485BPOS 1 f485bxbrl.htm 485B GemCom, LLC

 

Filed with the Securities and Exchange Commission on November 20, 2012

1933 Act Registration File No. 333-182417

1940 Act File No. 811-22718

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM N-1A

 

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933  [ X ]


[  ] Pre-Effective Amendment No.                                     

[X] Post-Effective Amendment No. 1                                                                                                                         

and/or


REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940   [ X ]


[ X ] Amendment No. 4

                                                                                                                              

(Check appropriate box or boxes.)

TWO ROADS SHARED TRUST

(Exact Name of Registrant as Specified in Charter)

17605 Wright Street, Suite 2

Omaha, NE  68130

(Address of Principal Executive Offices, including Zip Code)

Registrant’s Telephone Number, including Area Code:

402-895-1600


The Corporation Trust Company

1209 Orange Street

Wilmington, DE  19801

(Name and. Address of Agent for Service)

Copy to:

Aisha J. Hunt

Dechert LLP

One Maritime Plaza, Suite 2300

San Francisco, CA  94111

(415) 262-4594 (phone)

(415) 262-4555 (fax)

James Ash

Gemini Fund Services, LLC

450 Wireless Blvd.

Hauppauge, NY  11788

(631) 470-2619 (phone)

It is proposed that this filing will become effective (check appropriate box)

[X]   immediately upon filing pursuant to paragraph (b)

[   ]   on (date) pursuant to paragraph (b)

[   ]   60 days after filing pursuant to paragraph (a)(l)

[   ]   on (date) pursuant to paragraph (a)(l)

[   ]   75 days after filing pursuant to paragraph (a)(l)

[   ]   on (date) pursuant to paragraph (a)(2) of Rule 485.

[   ]   as soon as practicable after the effective date of this registration statement

The Registrant hereby amends this Registration Statement on such date or dates as may be necessary to delay its effective date until the Registrant shall file an amendment which specifically states that the Registration Statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933 or until the Registration Statement shall become effective on such date as the Securities and Exchange Commission, acting pursuant to Section 8(a), may determine.



SIGNATURES


Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all of the requirements for effectiveness of this Registration Statement pursuant to 485(b) under the Securities Act and has duly caused this Post-Effective Amendment No. 1 to the Registration Statement on Form N-1A to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of  Hauppauge, State of New York, on the 20th day of November, 2012.



Two Roads Shared Trust


By: _/s/ Andrew Rogers________________________

Andrew Rogers

President and Principal Executive Officer



Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.



Signature

Title

Date

Mark D. Gersten*

_________________________

Trustee & Chairman

November 20, 2012

Mark Garbin*

_________________________

Trustee

November 20, 2012

Neil M. Kaufman*

_________________________

Trustee

November 20, 2012

Anita K. Krug*

_________________________

Trustee

November 20, 2012

Andrew Rogers



_/s/ Andrew Rogers

President and Principal Executive Officer

November 20, 2012

James Colantino*

_________________________

Treasurer and Principal Financial Officer

November 20, 2012



*By:  _/s/ Andrew Rogers

Andrew Rogers




Exhibit Index


EX-101.INS

XBRL Instance Document

EX-101.SCH

XBRL Taxonomy Extension Schema Document

EX-101.CAL

XBRL Taxonomy Extension Calculation Linkbase

EX-101.DEF

XBRL Taxonomy Extension Definition Linkbase

EX-101.LAB

XBRL Taxonomy Extension Labels Linkbase

EX-101.PRE

XBRL Taxonomy Extension Presentation Linkbase