0001193125-12-280705.txt : 20120622 0001193125-12-280705.hdr.sgml : 20120622 20120622170935 ACCESSION NUMBER: 0001193125-12-280705 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20120622 DATE AS OF CHANGE: 20120622 GROUP MEMBERS: CAPITOL STREET CORP GROUP MEMBERS: GALAXIE CORP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PROSPECT CAPITAL CORP CENTRAL INDEX KEY: 0001287032 IRS NUMBER: 432048643 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-85155 FILM NUMBER: 12923036 BUSINESS ADDRESS: STREET 1: 10 EAST 40TH STREET 44TH FL CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-448-0702 MAIL ADDRESS: STREET 1: 10 EAST 40TH STREET 44TH FL CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: PROSPECT ENERGY CORP DATE OF NAME CHANGE: 20040623 FORMER COMPANY: FORMER CONFORMED NAME: PROSPECT STREET ENERGY CORP DATE OF NAME CHANGE: 20040414 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Jupiter Street, Inc. CENTRAL INDEX KEY: 0001552927 IRS NUMBER: 640180810 STATE OF INCORPORATION: MS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 5170 GALAXIE DRIVE CITY: JACKSON STATE: MS ZIP: 39206 BUSINESS PHONE: 601-366-8413 MAIL ADDRESS: STREET 1: 5170 GALAXIE DRIVE CITY: JACKSON STATE: MS ZIP: 39206 SC 13G 1 d370989dsc13g.htm SCHEDULE 13G Schedule 13G

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No.     )

 

 

 

PROSPECT CAPITAL CORPORATION

(Name of Issuer)

 

 

 

COMMON STOCK

(Title of Class of Securities)

 

74348T102

(CUSIP Number)

 

JUNE 15, 2012

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

x Rule 13d-1(c)

¨ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 74348T102   Schedule 13G   Page 2 of 9

 

  (1)   

Names of reporting persons.

 

Galaxie Corporation

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Citizenship or place of organization

 

    Mississippi

Number of shares beneficially owned by each reporting person
with:
   (5)    

Sole voting power

 

    0

   (6)   

Shared voting power

 

    11,378,067

   (7)   

Sole dispositive power

 

    0

   (8)   

Shared dispositive power

 

    11,378,067

  (9)

 

Aggregate amount beneficially owned by each reporting person

 

    11,378,067

(10)

 

Check if the aggregate amount in Row (9) excludes certain shares (see instructions)

 

(11)

 

Percent of class represented by amount in Row 9

 

    9.3%

(12)

 

Type of reporting person (see instructions)

 

    HC

 

 


CUSIP No. 74348T102   Schedule 13G   Page 3 of 9

 

  (1)   

Names of reporting persons.

 

Capitol Street Corporation

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Citizenship or place of organization

 

    Mississippi

Number of shares beneficially owned by each reporting person
with:
   (5)    

Sole voting power

 

    0

   (6)   

Shared voting power

 

    11,378,067

   (7)   

Sole dispositive power

 

    0

   (8)   

Shared dispositive power

 

    11,378,067

  (9)

 

Aggregate amount beneficially owned by each reporting person

 

    11,378,067

(10)

 

Check if the aggregate amount in Row (9) excludes certain shares (see instructions)

 

(11)

 

Percent of class represented by amount in Row 9

 

    9.3%

(12)

 

Type of reporting person (see instructions)

 

    HC

 

 


CUSIP No. 74348T102   Schedule 13G   Page 4 of 9

 

  (1)   

Names of reporting persons.

 

Jupiter Street, Inc.

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Citizenship or place of organization

 

    Mississippi

Number of shares beneficially owned by each reporting person
with:
   (5)    

Sole voting power

 

    0

   (6)   

Shared voting power

 

    11,378,067

   (7)   

Sole dispositive power

 

    0

   (8)   

Shared dispositive power

 

    11,378,067

  (9)

 

Aggregate amount beneficially owned by each reporting person

 

    11,378,067

(10)

 

Check if the aggregate amount in Row (9) excludes certain shares (see instructions)

 

(11)

 

Percent of class represented by amount in Row 9

 

    9.3%

(12)

 

Type of reporting person (see instructions)

 

    CO

 

 


CUSIP No. 74348T102   Schedule 13G   Page 5 of 9

 

Item 1    (a)   

Name of issuer:

 

Prospect Capital Corporation

     

Item 1

   (b)   

Address of issuer’s principal executive offices:

 

10 East 40th Street

     
      44th Floor      
      New York, New York 10016      

Item 2

   (a)   

Name of person filing:

 

Jupiter Street, Inc.

     
      Capitol Street Corporation      
      Galaxie Corporation      

2

   (b)   

Address or principal business office or, if none, residence:

 

Post Office Box 12485

     
      Jackson, MS 39236-2485      

2

   (c)   

Citizenship:

 

All filers are Mississippi corporations.

