Central Fd Cda Ltd Cla CL A 153501101 267 12700 SOLE NONE SPDR Mid Cap Trust ETF 78467Y107 205 1103 SOLE NONE Cerus Corp COM 157085101 93 9399 SOLE NONE