0001127602-12-028493.txt : 20121010 0001127602-12-028493.hdr.sgml : 20121010 20121010134028 ACCESSION NUMBER: 0001127602-12-028493 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121008 FILED AS OF DATE: 20121010 DATE AS OF CHANGE: 20121010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thamm Michael Olaf CENTRAL INDEX KEY: 0001553147 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15136 FILM NUMBER: 121137290 MAIL ADDRESS: STREET 1: COSTA CROCIERE SPA STREET 2: PIAZZA PICCAPIETRA, 48 CITY: GENOVA STATE: L6 ZIP: 16121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL PLC CENTRAL INDEX KEY: 0001125259 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 000000000 FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 5 GAINSFORD ST STREET 2: CARNIVAL HOUSE CITY: LONDON WC1A 1PP ENGL STATE: X0 ZIP: 00000 BUSINESS PHONE: 011 44 20 7940 5381 MAIL ADDRESS: STREET 1: 77 NEW OXFORD ST CITY: LONDON STATE: X0 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: P&O PRINCESS CRUISES PLC DATE OF NAME CHANGE: 20000929 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2012-10-08 0001125259 CARNIVAL PLC CUK 0001553147 Thamm Michael Olaf C/O CARNIVAL CORPORATION 3655 N.W. 87TH AVENUE MIAMI FL 33178 1 CEO - Costa Crociere Ordinary Shares 2012-10-08 4 A 0 6516 0 A 21700 D Award made pursuant to the Carnival plc 2005 Employee Share Plan. Award of restricted stock units which represents a hypothetical interest in Carnival plc ordinary shares, which will vest on the third anniversary of the grant date. The restricted stock units will accumulate dividend equivalents and may only be settled in shares. The grant was approved by the Compensation Committee as a total value to be received in the form of restricted stock units. The Compensation Committee also approved that the number of shares was to be determined by taking the value and dividing by the closing price on the grant date. /s/ Michael O. Thamm 2012-10-10