     

2

   (d)   

Title of class of securities:

 

Common Stock

     

2

   (e)   

CUSIP No.:

 

74348T102

     
Item 3.    If this statement is filed pursuant to §§240.13d–1(b) or 240.13d–2(b) or (c), check whether the person filing is a:   
   (a)    ¨    Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);      
   (b)    ¨    Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);      
   (c)    ¨    Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);      
   (d)    ¨    Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a–8);      
   (e)    ¨    An investment adviser in accordance with §240.13d–1(b)(1)(ii)(E);      
   (f)    ¨    An employee benefit plan or endowment fund in accordance with §240.13d–1(b)(1)(ii)(F);      
   (g)    ¨    A parent holding company or control person in accordance with §240.13d–1(b)(1)(ii)(G);      
   (h)    ¨    A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);      
   (i)    ¨    A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a–3);      
   (j)    ¨    A non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J);      
   (k)    ¨    Group, in accordance with §240.13d–1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J), please specify the type of institution:      


CUSIP No. 74348T102   Schedule 13G   Page 6 of 9

 

Item 4.    Ownership:      
   (a)   

Amount beneficially owned:

 

11,378,067.

     
   (b)   

Percent of class:

 

9.3%

     
   (c)    Number of shares as to which the person has:      
      (i)   

Sole power to vote or to direct the vote:

 

Jupiter Street, Inc.: 0

     
         Capitol Street Corporation: 0      
         Galaxie Corporation: 0      
      (ii)   

Shared power to vote or to direct the vote.

 

Jupiter Street, Inc.: 11,378,067

     
         Capitol Street Corporation: 11,378,067      
         Galaxie Corporation: 11,378,067      
      (iii)   

Sole power to dispose or to direct the disposition of.

 

Jupiter Street, Inc.: 0

     
         Capitol Street Corporation: 0      
         Galaxie Corporation: 0      
      (iv)   

Shared power to dispose or to direct the disposition of.

 

Jupiter Street, Inc.: 11,378,067

     
         Capitol Street Corporation: 11,378,067      
         Galaxie Corporation: 11,378,067      
   Voting and dispositive powers for the shares of Prospect Capital Corporation are shared among Boards of Directors of Jupiter Street, Inc., Capitol Street Corporation and Galaxie Corporation      
Item 5.   

Ownership of 5 Percent or Less of a Class:

 

Not Applicable.

  
Item 6.   

Ownership of More than 5 Percent on Behalf of Another Person:

 

Various persons have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of the common stock of Prospect Capital Corporation. No one person’s interest in the common stock of Prospect Capital Corporation is more than five percent of the total outstanding common shares.

  
Item 7.   

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person:

 

Jupiter Street, Inc. acquired shares of Prospect Capital Corporation June 15, 2012. Capitol Street Corporation owns 100% of Jupiter Street, Inc. Galaxie Corporation owns 100% of Capitol Street Corporation.

  
Item 8.   

Identification and Classification of Members of the Group:

 

Jupiter Street, Inc.

     
   Capitol Street Corporation      
   Galaxie Corporation      
   See also Exhibit B      
Item 9.   

Notice of Dissolution of Group:

 

Not Applicable

     
Item 10.   

Certifications:

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

     

Exhibits

Exhibit A – Joint Filing Statement

Exhibit B – Identity of Group Members


CUSIP No. 74348T102   Schedule 13G   Page 7 of 9

 

Signature.

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: June 22, 2012
Jupiter Street, Inc.
By:  

/s/ Matthew L. Holleman, III

  Matthew L. Holleman, III
  President
Capitol Street Corporation
By:  

/s/ Matthew L. Holleman, III

  Matthew L. Holleman, III
  President
Galaxie Corporation
By:  

/s/ Matthew L. Holleman, III

  Matthew L. Holleman, III
  Chief Executive Officer and President
EX-99.A 2 d370989dex99a.htm JOINT FILING STATEMENT Joint Filing Statement
CUSIP No. 74348T102   Schedule 13G   Page 8 of 9

 

EXHIBIT A

AGREEMENT REGARDING JOINT FILING

OF STATEMENT ON SCHEDULE 13D OR 13G

The undersigned agree to file jointly with the Securities and Exchange Commission (the “SEC”) any and all statements on Schedule 13D or Schedule 13G (and any amendments or supplements thereto) required under section 13(d) of the Securities Exchange Act of 1934, as amended, in connection with purchases by the undersigned of the securities of Prospect Capital Corporation.

 

Date: June 22, 2012
Jupiter Street, Inc.
By:  

/s/ Matthew L. Holleman, III

  Matthew L. Holleman, III
  President
Capitol Street Corporation
By:  

/s/ Matthew L. Holleman, III

  Matthew L. Holleman, III
  President
Galaxie Corporation
By:  

/s/ Matthew L. Holleman, III

  Matthew L. Holleman, III
  Chief Executive Officer and President
EX-99.B 3 d370989dex99b.htm IDENTITY OF GROUP MEMBERS Identity of Group Members
CUSIP No. 74348T102   Schedule 13G   Page 9 of 9

 

EXHIBIT B

IDENTITY OF MEMBERS OF GROUP

Jupiter Street, Inc.

Capitol Street Corporation

Galaxie Corporation